33-8859, 34-56732, IC-28042
Nov. 1, 2007
S7-25-07
Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
Comments Due: December 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042
Nov. 1, 2007
S7-25-07
Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
Comments Due: December 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 63513)
IA-2652
Sept. 24, 2007
S7-22-07
Interpretive Rule Under the Advisers Act Affecting Broker-Dealers
Comments Due: November 2, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 55126)
34-56213
Aug. 7, 2007
S7-19-07
Amendments to Regulation SHO
Comments Due: September 13, 2007
View Received Comments
See Also -
2007 Federal Register version , 34-58775.pdf , Proposed Rule Release Nos. 34-58107
Federal Register version (72 FR 45558)
33-8828, IC-27922
Aug. 3, 2007
S7-18-07
Revisions of Limited Offering Exemptions in Regulation D
Comments Due: October 9, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 45115)
33-8828, IC-27922
Aug. 3, 2007
S7-18-07
Revisions of Limited Offering Exemptions in Regulation D
Comments Due: October 9, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 45115)
34-56160, IC-27913
July 27, 2007
S7-16-07
Shareholder Proposals
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version , 34-57172.pdf
Federal Register version (72 FR 43465)
34-56161, IC-27914
July 27, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 43488)
34-56161, IC-27914
July 27, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 43488)
34-56160, IC-27913
July 27, 2007
S7-16-07
Shareholder Proposals
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version , 34-57172.pdf
Federal Register version (72 FR 43465)
34-56161, IC-27914
July 27, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 43488)
34-56161, IC-27914
July 27, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
Comments Due: October 2, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 43488)
33-8819, 34-56013, 39-2447
July 5, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
Comments Due: September 17, 2007
View Received Comments
See Also -
2007 Federal Register version , 33-8876.pdf
Federal Register version (72 FR 39669)
34-56010
July 5, 2007
S7-14-07
Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934
Comments Due: September 10, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 37607)
34-56010
July 5, 2007
S7-14-07
Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934
Comments Due: September 10, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 37607)
33-8819, 34-56013, 39-2447
July 5, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
Comments Due: September 17, 2007
View Received Comments
See Also -
2007 Federal Register version , 33-8876.pdf
Federal Register version (72 FR 39669)
33-8819, 34-56013, 39-2447
July 5, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
Comments Due: September 17, 2007
View Received Comments
See Also -
2007 Federal Register version , 33-8876.pdf
Federal Register version (72 FR 39669)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8818, 34-55998, International Series Release No. 1302
July 2, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
Comments Due: September 24, 2007
View Received Comments
See Also -
2007. Federal Register version
Federal Register version (72 FR 37961)
33-8814, 34-55980, 39-2446, IC-27878
June 29, 2007
S7-12-07
Electronic Filing and Simplification of Form D
Comments Due: September 7, 2007
View Received Comments
See Also -
2007 Federal Register version , Electronic Filing and Revision of Form D
Federal Register version (72 FR 37376)
33-8814, 34-55980, 39-2446, IC-27878
June 29, 2007
S7-12-07
Electronic Filing and Simplification of Form D
Comments Due: September 7, 2007
View Received Comments
See Also -
2007 Federal Register version , Electronic Filing and Revision of Form D
Federal Register version (72 FR 37376)
33-8814, 34-55980, 39-2446, IC-27878
June 29, 2007
S7-12-07
Electronic Filing and Simplification of Form D
Comments Due: September 7, 2007
View Received Comments
See Also -
2007 Federal Register version , Electronic Filing and Revision of Form D
Federal Register version (72 FR 37376)
33-8814, 34-55980, 39-2446, IC-27878
June 29, 2007
S7-12-07
Electronic Filing and Simplification of Form D
Comments Due: September 7, 2007
View Received Comments
See Also -
2007 Federal Register version , Electronic Filing and Revision of Form D
Federal Register version (72 FR 37376)
33-8813
June 22, 2007
S7-11-07
Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
Comments Due: September 4, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 36821)
33-8813
June 22, 2007
S7-11-07
Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
Comments Due: September 4, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 36821)
33-8811, 34-55930
June 20, 2007
S7-24-06
Definition of a Significant Deficiency
Comments Due: July 18, 2007
View Received Comments
See Also -
2007 Federal Register version , 33-8809.pdf , Proposed Rule Release No. 33-8762 , Interpretive Release No. 33-8810 , comment summary
Federal Register version (72 FR 35345)
33-8812
June 20, 2007
S7-10-07
Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3
Comments Due: August 27, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 35117)
