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Release Number	SEC Issue Date	File Number	Details
IC-26647, IC-28266	Nov. 1, 2004	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* Comments should be received on or before January 7, 2005 View Received Comments See Also - S7-37-04 Federal Register PDF Federal Register version (69 FR 64815)
IC-26647, IC-28266	Nov. 1, 2004	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* Comments should be received on or before January 7, 2005 View Received Comments See Also - S7-37-04 Federal Register PDF Federal Register version (69 FR 64815)
IC-26647, IC-28266	Nov. 1, 2004	S7-37-04	Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 *Comments Due:* Comments should be received on or before January 7, 2005 View Received Comments See Also - S7-37-04 Federal Register PDF Federal Register version (69 FR 64815)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622	Sept. 27, 2004	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System *Comments Due:* Comments should be received on or before November 1, 2004 View Received Comments See Also - Correction, Federal Register PDF, Comment Summary Federal Register version (69 FR 59093)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596	Sept. 14, 2004	S7-33-04	Disposal of Consumer Report Information *Comments Due:* Comments should be received on or before October 20, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 56303)
33-8477, 34-50254	Aug. 25, 2004	S7-32-04	Temporary Postponement of the Final Phase-in Period for Acceleration of Periodic Report Filing Dates *Comments Due:* Comments should be received on or before October 1, 2004 View Received Comments See Also - 2004. Federal Register PDF, Summary of Comments Federal Register version (69 FR 53549)
33-8477, 34-50254	Aug. 25, 2004	S7-32-04	Temporary Postponement of the Final Phase-in Period for Acceleration of Periodic Report Filing Dates *Comments Due:* Comments should be received on or before October 1, 2004 View Received Comments See Also - 2004. Federal Register PDF, Summary of Comments Federal Register version (69 FR 53549)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50213, IA-2278	Aug. 18, 2004	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before September 22, 2004 View Received Comments See Also - 2000 Comments received electronically are available, Rel. No. 34-42099, Federal Register PDF Federal Register version (69 FR 51620)
34-50056	July 22, 2004	S7-26-04	Regulation B *Comments Due:* Comments should be received on or before September 1, 2004 View Received Comments See Also - 2004. Federal Register PDF, and comments Federal Register version (69 FR 44988)
IA-2266	July 20, 2004	S7-30-04	Registration Under the Advisers Act of Certain Hedge Fund Advisers *Comments Due:* Comments should be received on or before September 15, 2004 View Received Comments See Also - Rel. No. IA-2266, 2004. Federal Register PDF Federal Register version (69 FR 45171)
IA-2266	July 20, 2004	S7-30-04	Registration Under the Advisers Act of Certain Hedge Fund Advisers *Comments Due:* Comments should be received on or before September 15, 2004 View Received Comments See Also - Rel. No. IA-2266, 2004. Federal Register PDF Federal Register version (69 FR 45171)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259	July 8, 2004	S7-29-04	Limitations on Affiliate Marketing (Regulation S-AM) *Comments Due:* Comments should be received on or before August 13, 2004 View Received Comments See Also - Proposed Rule Release No. 34-49985 Federal Register version (69 FR 42301)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471	June 21, 2004	S7-27-04	Ownership Reports and Trading by Officers, Directors and Principal Security Holders *Comments Due:* Comments should be received on or before August 9, 2004 View Received Comments See Also - Comment Summary, 33-8600.pdf, for this proposal. Federal Register PDF Federal Register version (69 FR 35981)
34-49879, 34-50056 International Series Release No. 1278	June 17, 2004	S7-26-04	Regulation B *Comments Due:* Comments should be received on or before August 2, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 39681)
34-49879, 34-50056 International Series Release No. 1278	June 17, 2004	S7-26-04	Regulation B *Comments Due:* Comments should be received on or before August 2, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 39681)
34-49858	June 15, 2004	S7-25-04	Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934 *Comments Due:* Comments should be received on or before July 22, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 34859)
34-49858	June 15, 2004	S7-25-04	Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934 *Comments Due:* Comments should be received on or before July 22, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 34859)
34-49749	May 20, 2004	S7-10-04	Regulation NMS *Comments Due:* Comments should be received on or before June 30, 2004 View Received Comments See Also - Federal Register PDF, Spotlight on Regulation NMS Federal Register version (69 FR 30141)
33-8419	May 3, 2004	S7-21-04	Asset-Backed Securities *Comments Due:* Comments should be received on or before July 12, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Summary of Comments, 33-8518 Federal Register version (69 FR 30750)
