34-54154
July 14, 2006
S7-12-06
Amendments to Regulation SHO
Comments Due: September 19, 2006
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Short Sales
Federal Register version (71 FR 41709)
34-54154
July 14, 2006
S7-12-06
Amendments to Regulation SHO
Comments Due: September 19, 2006
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Short Sales
Federal Register version (71 FR 41709)
IC-27395
June 13, 2006
S7-03-04
Investment Company Governance
Comments Due: August 21, 2006
View Received Comments
See Also -
2006. Federal Register version , Letters in Response to Court Decision , Rel. No. IC-26323 , comments , Response to Request for Stay , The Independent Chair Condition , Letter from Commissioners Glassman and Atkins , Letters in Response to Court Decision , Federal Register PDF , Concurring Views of Chairman Donaldson , Concurring Views of Commissioner Goldschmid , Concurring Views of Commissioner Campos , Dissent of Commissioner Glassman , Dissent of Commissioner Atkins , Commission Order on Stay Request
Federal Register version (71 FR 35365)
34-53560
March 29, 2006
S7-07-06
Joint Proposed Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities
Comments Due: Comments should be received on or before May 10, 2006
View Received Comments
See Also -
2006 Federal Register version
Federal Register version (71 FR 18030)
IC-27255
Feb. 28, 2006
S7-06-06
Mutual Fund Redemption Fees
File Nos.:
S7-06-06, 4-512
Comments Due: Comments should be received on or before April 10, 2006
See Also -
2006. Federal Register version
Federal Register version (71 FR 11351)
IC-27255
Feb. 28, 2006
S7-06-06
Mutual Fund Redemption Fees
File Nos.:
S7-06-06, 4-512
Comments Due: Comments should be received on or before April 10, 2006
View Received Comments
See Also -
2006. Federal Register version
Federal Register version (71 FR 11351)
33-8655
Jan. 27, 2006
S7-03-06
Executive Compensation and Related Party Disclosure
Comments Due: Comments should be received on or before April 10, 2006
View Received Comments
See Also -
Federal Register Version: 33-8655 (pdf 539 KB)
Federal Register version (71 FR 6541)
34-53020
Dec. 23, 2005
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before February 28, 2006
View Received Comments
Federal Register version (70 FR 77687)
34-53020
Dec. 23, 2005
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before February 28, 2006
View Received Comments
Federal Register version (70 FR 77687)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52968, IC-27193
Dec. 16, 2005
S7-11-05
Amendments to the Tender Offer Best-Price Rule
Comments Due: Comments should be received on or before February 21, 2006
View Received Comments
See Also -
2006. Federal Register PDF
Federal Register version (70 FR 76115)
34-52926, IC-27182
Dec. 8, 2005
S7-10-05
Internet Availability of Proxy Materials
Comments Due: Comments should be received on or before February 13, 2006
View Received Comments
See Also -
2006. Federal Register PDF , 34-55146a.pdf
Federal Register version (70 FR 74597)
34-52926, IC-27182
Dec. 8, 2005
S7-10-05
Internet Availability of Proxy Materials
Comments Due: Comments should be received on or before February 13, 2006
View Received Comments
See Also -
2006. Federal Register PDF , 34-55146a.pdf
Federal Register version (70 FR 74597)
33-8617, 34-52491
Sept. 22, 2005
S7-08-05
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Comments Due: Comments should be received on or before October 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF , 33-8644.pdf
Federal Register version (70 FR 56862)
33-8617, 34-52491
Sept. 22, 2005
S7-08-05
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Comments Due: Comments should be received on or before October 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF , 33-8644.pdf
Federal Register version (70 FR 56862)
34-51595
April 21, 2005
S7-05-05
Proposed Amendments to the Rules of Practice and Related Provisions
Comments Due: Comments should be received on or before May 31, 2005
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 22223)
34-51595
April 21, 2005
S7-05-05
Proposed Amendments to the Rules of Practice and Related Provisions
Comments Due: Comments should be received on or before May 31, 2005
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 22223)
33-8570, 34-51572, IC-26834
April 19, 2005
S7-04-05
Definition of Nationally Recognized Statistical Rating Organization
Comments Due: Comments should be received on or before June 9, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 21305)
33-8570, 34-51572, IC-26834
April 19, 2005
S7-04-05
Definition of Nationally Recognized Statistical Rating Organization
Comments Due: Comments should be received on or before June 9, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 21305)
33-8570, 34-51572, IC-26834
April 19, 2005
S7-04-05
Definition of Nationally Recognized Statistical Rating Organization
Comments Due: Comments should be received on or before June 9, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 21305)
33-8544, 34-51274, IC-26778
Feb. 28, 2005
S7-06-04
Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds
Comments Due: Comments should be received on or before April 4, 2005
View Received Comments
See Also -
2005. Federal Register PDF , Attachments to this release
Federal Register version (70 FR 10521)