33-8812
June 20, 2007
S7-10-07
Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3
Comments Due: August 27, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 35117)
33-8811, 34-55930
June 20, 2007
S7-24-06
Definition of a Significant Deficiency
Comments Due: July 18, 2007
View Received Comments
See Also -
2007 Federal Register version , 33-8809.pdf , Proposed Rule Release No. 33-8762 , Interpretive Release No. 33-8810 , comment summary
Federal Register version (72 FR 35345)
34-55777
May 17, 2007
S7-08-07
Amendments to Financial Responsibility Rules for Broker-Dealers
Comments Due: June 18, 2007
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release Nos. 34-55431
Federal Register version (72 FR 28908)
34-55520
March 26, 2007
S7-12-06
Amendments to Regulation SHO
Comments Due: April 30, 2007
View Received Comments
See Also -
2007 Federal Register version , and 34-54154
Federal Register version (72 FR 15079)
34-55497, IA-2598, IC-27755
March 20, 2007
S7-09-07
Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Comments Due: May 29, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 16875)
34-55497, IA-2598, IC-27755
March 20, 2007
S7-09-07
Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Comments Due: May 29, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 16875)
34-55497, IA-2598, IC-27755
March 20, 2007
S7-09-07
Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Comments Due: May 29, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 16875)
34-55431
March 9, 2007
S7-08-07
Amendments to Financial Responsibility Rules for Broker-Dealers
Comments Due: May 18, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 12861)
34-55431
March 9, 2007
S7-08-07
Amendments to Financial Responsibility Rules for Broker-Dealers
Comments Due: May 18, 2007
View Received Comments
See Also -
2007 Federal Register version
Federal Register version (72 FR 12861)
34-55341
Feb. 23, 2007
S7-06-07
Proposed Rule Changes of Self-Regulatory Organizations
Comments Due: April 30, 2007
View Received Comments
See Also -
2007 Federal Register version , 34-57526.pdf
Federal Register version (72 FR 9411)
33-8781, IC-27697
Feb. 6, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information
Comments Due: March 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Comment Summary
Federal Register version (72 FR 6675)
33-8781, IC-27697
Feb. 6, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information
Comments Due: March 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Comment Summary
Federal Register version (72 FR 6675)
33-8781, IC-27697
Feb. 6, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information
Comments Due: March 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Comment Summary
Federal Register version (72 FR 6675)
33-8781, IC-27697
Feb. 6, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information
Comments Due: March 14, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Comment Summary
Federal Register version (72 FR 6675)
34-55231, 34-55857
Feb. 2, 2007
S7-04-07
Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
Comments Due: March 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 6377)
34-55231, 34-55857
Feb. 2, 2007
S7-04-07
Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
Comments Due: March 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 6377)
34-55147, IC-27672
Jan. 22, 2007
S7-03-07
Universal Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , 34-55146a.pdf
Federal Register version (72 FR 4175)
34-55147, IC-27672
Jan. 22, 2007
S7-03-07
Universal Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , 34-55146a.pdf
Federal Register version (72 FR 4175)
IC-27600A
Jan. 4, 2007
S7-03-04
Investment Company Governance; Correction
Comments Due: March 2, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Notice of comment deadline
Federal Register version (72 FR 1301)
33-8766, IA-2576
Dec. 27, 2006
S7-25-06
Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles
Comments Due: March 9, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 399)
33-8766, IA-2576
Dec. 27, 2006
S7-25-06
Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles
Comments Due: March 9, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (72 FR 399)
34-55005
Dec. 22, 2006
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934
Comments Due: February 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release Nos. 34-53020
Federal Register version (72 FR 1383)
33-8762, 34-54976
Dec. 20, 2006
S7-24-06
Management's Report on Internal Control Over Financial Reporting
Comments Due: February 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , comment summary
Federal Register version (71 FR 77635)
33-8762, 34-54976
Dec. 20, 2006
S7-24-06
Management's Report on Internal Control Over Financial Reporting
Comments Due: February 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , comment summary
Federal Register version (71 FR 77635)
33-8762, 34-54976
Dec. 20, 2006
S7-24-06
Management's Report on Internal Control Over Financial Reporting
Comments Due: February 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , comment summary
Federal Register version (71 FR 77635)
33-8762, 34-54976
