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Release Number	SEC Issue Date	File Number	Details
33-8814, 34-55980, 39-2446, IC-27878	June 29, 2007	S7-12-07	Electronic Filing and Simplification of Form D *Comments Due:* September 7, 2007 View Received Comments See Also - 2007 Federal Register version, Electronic Filing and Revision of Form D Federal Register version (72 FR 37376)
33-8814, 34-55980, 39-2446, IC-27878	June 29, 2007	S7-12-07	Electronic Filing and Simplification of Form D *Comments Due:* September 7, 2007 View Received Comments See Also - 2007 Federal Register version, Electronic Filing and Revision of Form D Federal Register version (72 FR 37376)
33-8814, 34-55980, 39-2446, IC-27878	June 29, 2007	S7-12-07	Electronic Filing and Simplification of Form D *Comments Due:* September 7, 2007 View Received Comments See Also - 2007 Federal Register version, Electronic Filing and Revision of Form D Federal Register version (72 FR 37376)
33-8813	June 22, 2007	S7-11-07	Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates *Comments Due:* September 4, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 36821)
33-8813	June 22, 2007	S7-11-07	Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates *Comments Due:* September 4, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 36821)
33-8811, 34-55930	June 20, 2007	S7-24-06	Definition of a Significant Deficiency *Comments Due:* July 18, 2007 View Received Comments See Also - 2007 Federal Register version, 33-8809.pdf, Proposed Rule Release No. 33-8762, Interpretive Release No. 33-8810, comment summary Federal Register version (72 FR 35345)
33-8812	June 20, 2007	S7-10-07	Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3 *Comments Due:* August 27, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 35117)
33-8812	June 20, 2007	S7-10-07	Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3 *Comments Due:* August 27, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 35117)
33-8811, 34-55930	June 20, 2007	S7-24-06	Definition of a Significant Deficiency *Comments Due:* July 18, 2007 View Received Comments See Also - 2007 Federal Register version, 33-8809.pdf, Proposed Rule Release No. 33-8762, Interpretive Release No. 33-8810, comment summary Federal Register version (72 FR 35345)
34-55777	May 17, 2007	S7-08-07	Amendments to Financial Responsibility Rules for Broker-Dealers *Comments Due:* June 18, 2007 View Received Comments See Also - 2007 Federal Register version, Proposed Rule Release Nos. 34-55431 Federal Register version (72 FR 28908)
34-55520	March 26, 2007	S7-12-06	Amendments to Regulation SHO *Comments Due:* April 30, 2007 View Received Comments See Also - 2007 Federal Register version, and 34-54154 Federal Register version (72 FR 15079)
34-55497, IA-2598, IC-27755	March 20, 2007	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 29, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 16875)
34-55497, IA-2598, IC-27755	March 20, 2007	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 29, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 16875)
34-55497, IA-2598, IC-27755	March 20, 2007	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 29, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 16875)
34-55431	March 9, 2007	S7-08-07	Amendments to Financial Responsibility Rules for Broker-Dealers *Comments Due:* May 18, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 12861)
34-55431	March 9, 2007	S7-08-07	Amendments to Financial Responsibility Rules for Broker-Dealers *Comments Due:* May 18, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 12861)
34-55341	Feb. 23, 2007	S7-06-07	Proposed Rule Changes of Self-Regulatory Organizations *Comments Due:* April 30, 2007 View Received Comments See Also - 2007 Federal Register version, 34-57526.pdf Federal Register version (72 FR 9411)
33-8781, IC-27697	Feb. 6, 2007	S7-05-07	Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information *Comments Due:* March 14, 2007 View Received Comments See Also - for this proposal. Federal Register version, Comment Summary Federal Register version (72 FR 6675)
33-8781, IC-27697	Feb. 6, 2007	S7-05-07	Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information *Comments Due:* March 14, 2007 View Received Comments See Also - for this proposal. Federal Register version, Comment Summary Federal Register version (72 FR 6675)
33-8781, IC-27697	Feb. 6, 2007	S7-05-07	Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information *Comments Due:* March 14, 2007 View Received Comments See Also - for this proposal. Federal Register version, Comment Summary Federal Register version (72 FR 6675)
33-8781, IC-27697	Feb. 6, 2007	S7-05-07	Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information *Comments Due:* March 14, 2007 View Received Comments See Also - for this proposal. Federal Register version, Comment Summary Federal Register version (72 FR 6675)