33-8544, 34-51274, IC-26778
Feb. 28, 2005
S7-06-04
Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds
Comments Due: Comments should be received on or before April 4, 2005
View Received Comments
See Also -
2005. Federal Register PDF , Attachments to this release
Federal Register version (70 FR 10521)
33-8544, 34-51274, IC-26778
Feb. 28, 2005
S7-06-04
Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds
Comments Due: Comments should be received on or before April 4, 2005
View Received Comments
See Also -
2005. Federal Register PDF , Attachments to this release
Federal Register version (70 FR 10521)
34-51019
Jan. 11, 2005
S7-39-04
Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization
Comments Due: Comments should be received on or before March 8, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (70 FR 2829)
34-50980
Jan. 6, 2005
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before February 7, 2005
View Received Comments
See Also -
2000 Comments received electronically are available , Release No. 34-50980 , Rel. No. 34-42099 , Release No. 34-50213
Federal Register version (70 FR 2716)
34-50980
Jan. 6, 2005
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before February 7, 2005
View Received Comments
See Also -
2000 Comments received electronically are available , Release No. 34-50980 , Rel. No. 34-42099 , Release No. 34-50213
Federal Register version (70 FR 2716)
34-50980
Jan. 6, 2005
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before February 7, 2005
View Received Comments
See Also -
2000 Comments received electronically are available , Release No. 34-50980 , Rel. No. 34-42099 , Release No. 34-50213
Federal Register version (70 FR 2716)
34-50870
Dec. 16, 2004
S7-10-04
Establishing a Docket for the Development of Plasma Standards Public Workshop; Notice
Comments Due: Comments should be received on or before January 26, 2005
View Received Comments
See Also -
Federal Register PDF , see correction , Spotlight on Regulation NMS
Federal Register version (70 FR 1503) Note: Footnote 317 was unintentionally omitted; see correction .); Spotlight on Regulation NMS
33-8511, 34-50831, IC-26691
Dec. 9, 2004
S7-41-04
Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings
Comments Due: Comments should be received on or before February 15, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 75773)
33-8511, 34-50831, IC-26691
Dec. 9, 2004
S7-41-04
Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings
Comments Due: Comments should be received on or before February 15, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 75773)
33-8511, 34-50831, IC-26691
Dec. 9, 2004
S7-41-04
Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings
Comments Due: Comments should be received on or before February 15, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 75773)
34-50699
Nov. 18, 2004
S7-39-04
Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization
Comments Due: Comments should be received on or before January 24, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 71125)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
33-8501, 34-50624, IC-26649, International Series Release No. 1282
Nov. 3, 2004
S7-38-04
Securities Offering Reform
Comments Due: Comments should be received on or before January 31, 2005
View Received Comments
See Also -
2005. Federal Register PDF
Federal Register version (69 FR 67391)
IC-26647, IC-28266
Nov. 1, 2004
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: Comments should be received on or before January 7, 2005
View Received Comments
See Also -
S7-37-04 Federal Register PDF
Federal Register version (69 FR 64815)
IC-26647, IC-28266
Nov. 1, 2004
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: Comments should be received on or before January 7, 2005
View Received Comments
See Also -
S7-37-04 Federal Register PDF
Federal Register version (69 FR 64815)
IC-26647, IC-28266
Nov. 1, 2004
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: Comments should be received on or before January 7, 2005
View Received Comments
See Also -
S7-37-04 Federal Register PDF
Federal Register version (69 FR 64815)
IC-26647, IC-28266
Nov. 1, 2004
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
Comments Due: Comments should be received on or before January 7, 2005
View Received Comments
See Also -
S7-37-04 Federal Register PDF
Federal Register version (69 FR 64815)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
View Received Comments
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
View Received Comments
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
View Received Comments
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
View Received Comments
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
33-8496, 34-50453, 35-27894, 39-2498, IC-26622
Sept. 27, 2004
S7-35-04
XBRL Voluntary Financial Reporting Program on the EDGAR System
Comments Due: Comments should be received on or before November 1, 2004
View Received Comments
See Also -
Correction , Federal Register PDF , Comment Summary
Federal Register version (69 FR 59093)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
34-50361, IA-2293, IC-26596
Sept. 14, 2004
S7-33-04
Disposal of Consumer Report Information
Comments Due: Comments should be received on or before October 20, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 56303)