Dec. 20, 2006
S7-24-06
Management's Report on Internal Control Over Financial Reporting
Comments Due: February 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , comment summary
Federal Register version (71 FR 77635)
34-54946
Dec. 18, 2006
S7-22-06
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
Comments Due: March 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release No. 34-54947 , Order Release No. 34-54948
Federal Register version (71 FR 77521)
34-54946
Dec. 18, 2006
S7-22-06
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
Comments Due: March 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release No. 34-54947 , Order Release No. 34-54948
Federal Register version (71 FR 77521)
34-54946
Dec. 18, 2006
S7-23-06
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
Comments Due: March 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release No. 34-54947 , Order Release No. 34-54948
Federal Register version (71 FR 77521)
34-54947
Dec. 18, 2006
S7-23-06
Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules
Comments Due: March 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release No. 34-54946 , Order Release No. 34-54948
Federal Register version (71 FR 77550)
34-54947
Dec. 18, 2006
S7-23-06
Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules
Comments Due: March 26, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Proposed Rule Release No. 34-54946 , Order Release No. 34-54948
Federal Register version (71 FR 77550)
IC-27600
Dec. 15, 2006
S7-03-04
Investment Company Governance
Comments Due: March 2, 2007
View Received Comments
See Also -
for this proposal. Submit comments on S7-03-04 Federal Register version , Notice of comment deadline , ic-27600a.pdf , Letters in Response to Court Decision , Rel. No. IC-26323 , Response to Request for Stay , The Independent Chair Condition , Letter from Commissioners Glassman and Atkins , Letters in Response to Court Decision , Concurring Views of Chairman Donaldson , Concurring Views of Commissioner Goldschmid , Concurring Views of Commissioner Campos , Dissent of Commissioner Glassman , Dissent of Commissioner Atkins , Commission Order on Stay Request
Federal Register version (71 FR 76618)
34-54891
Dec. 7, 2006
S7-21-06
Amendments to Regulation SHO and Rule 10a-1
Comments Due: February 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Reg SHO Pilot Study
Federal Register version (71 FR 75067)
34-54891
Dec. 7, 2006
S7-21-06
Amendments to Regulation SHO and Rule 10a-1
Comments Due: February 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version , Reg SHO Pilot Study
Federal Register version (71 FR 75067)
34-54888, 34-56206
Dec. 6, 2006
S7-20-06
Short Selling in Connection With a Public Offering
Comments Due: February 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (71 FR 75001)
34-54888, 34-56206
Dec. 6, 2006
S7-20-06
Short Selling in Connection With a Public Offering
Comments Due: February 12, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (71 FR 75001)
34-54863
Dec. 4, 2006
S7-19-06
Proposed Amendments to Municipal Securities Disclosure
Comments Due: January 8, 2007
View Received Comments
See Also -
for this proposal. Federal Register version
Federal Register version (71 FR 71109)
33-8754
Nov. 16, 2006
S7-18-06
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Comments Due: December 22, 2006
View Received Comments
See Also -
2006 Federal Register version
Federal Register version (71 FR 67761) Note: Covered Securities Pursuant to Section 18 of the Securities Act of 1933 File No.: S7-18-06 Comments Due: December 22, 2006 Federal Register version Comments received are available for this proposal. Submit comments on S7-18-06 Note: Amended
IC-27539, IC-28266
Oct. 25, 2006
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: January 2, 2007
View Received Comments
See Also -
2007 Federal Register version , ic-27538.pdf , Release No. IC-26647
Federal Register version (71 FR 64093)
IC-27539, IC-28266
Oct. 25, 2006
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: January 2, 2007
View Received Comments
See Also -
2007 Federal Register version , ic-27538.pdf , Release No. IC-26647
Federal Register version (71 FR 64093)
IC-27539, IC-28266
Oct. 25, 2006
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: January 2, 2007
View Received Comments
See Also -
2007 Federal Register version , ic-27538.pdf , Release No. IC-26647
Federal Register version (71 FR 64093)
IC-27539, IC-28266
Oct. 25, 2006
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: January 2, 2007
View Received Comments
See Also -
2007 Federal Register version , ic-27538.pdf , Release No. IC-26647
Federal Register version (71 FR 64093)
34-54575
Oct. 5, 2006
S7-16-06
Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants
Comments Due: November 13, 2006
View Received Comments
See Also -
2006 Federal Register version
Federal Register version (71 FR 60635)
34-54575
Oct. 5, 2006
S7-16-06
Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers Also Registered as Futures Commission Merchants
Comments Due: November 13, 2006
View Received Comments
See Also -
2006 Federal Register version
Federal Register version (71 FR 60635)
33-8735, 34-54380
Aug. 29, 2006
S7-03-06