34-49639	May 3, 2004	S7-20-04	Certain Thrift Institutions Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before July 9, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 25777)
34-49639	May 3, 2004	S7-20-04	Certain Thrift Institutions Deemed Not To Be Investment Advisers *Comments Due:* Comments should be received on or before July 9, 2004 View Received Comments See Also - 2004. Federal Register PDF Federal Register version (69 FR 25777)
33-8407	April 15, 2004	S7-19-04	Use of Form S-8 and Form 8-K by Shell Companies *Comments Due:* Comments should be received on or before June 7, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 25182)
33-8407	April 15, 2004	S7-19-04	Use of Form S-8 and Form 8-K by Shell Companies *Comments Due:* Comments should be received on or before June 7, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 25182)
34-49505	March 30, 2004	S7-18-04	Proposed Rule Changes of Self-Regulatory Organizations *Comments Due:* Comments should be received on or before June 4, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 23856)
34-49505	March 30, 2004	S7-18-04	Proposed Rule Changes of Self-Regulatory Organizations *Comments Due:* Comments should be received on or before June 4, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 23856)
33-8404	March 22, 2004	S7-17-04	Covered Securities Pursuant to Section 18 of the Securities Act of 1933 *Comments Due:* Comments should be received on or before April 26, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 16153)
33-8397A	March 18, 2004	S7-15-04	First-Time Application of International Financial Reporting Standards; Correction *Comments Due:* Comments should be received on or before April 5, 2004 View Received Comments See Also - Rel. No. 33-8397 Federal Register version (69 FR 15271)
33-8397A	March 18, 2004	S7-15-04	First-Time Application of International Financial Reporting Standards; Correction *Comments Due:* Comments should be received on or before April 5, 2004 View Received Comments See Also - Rel. No. 33-8397 Federal Register version (69 FR 15271)
33-8401	March 16, 2004	S7-16-04	Rulemaking for EDGAR System *Comments Due:* Comments should be received on or before May 24, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 13689)
33-8401	March 16, 2004	S7-16-04	Rulemaking for EDGAR System *Comments Due:* Comments should be received on or before May 24, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 13689)
33-8401	March 16, 2004	S7-16-04	Rulemaking for EDGAR System *Comments Due:* Comments should be received on or before May 24, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 13689)
33-8399	March 15, 2004	S7-14-04	Mandated Electronic Filing for Form ID *Comments Due:* Comments should be received on or before April 5, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 13425)
33-8399	March 15, 2004	S7-14-04	Mandated Electronic Filing for Form ID *Comments Due:* Comments should be received on or before April 5, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 13425)
33-8396	March 11, 2004	S7-12-04	Disclosure Regarding Portfolio Managers of Registered Management Investment Companies *Comments Due:* Comments should be received on or before May 21, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Summary of Comments Federal Register version (69 FR 12751)
33-8397	March 11, 2004	S7-15-04	First-Time Application of International Financial Reporting Standards *Comments Due:* Comments should be received on or before April 19, 2004 View Received Comments See Also - Rel. No. 33-8397A, for this proposal. Federal Register PDF Federal Register version (69 FR 12903)
33-8397	March 11, 2004	S7-15-04	First-Time Application of International Financial Reporting Standards *Comments Due:* Comments should be received on or before April 19, 2004 View Received Comments See Also - Rel. No. 33-8397A, for this proposal. Federal Register PDF Federal Register version (69 FR 12903)
IC-26375A	March 5, 2004	S7-11-04	Mandatory Redemption Fees for Redeemable Fund Securities *Comments Due:* Comments should be received on or before May 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, ic-26782.pdf Federal Register version (69 FR 11762)
34-49325	Feb. 26, 2004	S7-10-04	Regulation NMS *Comments Due:* Comments should be received on or before June 30, 2004 View Received Comments See Also - Federal Register PDF, Spotlight on Regulation NMS Federal Register version (69 FR 11125)
IC-26356	Feb. 24, 2004	S7-09-04	Prohibition on the Use of Brokerage Commissions To Finance Distribution *Comments Due:* Comments should be received on or before May 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 9725)
33-8364	Feb. 11, 2004	S7-08-04	Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies *Comments Due:* Comments should be received on or before April 26, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Outline of Comments Federal Register version (69 FR 7851)
33-8358, 33-8544	Jan. 29, 2004	S7-06-04	Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds *Comments Due:* Comments should be received on or before April 12, 2004 View Received Comments See Also - Form Examples, for this proposal. Federal Register PDF Federal Register version (69 FR 6437)
33-8358, 33-8544	Jan. 29, 2004	S7-06-04	Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds *Comments Due:* Comments should be received on or before April 12, 2004 View Received Comments See Also - Form Examples, for this proposal. Federal Register PDF Federal Register version (69 FR 6437)
