ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Sept. 12, 2005	Respondents: American Machine, Inc., et al. Release No. 3-11979
Date: Sept. 9, 2005	Respondents: NexPub, Inc. Release No. 3-12014
Date: Sept. 8, 2005	Respondents: James T. Patten Release No. 3-11812
Date: Sept. 8, 2005	Respondents: Joseph Ferragamo Release No. 3-11948
Date: Aug. 19, 2005	Respondents: Vincent Langella Release No. 3-11926
Date: Aug. 18, 2005	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould,Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias,Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: Aug. 18, 2005	Respondents: Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Date: Aug. 5, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: Aug. 4, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: Aug. 4, 2005	Respondents: Busybox.com, Inc. Release No. 3-11962
Date: July 27, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: July 20, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: July 18, 2005	Respondents: Active Link Communications, Inc. Release No. 3-11964
Date: July 1, 2005	Respondents: CMKM Diamonds, Inc. Release No. 3-11858
Date: July 1, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: June 30, 2005	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Date: June 27, 2005	Respondents: Gateway International Holdings, Inc., and Lawrence A. Consalvi Release No. 3-11894
Date: June 10, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: June 7, 2005	Respondents: David A. Finnerty, et al. Release No. 3-11893
Date: May 24, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: May 17, 2005	Respondents: Marketxt, Inc., and Irfan Mohammed Amanat Release No. 3-11813
Date: May 6, 2005	Respondents: Harold F. Harris and Ronald E. Crews Release No. 3-11573
Date: May 5, 2005	Respondents: CMKM Diamonds, Inc. Release No. 3-11858
Date: May 3, 2005	Respondents: Vladen "Larry" Vindman Release No. 3-11247
Date: May 2, 2005	Respondents: CMKM Diamonds, Inc. Release No. 3-11858
Date: April 27, 2005	Respondents: ePhone Telecom, Inc.; National Institute Companies of America, Inc. Release No. 3-11912
Date: April 25, 2005	Respondents: Investment Technology Release No. 3-11824
Date: April 21, 2005	Respondents: Robert A. Tommassello Release No. 3-11859
Date: April 20, 2005	Respondents: Infotopia, Inc. Release No. 3-11860
Date: April 13, 2005	Respondents: Tekron, Inc. Release No. 3-11823
Date: April 13, 2005	Respondents: David Hutter (A/K/A David Green) Release No. 3-11842
Date: April 12, 2005	Respondents: Drkoop.Com, Inc., 1st Miracle Entertainment, Inc., and United States Crude International, Inc. Release No. 3-11829
Date: April 12, 2005	Respondents: Advanced Solutions & Technologies, Inc., Comparator Systems Corp., Emerging Enterprise Solutions, Inc., and Shaman Pharmaceuticals, Inc. Release No. 3-11830
Date: April 12, 2005	Respondents: CMKM Diamonds, Inc. Release No. 3-11858
Date: April 4, 2005	Respondents: Richard S. Kern and Charles Wilkins Release No. 3-11537
Date: March 31, 2005	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Date: March 28, 2005	Respondents: Eagletech Communications, Inc. Release No. 3-11832
Date: March 21, 2005	Respondents: Koji Goto Release No. 3-11768
Date: March 16, 2005	Respondents: Frederick J. Gilliland Release No. 3-11745
Date: March 16, 2005	Respondents: Mark D. Montana Release No. 3-11787
Date: March 10, 2005	Respondents: Amitelo Communications, Inc., and Whitehall Enterprises, Inc. Release No. 3-11831 File Number: 3-11831
Date: March 9, 2005	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Date: March 3, 2005	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: March 3, 2005	Respondents: Saverio (Sammy) Galasso III Release No. 3-11843
Date: March 2, 2005	Respondents: Roberto E. Veitia Release No. 3-11646 File Number: 3-11646
Date: March 2, 2005	Respondents: Scott F. Mccreadie Release No. 3-11807 File Number: 3-11807
Date: March 1, 2005	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: Feb. 22, 2005	Respondents: Vladislav Steven Zubkis Release No. 3-11625
Date: Feb. 18, 2005	Respondents: Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett Release No. 3-11086-EAJA
Date: Feb. 17, 2005	Respondents: Steven Wise and Vladen "Larry" Vindman Release No. 3-11247
Date: Feb. 7, 2005	Respondents: Lonnie Dragon Release No. 3-11776 File Number: 3-11776
Date: Feb. 2, 2005	Respondents: Derrick N. Mckinney and Rick R. Malizia Release No. 3-11605
Date: Jan. 31, 2005	Respondents: Lee E. Gahr Release No. 3-10648
Date: Jan. 31, 2005	Respondents: Michael Sydney Newman Release No. 3-11630 File Number: 3-11630