33-8477, 34-50254
Aug. 25, 2004
S7-32-04
Temporary Postponement of the Final Phase-in Period for Acceleration of Periodic Report Filing Dates
Comments Due: Comments should be received on or before October 1, 2004
View Received Comments
See Also -
2004. Federal Register PDF , Summary of Comments
Federal Register version (69 FR 53549)
33-8477, 34-50254
Aug. 25, 2004
S7-32-04
Temporary Postponement of the Final Phase-in Period for Acceleration of Periodic Report Filing Dates
Comments Due: Comments should be received on or before October 1, 2004
View Received Comments
See Also -
2004. Federal Register PDF , Summary of Comments
Federal Register version (69 FR 53549)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
View Received Comments
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50213, IA-2278
Aug. 18, 2004
S7-25-99
Certain Broker-Dealers Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before September 22, 2004
View Received Comments
See Also -
Rel. No. 34-42099 , Federal Register PDF
Federal Register version (69 FR 51620)
34-50056
July 22, 2004
S7-26-04
Regulation B
Comments Due: Comments should be received on or before September 1, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 44988)
IA-2266
July 20, 2004
S7-30-04
Registration Under the Advisers Act of Certain Hedge Fund Advisers
Comments Due: Comments should be received on or before September 15, 2004
See Also -
Rel. No. IA-2266 , 2004. Federal Register PDF
Federal Register version (69 FR 45171)
IA-2266
July 20, 2004
S7-30-04
Registration Under the Advisers Act of Certain Hedge Fund Advisers
Comments Due: Comments should be received on or before September 15, 2004
View Received Comments
See Also -
Rel. No. IA-2266 , 2004. Federal Register PDF
Federal Register version (69 FR 45171)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49985, IC-26494, IA-2259
July 8, 2004
S7-29-04
Limitations on Affiliate Marketing (Regulation S-AM)
Comments Due: Comments should be received on or before August 13, 2004
View Received Comments
See Also -
Proposed Rule Release No. 34-49985
Federal Register version (69 FR 42301)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
View Received Comments
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
View Received Comments
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49895, 35-27861, IC-26471
June 21, 2004
S7-27-04
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Comments Due: Comments should be received on or before August 9, 2004
View Received Comments
See Also -
Comment Summary , 33-8600.pdf , for this proposal. Federal Register PDF
Federal Register version (69 FR 35981)
34-49879, 34-50056 International Series Release No. 1278
June 17, 2004
S7-26-04
Regulation B
Comments Due: Comments should be received on or before August 2, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 39681)
34-49879, 34-50056 International Series Release No. 1278
June 17, 2004
S7-26-04
Regulation B
Comments Due: Comments should be received on or before August 2, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 39681)
34-49858
June 15, 2004
S7-25-04
Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before July 22, 2004
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 34859)
34-49858
June 15, 2004
S7-25-04
Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934
Comments Due: Comments should be received on or before July 22, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 34859)
34-49749
May 20, 2004
S7-10-04
Regulation NMS
Comments Due: Comments should be received on or before June 30, 2004
View Received Comments
See Also -
Federal Register PDF , Spotlight on Regulation NMS
Federal Register version (69 FR 30141)
33-8419
May 3, 2004
S7-21-04
Asset-Backed Securities
Comments Due: Comments should be received on or before July 12, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF , Summary of Comments , 33-8518
Federal Register version (69 FR 30750)
34-49639
May 3, 2004
S7-20-04
Certain Thrift Institutions Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before July 9, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 25777)
34-49639
May 3, 2004
S7-20-04
Certain Thrift Institutions Deemed Not To Be Investment Advisers
Comments Due: Comments should be received on or before July 9, 2004
View Received Comments
See Also -
2004. Federal Register PDF
Federal Register version (69 FR 25777)
33-8407
April 15, 2004
S7-19-04
Use of Form S-8 and Form 8-K by Shell Companies
Comments Due: Comments should be received on or before June 7, 2004
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 25182)
33-8407
April 15, 2004
S7-19-04
Use of Form S-8 and Form 8-K by Shell Companies
Comments Due: Comments should be received on or before June 7, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 25182)
34-49505
March 30, 2004
S7-18-04
Proposed Rule Changes of Self-Regulatory Organizations
Comments Due: Comments should be received on or before June 4, 2004
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 23856)
34-49505
March 30, 2004
S7-18-04
Proposed Rule Changes of Self-Regulatory Organizations
Comments Due: Comments should be received on or before June 4, 2004
View Received Comments
See Also -
for this proposal. Federal Register PDF
Federal Register version (69 FR 23856)