34-55231, 34-55857	Feb. 2, 2007	S7-04-07	Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations *Comments Due:* March 12, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 6377)
34-55231, 34-55857	Feb. 2, 2007	S7-04-07	Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations *Comments Due:* March 12, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 6377)
34-55147, IC-27672	Jan. 22, 2007	S7-03-07	Universal Internet Availability of Proxy Materials *Comments Due:* March 30, 2007 View Received Comments See Also - for this proposal. Federal Register version, 34-55146a.pdf Federal Register version (72 FR 4175)
34-55147, IC-27672	Jan. 22, 2007	S7-03-07	Universal Internet Availability of Proxy Materials *Comments Due:* March 30, 2007 View Received Comments See Also - for this proposal. Federal Register version, 34-55146a.pdf Federal Register version (72 FR 4175)
IC-27600A	Jan. 4, 2007	S7-03-04	Investment Company Governance; Correction *Comments Due:* March 2, 2007 View Received Comments See Also - for this proposal. Federal Register version, Notice of comment deadline Federal Register version (72 FR 1301)
33-8766, IA-2576	Dec. 27, 2006	S7-25-06	Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles *Comments Due:* March 9, 2007 View Received Comments See Also - for this proposal. Federal Register version Submit a Comment on S7-25-06 Federal Register version (72 FR 399)
33-8766, IA-2576	Dec. 27, 2006	S7-25-06	Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles *Comments Due:* March 9, 2007 View Received Comments See Also - for this proposal. Federal Register version Submit a Comment on S7-25-06 Federal Register version (72 FR 399)
34-55005	Dec. 22, 2006	S7-12-05	Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 *Comments Due:* February 12, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release Nos. 34-53020 Federal Register version (72 FR 1383)
33-8762, 34-54976	Dec. 20, 2006	S7-24-06	Management's Report on Internal Control Over Financial Reporting *Comments Due:* February 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, comment summary Submit a Comment on S7-24-06 Federal Register version (71 FR 77635)
33-8762, 34-54976	Dec. 20, 2006	S7-24-06	Management's Report on Internal Control Over Financial Reporting *Comments Due:* February 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, comment summary Federal Register version (71 FR 77635)
33-8762, 34-54976	Dec. 20, 2006	S7-24-06	Management's Report on Internal Control Over Financial Reporting *Comments Due:* February 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, comment summary Federal Register version (71 FR 77635)
33-8762, 34-54976	Dec. 20, 2006	S7-24-06	Management's Report on Internal Control Over Financial Reporting *Comments Due:* February 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, comment summary Submit a Comment on S7-24-06 Federal Register version (71 FR 77635)
34-54946	Dec. 18, 2006	S7-23-06	Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks *Comments Due:* March 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 34-54947, Order Release No. 34-54948 Submit a Comment on S7-23-06 Federal Register version (71 FR 77521)
34-54946	Dec. 18, 2006	S7-22-06	Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks *Comments Due:* March 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 34-54947, Order Release No. 34-54948 Federal Register version (71 FR 77521)
34-54946	Dec. 18, 2006	S7-22-06	Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks *Comments Due:* March 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 34-54947, Order Release No. 34-54948 Federal Register version (71 FR 77521)
34-54947	Dec. 18, 2006	S7-23-06	Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules *Comments Due:* March 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 34-54946, Order Release No. 34-54948 Federal Register version (71 FR 77550)
34-54947	Dec. 18, 2006	S7-23-06	Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules *Comments Due:* March 26, 2007 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 34-54946, Order Release No. 34-54948 Submit a Comment on S7-23-06 Federal Register version (71 FR 77550)
IC-27600	Dec. 15, 2006	S7-03-04	Investment Company Governance *Comments Due:* March 2, 2007 View Received Comments See Also - for this proposal. Submit comments on S7-03-04 Federal Register version, Notice of comment deadline, ic-27600a.pdf, Letters in Response to Court Decision, Rel. No. IC-26323, comments, Response to Request for Stay, The Independent Chair Condition, Letter from Commissioners Glassman and Atkins, Letters in Response to Court Decision, Concurring Views of Chairman Donaldson, Concurring Views of Commissioner Goldschmid, Concurring Views of Commissioner Campos, Dissent of Commissioner Glassman, Dissent of Commissioner Atkins, Commission Order on Stay Request Federal Register version (71 FR 76618)