Executive Compensation Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also -
Federal Register Version: 33-8735 (pdf 52 KB) , Proposed Rule: 33-8655
Federal Register version (71 FR 53267)
33-8735, 34-54380
Aug. 29, 2006
S7-03-06
Executive Compensation Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also -
Federal Register Version: 33-8735 (pdf 52 KB) , Proposed Rule: 33-8655
Federal Register version (71 FR 53267)
34-54356
Aug. 24, 2006
S7-14-06
Electronic Filing of Transfer Agent Forms
Comments Due: October 26, 2006
View Received Comments
Federal Register version (71 FR 53493)
34-54356
Aug. 24, 2006
S7-14-06
Electronic Filing of Transfer Agent Forms
Comments Due: October 26, 2006
View Received Comments
Federal Register version (71 FR 53493)
33-8731
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: Comments should be received on or before September 14, 2006
See Also -
2006 Federal Register version , Rel. Nos. 33-8212
Federal Register version (71 FR 47060)
33-8731
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: Comments should be received on or before September 14, 2006
View Received Comments
See Also -
2006 Federal Register version , Rel. Nos. 33-8212
Federal Register version (71 FR 47060)
33-8731
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: Comments should be received on or before September 14, 2006
View Received Comments
See Also -
2006 Federal Register version , Rel. Nos. 33-8212
Federal Register version (71 FR 47060)
34-54154
July 14, 2006
S7-12-06
Amendments to Regulation SHO
Comments Due: September 19, 2006
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Short Sales
Federal Register version (71 FR 41709)
34-54154
July 14, 2006
S7-12-06
Amendments to Regulation SHO
Comments Due: September 19, 2006
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Short Sales
Federal Register version (71 FR 41709)
34-54154
July 14, 2006
S7-12-06
Amendments to Regulation SHO
Comments Due: September 19, 2006
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Short Sales
Federal Register version (71 FR 41709)
IC-27395
June 13, 2006
S7-03-04
Investment Company Governance
Comments Due: August 21, 2006
View Received Comments
See Also -
2006. Federal Register version , Letters in Response to Court Decision , Rel. No. IC-26323 , comments , Response to Request for Stay , The Independent Chair Condition , Letter from Commissioners Glassman and Atkins , Letters in Response to Court Decision , Federal Register PDF , Concurring Views of Chairman Donaldson , Concurring Views of Commissioner Goldschmid , Concurring Views of Commissioner Campos , Dissent of Commissioner Glassman , Dissent of Commissioner Atkins , Commission Order on Stay Request
Federal Register version (71 FR 35365)
34-53560
March 29, 2006
S7-07-06
Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities
Comments Due: Comments should be received on or before May 10, 2006
View Received Comments
See Also -
2006 Federal Register version
Federal Register version (71 FR 18030)
IC-27255
Feb. 28, 2006
S7-06-06
Mutual Fund Redemption Fees
File Nos.:
S7-06-06, 4-512
Comments Due: Comments should be received on or before April 10, 2006
See Also -
2006. Federal Register version
Federal Register version (71 FR 11351)
IC-27255
Feb. 28, 2006
S7-06-06
Mutual Fund Redemption Fees
File Nos.:
S7-06-06, 4-512
Comments Due: Comments should be received on or before April 10, 2006
View Received Comments
See Also -
2006. Federal Register version
Federal Register version (71 FR 11351)
33-8655
Jan. 27, 2006
S7-03-06
Executive Compensation and Related Party Disclosure
Comments Due: Comments should be received on or before April 10, 2006
View Received Comments
See Also -
Federal Register Version: 33-8655 (pdf 539 KB)
Federal Register version (71 FR 6541)
34-53020
Dec. 23, 2005
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before February 28, 2006
View Received Comments
Federal Register version (70 FR 77687)
34-53020
Dec. 23, 2005
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before February 28, 2006
View Received Comments
Federal Register version (70 FR 77687)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52926, IC-27182
Dec. 8, 2005
S7-10-05
Internet Availability of Proxy Materials
Comments Due: Comments should be received on or before February 13, 2006
View Received Comments
See Also -
2006. Federal Register PDF , 34-55146a.pdf
Federal Register version (70 FR 74597)
34-52926, IC-27182
Dec. 8, 2005
S7-10-05
Internet Availability of Proxy Materials
Comments Due: Comments should be received on or before February 13, 2006
View Received Comments
See Also -
2006. Federal Register PDF , 34-55146a.pdf
Federal Register version (70 FR 74597)
33-8617, 34-52491
Sept. 22, 2005
S7-08-05
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Comments Due: Comments should be received on or before October 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF , 33-8644.pdf
Federal Register version (70 FR 56862)
33-8617, 34-52491
Sept. 22, 2005
S7-08-05
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Comments Due: Comments should be received on or before October 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF , 33-8644.pdf
Federal Register version (70 FR 56862)