Date: Jan. 28, 2005	Respondents: Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc., and VSAT Net, Inc. Release No. 3-11761
Date: Jan. 25, 2005	Respondents: James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Date: Jan. 25, 2005	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Date: Jan. 25, 2005	Respondents: Thomas J. Donovan Release No. 3-11716
Date: Jan. 24, 2005	Respondents: James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Date: Jan. 24, 2005	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Date: Jan. 21, 2005	Respondents: Daniel E. Charboneau Release No. 3-11765
Date: Jan. 19, 2005	Respondents: Thomas J. Donovan Release No. 3-11716
Date: Jan. 11, 2005	Respondents: James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Date: Jan. 7, 2005	Respondents: Schield Management Company, and Marshall L. Scheld Release No. 3-11762
Date: Jan. 6, 2005	Respondents: Neurotech Development Corporation Release No. 3-11724
Date: Jan. 5, 2005	Respondents: Abacan Resources Corp., Heroes, Inc., American Multiplexer Corp., DMT Energy, Inc., JTS Corp., Webvan Group, Inc., Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc. and VSAT Net, Inc. Release No. 3-11759 File Number: 3-11759
Date: Dec. 29, 2004	Respondents: John N. Salerno Release No. 3-11700 File Number: 3-11700
Date: Dec. 23, 2004	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Date: Dec. 23, 2004	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Date: Dec. 22, 2004	Respondents: American Electric Power Company, Inc. Release No. 3-11616
Date: Dec. 17, 2004	Respondents: Donald L. Knight Release No. 3-11684 File Number: 3-11684
Date: Dec. 15, 2004	Respondents: Steven Wise and Vladen "Larry" Vindman Release No. 3-11247
Date: Dec. 15, 2004	Respondents: Joseph W. Isaac Release No. 3-11583
Date: Dec. 14, 2004	Respondents: American Electric Power Company, Inc. Release No. 3-11616
Date: Dec. 13, 2004	Respondents: American Electric Power Company, Inc. Release No. 3-11616
Date: Dec. 13, 2004	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: Dec. 13, 2004	Respondents: Michael Carnicle Release No. 3-11682 File Number: 3-11682
Date: Dec. 10, 2004	Respondents: American Electric Power Company, Inc. Release No. 3-11616
Date: Dec. 10, 2004	Respondents: David Abish, Christopher Betts, Mark Charvat, James Corcoran, Paul Feeny, Robert Pratt, Mario Rodriguez, Scott Siegel, Andrew Tursi, and David Weeks Release No. 3-11632 File Number: 3-11632
Date: Dec. 9, 2004	Respondents: Graham Andrews Release No. 3-11596 File Number: 3-11596
Date: Dec. 7, 2004	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Date: Dec. 3, 2004	Respondents: Vladislav Steven Zubkis Lillian A. McEwen, Administrative Law Judge Release No. 3-11625 File Number: 3-11625
Date: Dec. 2, 2004	Respondents: Neurotech Development Corporation Release No. 3-11724
Date: Nov. 30, 2004	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Date: Nov. 29, 2004	Respondents: Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom Release No. 3-11692
Date: Nov. 26, 2004	Respondents: Matter of Steven Bocchino and Sharon Harosh Release No. 3-11628 File Number: 3-11628
Date: Nov. 19, 2004	Respondents: Barry J. Goodman Release No. 3-11708 File Number: 3-11708
Date: Nov. 17, 2004	Respondents: James F. Glaza, d/b/a FalconFinancial Services, Inc. Release No. 3-11012
Date: Nov. 12, 2004	Respondents: Robert Cord Beatty Release No. 3-11666
Date: Nov. 9, 2004	Respondents: Adam G. Kruger Release No. 3-11664 File Number: 3-11664
Date: Nov. 5, 2004	Respondents: Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.com, Inc., New Hampshire Industrials, Inc., Oyster Creek Group, Inc., Savannah River Group, Inc., 2KSounds Corporation, Xunantunich, Inc. Release No. 3-11690
Date: Nov. 4, 2004	Respondents: Matter of Steven Bocchino and Sharon Harosh Release No. 3-11628 File Number: 3-11628
Date: Nov. 3, 2004	Respondents: Harold F. Harris and Ronald E. Crews Lillian A. McEwen, Administrative Law Judge Release No. 3-11573 File Number: 3-11573
Date: Oct. 26, 2004	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: Oct. 22, 2004	Respondents: Platinum Investment Corporation, Andrew Antonucci, and Mathew Beaulieu Release No. 3-11594 File Number: 3-11594
Date: Oct. 22, 2004	Respondents: American Electric Power Company, Inc. Release No. 3-11616
Date: Oct. 18, 2004	Respondents: The Village Green Bookstore, Inc. Release No. 3-11679
Date: Oct. 14, 2004	Respondents: John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Date: Oct. 13, 2004	Respondents: Piranha, Inc. Release No. 3-11629 File Number: 3-11629
Date: Oct. 13, 2004	Respondents: Harold B. Gallison, Jr., Terrence J. Hughes, and David Rosenthal Release No. 3-11634 File Number: 3-11634