34-54891	Dec. 7, 2006	S7-21-06	Amendments to Regulation SHO and Rule 10a-1 *Comments Due:* February 12, 2007 View Received Comments See Also - for this proposal. Federal Register version, Reg SHO Pilot Study Submit a Comment on S7-21-06 Federal Register version (71 FR 75067)
34-54891	Dec. 7, 2006	S7-21-06	Amendments to Regulation SHO and Rule 10a-1 *Comments Due:* February 12, 2007 View Received Comments See Also - for this proposal. Federal Register version, Reg SHO Pilot Study Federal Register version (71 FR 75067)
34-54888, 34-56206	Dec. 6, 2006	S7-20-06	Short Selling in Connection With a Public Offering *Comments Due:* February 12, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (71 FR 75001)
34-54888, 34-56206	Dec. 6, 2006	S7-20-06	Short Selling in Connection With a Public Offering *Comments Due:* February 12, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (71 FR 75001)
34-54863	Dec. 4, 2006	S7-19-06	Proposed Amendments to Municipal Securities Disclosure *Comments Due:* January 8, 2007 View Received Comments See Also - for this proposal. Federal Register version Submit a Comment on S7-19-06 Federal Register version (71 FR 71109)
33-8754	Nov. 16, 2006	S7-18-06	Covered Securities Pursuant to Section 18 of the Securities Act of 1933 *Comments Due:* December 22, 2006 View Received Comments See Also - 2006 Federal Register version Submit a Comment on S7-18-06 Federal Register version (71 FR 67761) Note: Covered Securities Pursuant to Section 18 of the Securities Act of 1933 File No.: S7-18-06 Comments Due: December 22, 2006 Federal Register version Comments received are available for this proposal. Submit comments on S7-18-06 Note: Amended
IC-27539, IC-28266	Oct. 25, 2006	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* January 2, 2007 View Received Comments See Also - 2007 Federal Register version, ic-27538.pdf, Release No. IC-26647, and comments Federal Register version (71 FR 64093)
IC-27539, IC-28266	Oct. 25, 2006	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* January 2, 2007 View Received Comments See Also - 2007 Federal Register version, ic-27538.pdf, Release No. IC-26647, and comments Federal Register version (71 FR 64093)
IC-27539, IC-28266	Oct. 25, 2006	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* January 2, 2007 View Received Comments See Also - 2007 Federal Register version, ic-27538.pdf, Release No. IC-26647, and comments Federal Register version (71 FR 64093)
IC-27539, IC-28266	Oct. 25, 2006	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* January 2, 2007 View Received Comments See Also - 2007 Federal Register version, ic-27538.pdf, Release No. IC-26647, and comments Federal Register version (71 FR 64093)
34-54575	Oct. 5, 2006	S7-16-06	Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants *Comments Due:* November 13, 2006 View Received Comments See Also - 2006 Federal Register version Submit a Comment on S7-16-06 Federal Register version (71 FR 60635)
34-54575	Oct. 5, 2006	S7-16-06	Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants *Comments Due:* November 13, 2006 View Received Comments See Also - 2006 Federal Register version Submit a Comment on S7-16-06 Federal Register version (71 FR 60635)
33-8735, 34-54380	Aug. 29, 2006	S7-03-06	Executive Compensation Disclosure *Comments Due:* October 23, 2006 View Received Comments See Also - Federal Register Version: 33-8735 (pdf 52 KB), Proposed Rule: 33-8655 Federal Register version (71 FR 53267)
33-8735, 34-54380	Aug. 29, 2006	S7-03-06	Executive Compensation Disclosure *Comments Due:* October 23, 2006 View Received Comments See Also - Federal Register Version: 33-8735 (pdf 52 KB), Proposed Rule: 33-8655 Federal Register version (71 FR 53267)
34-54356	Aug. 24, 2006	S7-14-06	Electronic Filing of Transfer Agent Forms *Comments Due:* October 26, 2006 View Received Comments Federal Register version (71 FR 53493)
34-54356	Aug. 24, 2006	S7-14-06	Electronic Filing of Transfer Agent Forms *Comments Due:* October 26, 2006 View Received Comments Submit a Comment on S7-14-06 Federal Register version (71 FR 53493)
33-8731	Aug. 9, 2006	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies *Comments Due:* Comments should be received on or before September 14, 2006 View Received Comments See Also - 2006 Federal Register version, Rel. Nos. 33-8212 Federal Register version (71 FR 47060)
33-8731	Aug. 9, 2006	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies *Comments Due:* Comments should be received on or before September 14, 2006 View Received Comments See Also - 2006 Federal Register version, Rel. Nos. 33-8212 Federal Register version (71 FR 47060)
33-8731	Aug. 9, 2006	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies *Comments Due:* Comments should be received on or before September 14, 2006 View Received Comments See Also - 2006 Federal Register version, Rel. Nos. 33-8212 Federal Register version (71 FR 47060)
34-54154	July 14, 2006	S7-12-06	Amendments to Regulation SHO *Comments Due:* September 19, 2006 View Received Comments See Also - 2006 Federal Register version, Spotlight on Short Sales Federal Register version (71 FR 41709)