34-49104	Jan. 20, 2004	S7-05-04	Collection Practices Under Section 31 of the Exchange Act *Comments Due:* Comments should be received on or before February 26, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 4017)
IA-2209	Jan. 20, 2004	S7-04-04	Investment Adviser Codes of Ethics *Comments Due:* Comments should be received on or before March 15, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 4039)
IC-26323, IC-26985	Jan. 15, 2004	S7-03-04	Investment Company Governance *Comments Due:* Comments should be received on or before March 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 3471)
IC-26323, IC-26985	Jan. 15, 2004	S7-03-04	Investment Company Governance *Comments Due:* Comments should be received on or before March 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 3471)
IC-26323, IC-26985	Jan. 15, 2004	S7-03-04	Investment Company Governance *Comments Due:* Comments should be received on or before March 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 3471)
IC-26323, IC-26985	Jan. 15, 2004	S7-03-04	Investment Company Governance *Comments Due:* Comments should be received on or before March 10, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (69 FR 3471)
34-49037	Jan. 8, 2004	S7-02-04	Amendments to the Penny Stock Rules *Comments Due:* Comments should be received on or before March 16, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Exemptive Order Rel. No. 34-49038 Federal Register version (69 FR 2531)
34-49037	Jan. 8, 2004	S7-02-04	Amendments to the Penny Stock Rules *Comments Due:* Comments should be received on or before March 16, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Exemptive Order Rel. No. 34-49038 Federal Register version (69 FR 2531)
34-49037	Jan. 8, 2004	S7-02-04	Amendments to the Penny Stock Rules *Comments Due:* Comments should be received on or before March 16, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Exemptive Order Rel. No. 34-49038 Federal Register version (69 FR 2531)
33-8347	Dec. 17, 2003	S7-28-03	Disclosure of Breakpoint Discounts by Mutual Funds *Comments Due:* February 13, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Summary of Comments Federal Register version (68 FR 74731)
33-8347	Dec. 17, 2003	S7-28-03	Disclosure of Breakpoint Discounts by Mutual Funds *Comments Due:* February 13, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Summary of Comments Federal Register version (68 FR 74731)
33-8343, 33-8408	Dec. 11, 2003	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings *Comments Due:* February 6, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Outline of Comments Federal Register version (68 FR 70401)
33-8343, 33-8408	Dec. 11, 2003	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings *Comments Due:* February 6, 2004 View Received Comments See Also - for this proposal. Federal Register PDF, Outline of Comments Federal Register version (68 FR 70401)
IC-26288	Dec. 11, 2003	S7-27-03	Amendments to Rules Governing Pricing of Mutual Fund Shares *Comments Due:* February 6, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (68 FR 70387)
34-48832	Nov. 23, 2003	S7-25-03	Proposed Amendments to the Rules of Practice and Related Provisions *Comments Due:* January 5, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (68 FR 68185)
34-48832	Nov. 23, 2003	S7-25-03	Proposed Amendments to the Rules of Practice and Related Provisions *Comments Due:* January 5, 2004 View Received Comments See Also - for this proposal. Federal Register PDF Federal Register version (68 FR 68185)
34-48709	Oct. 28, 2003	S7-23-03	Short Sales *Comments Due:* January 5, 2004 View Received Comments See Also - Summary of Comments, Federal Register PDF Federal Register version (68 FR 62971)
34-48690	Oct. 24, 2003	S7-21-03	Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities *Comments Due:* February 4, 2004 View Received Comments See Also - 2004 Federal Register PDF Federal Register version (68 FR 62871)
34-48690	Oct. 24, 2003	S7-21-03	Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities *Comments Due:* February 4, 2004 View Received Comments See Also - 2004 Federal Register PDF Federal Register version (68 FR 62871)
34-48694	Oct. 24, 2003	S7-22-03	Supervised Investment Bank Holding Companies *Comments Due:* February 4, 2004 View Received Comments See Also - 2004 Federal Register PDF Federal Register version (68 FR 62909)
34-48694	Oct. 24, 2003	S7-22-03	Supervised Investment Bank Holding Companies *Comments Due:* February 4, 2004 View Received Comments See Also - 2004 Federal Register PDF Federal Register version (68 FR 62909)
33-8312	Oct. 23, 2003	S7-20-03	Exemption From Shareholder Approval for Certain Subadvisory Contracts *Comments Due:* January 8, 2004 View Received Comments See Also - 2004 Federal Register PDF Federal Register version (68 FR 61719)
34-48626	Oct. 14, 2003	S7-19-03	Security Holder Director Nominations *Comments Due:* December 22, 2003 View Received Comments See Also - Summary of Comments, on this proposal and Supplemental Summary of Comments, Commission Notice: Roundtable Discussion on Security Holder Director Nominations Federal Register version (68 FR 60783)
33-8297, 33-8713	Oct. 2, 2003	S7-18-03	Fund of Funds Investments *Comments Due:* December 3, 2003 View Received Comments See Also - 2003. Federal Register PDF Federal Register version (68 FR 58225)