Comments on Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC
Public Comment Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Meeting with SEC Officials Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Public Comment Neila Radin, Chair, Securities Law Committee, Society of Corporate Secretaries & Governance Professionals
Public Comment Keith F. Higgins, Chair and Ellen Lieberman, Chair, Committees on Federal Regulation of Securities and State Regulation of Securities of the American Bar Association
Public Comment Harry S. Pangas, Sutherland Asbill & Brennan LLP
Public Comment Morrison & Foerster LLP
Public Comment Brinson Patrick Securities CorporationBrinson Patrick Securities Corporation, New York, New York
Public Comment Byron C. Roth, CEO, Roth Capital Partners, LLC, Newport Beach, California
Public Comment Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Public Comment Deloitte & Touche LLP
Public Comment Ernst & Young LLP
Public Comment KPMG LLP
Public Comment Michael T. Williams, Esq., Tampa, Florida
Public Comment Rosemarie Thurston, Chair, Legal and Regulatory Affairs Committee, Investment Program Association
Public Comment Sharon A. Haeger, America's Community Bankers, Washington, District of Columbia
Public Comment Jeff Mahoney, General Counsel, Council of Institutional Investors
Public Comment Thomas M. Sullivan, Chief Counsel of Advocacy, and Janis C. Reyes, Assistant Chief Counsel, Office of Advocacy, Small Business Administration
Public Comment BDO Seidman, LLP
Public Comment Mark L. Baum, Esquire, Lawyer, Houston, Texas
Public Comment Malizia Spidi & Fisch, PC, Washington, District of Columbia
Public Comment Marshal Shichtman, Esq, Carle Place, New York
Public Comment R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Public Comment David N. Feldman, Esquire, Managing Partner, Feldman Weinstein and Smith LLP, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-07
Release Number
33-8812
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