34-54154	July 14, 2006	S7-12-06	Amendments to Regulation SHO *Comments Due:* September 19, 2006 View Received Comments See Also - 2006 Federal Register version, Spotlight on Short Sales Submit a Comment on S7-12-06 Federal Register version (71 FR 41709)
34-54154	July 14, 2006	S7-12-06	Amendments to Regulation SHO *Comments Due:* September 19, 2006 View Received Comments See Also - 2006 Federal Register version, Spotlight on Short Sales Submit a Comment on S7-12-06 Federal Register version (71 FR 41709)
IC-27395	June 13, 2006	S7-03-04	Investment Company Governance *Comments Due:* August 21, 2006 View Received Comments See Also - 2006. Federal Register version, Letters in Response to Court Decision, Rel. No. IC-26323, comments, Response to Request for Stay, The Independent Chair Condition, Letter from Commissioners Glassman and Atkins, Letters in Response to Court Decision, Federal Register PDF, Concurring Views of Chairman Donaldson, Concurring Views of Commissioner Goldschmid, Concurring Views of Commissioner Campos, Dissent of Commissioner Glassman, Dissent of Commissioner Atkins, Commission Order on Stay Request Federal Register version (71 FR 35365)
34-53560	March 29, 2006	S7-07-06	Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities *Comments Due:* Comments should be received on or before May 10, 2006 View Received Comments See Also - 2006 Federal Register version Submit a Comment on S7-07-06 Federal Register version (71 FR 18030)
IC-27255	Feb. 28, 2006	S7-06-06	Mutual Fund Redemption Fees File Nos.: S7-06-06, 4-512 *Comments Due:* Comments should be received on or before April 10, 2006 View Received Comments See Also - 2006. Federal Register version Federal Register version (71 FR 11351)
IC-27255	Feb. 28, 2006	S7-06-06	Mutual Fund Redemption Fees File Nos.: S7-06-06, 4-512 *Comments Due:* Comments should be received on or before April 10, 2006 View Received Comments See Also - 2006. Federal Register version Submit a Comment on S7-06-06 Federal Register version (71 FR 11351)
33-8655	Jan. 27, 2006	S7-03-06	Executive Compensation and Related Party Disclosure *Comments Due:* Comments should be received on or before April 10, 2006 View Received Comments See Also - Federal Register Version: 33-8655 (pdf 539 KB) Federal Register version (71 FR 6541)
34-53020	Dec. 23, 2005	S7-12-05	Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934 *Comments Due:* Comments should be received on or before February 28, 2006 View Received Comments Federal Register version (70 FR 77687)
34-53020	Dec. 23, 2005	S7-12-05	Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934 *Comments Due:* Comments should be received on or before February 28, 2006 View Received Comments Federal Register version (70 FR 77687)
34-52968, IC-27193	Dec. 16, 2005	S7-11-05	Amendments to the Tender Offer Best-Price Rule *Comments Due:* Comments should be received on or before February 21, 2006 View Received Comments See Also - 2006. Federal Register PDF Federal Register version (70 FR 76115)
34-52968, IC-27193	Dec. 16, 2005	S7-11-05	Amendments to the Tender Offer Best-Price Rule *Comments Due:* Comments should be received on or before February 21, 2006 View Received Comments See Also - 2006. Federal Register PDF Federal Register version (70 FR 76115)
34-52968, IC-27193	Dec. 16, 2005	S7-11-05	Amendments to the Tender Offer Best-Price Rule *Comments Due:* Comments should be received on or before February 21, 2006 View Received Comments See Also - 2006. Federal Register PDF Federal Register version (70 FR 76115)
34-52968, IC-27193	Dec. 16, 2005	S7-11-05	Amendments to the Tender Offer Best-Price Rule *Comments Due:* Comments should be received on or before February 21, 2006 View Received Comments See Also - 2006. Federal Register PDF Federal Register version (70 FR 76115)
34-52926, IC-27182	Dec. 8, 2005	S7-10-05	Internet Availability of Proxy Materials *Comments Due:* Comments should be received on or before February 13, 2006 View Received Comments See Also - 2006. Federal Register PDF, 34-55146a.pdf Federal Register version (70 FR 74597)
34-52926, IC-27182	Dec. 8, 2005	S7-10-05	Internet Availability of Proxy Materials *Comments Due:* Comments should be received on or before February 13, 2006 View Received Comments See Also - 2006. Federal Register PDF, 34-55146a.pdf Federal Register version (70 FR 74597)
33-8617, 34-52491	Sept. 22, 2005	S7-08-05	Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports *Comments Due:* Comments should be received on or before October 31, 2005 View Received Comments See Also - 2005. Federal Register PDF, 33-8644.pdf Federal Register version (70 FR 56862)
33-8617, 34-52491	Sept. 22, 2005	S7-08-05	Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports *Comments Due:* Comments should be received on or before October 31, 2005 View Received Comments See Also - 2005. Federal Register PDF, 33-8644.pdf Federal Register version (70 FR 56862)
34-51595	April 21, 2005	S7-05-05	Proposed Amendments to the Rules of Practice and Related Provisions *Comments Due:* Comments should be received on or before May 31, 2005 See Also - 2005. Federal Register PDF Federal Register version (70 FR 22223)
34-51595	April 21, 2005	S7-05-05	Proposed Amendments to the Rules of Practice and Related Provisions *Comments Due:* Comments should be received on or before May 31, 2005 See Also - 2005. Federal Register PDF Federal Register version (70 FR 22223)
33-8570, 34-51572, IC-26834	April 19, 2005	S7-04-05	Definition of Nationally Recognized Statistical Rating Organization *Comments Due:* Comments should be received on or before June 9, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (70 FR 21305)
33-8570, 34-51572, IC-26834	April 19, 2005	S7-04-05	Definition of Nationally Recognized Statistical Rating Organization *Comments Due:* Comments should be received on or before June 9, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (70 FR 21305)
33-8570, 34-51572, IC-26834	April 19, 2005	S7-04-05	Definition of Nationally Recognized Statistical Rating Organization *Comments Due:* Comments should be received on or before June 9, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (70 FR 21305)
33-8544, 34-51274, IC-26778	Feb. 28, 2005	S7-06-04	Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds *Comments Due:* Comments should be received on or before April 4, 2005 View Received Comments See Also - 2005. Federal Register PDF, Attachments to this release Federal Register version (70 FR 10521)
33-8544, 34-51274, IC-26778	Feb. 28, 2005	S7-06-04	Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds *Comments Due:* Comments should be received on or before April 4, 2005 View Received Comments See Also - 2005. Federal Register PDF, Attachments to this release Federal Register version (70 FR 10521)
33-8544, 34-51274, IC-26778	Feb. 28, 2005	S7-06-04	Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds *Comments Due:* Comments should be received on or before April 4, 2005 View Received Comments See Also - 2005. Federal Register PDF, Attachments to this release Federal Register version (70 FR 10521)
34-51019	Jan. 11, 2005	S7-39-04	Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization *Comments Due:* Comments should be received on or before March 8, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (70 FR 2829)
34-50980	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before February 7, 2005 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50980, Rel. No. 34-42099, Release No. 34-50213 Federal Register version (70 FR 2716)
34-50980	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before February 7, 2005 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50980, Rel. No. 34-42099, Release No. 34-50213 Federal Register version (70 FR 2716)
34-50980	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before February 7, 2005 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50980, Rel. No. 34-42099, Release No. 34-50213 Federal Register version (70 FR 2716)
34-50870	Dec. 16, 2004	S7-10-04	Establishing a Docket for the Development of Plasma Standards Public Workshop; Notice *Comments Due:* Comments should be received on or before January 26, 2005 View Received Comments See Also - Federal Register PDF, see correction, Spotlight on Regulation NMS Federal Register version (70 FR 1503) Note: Footnote 317 was unintentionally omitted; see correction .); Spotlight on Regulation NMS
33-8511, 34-50831, IC-26691	Dec. 9, 2004	S7-41-04	Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings *Comments Due:* Comments should be received on or before February 15, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 75773)
33-8511, 34-50831, IC-26691	Dec. 9, 2004	S7-41-04	Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings *Comments Due:* Comments should be received on or before February 15, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 75773)
33-8511, 34-50831, IC-26691	Dec. 9, 2004	S7-41-04	Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings *Comments Due:* Comments should be received on or before February 15, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 75773)
34-50699	Nov. 18, 2004	S7-39-04	Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization *Comments Due:* Comments should be received on or before January 24, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 71125)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282	Nov. 3, 2004	S7-38-04	Securities Offering Reform *Comments Due:* Comments should be received on or before January 31, 2005 View Received Comments See Also - 2005. Federal Register PDF Federal Register version (69 FR 67391)
IC-26647, IC-28266	Nov. 1, 2004	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* Comments should be received on or before January 7, 2005 View Received Comments See Also - S7-37-04 Federal Register PDF Federal Register version (69 FR 64815)