|
|
 |
Comments on Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
[Release No. 34-55231; File No. S7-04-07]
|
| May 16, 2007 | Douglas Murray, Fitch Ratings |
| May 16, 2007 | Memorandum from the Office of the Chairman regarding a May 15, 2007, meeting with representatives of A.M. Best |
| May 12, 2007 | Ren-Raw Chen, Ph.D., Professor of Finance, Piscataway, New Jersey |
| May 11, 2007 |
Kent Wideman, Group Managing Director, Policy & Rating Committee, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS |
| May 7, 2007 |
Memorandum regarding a May 4, 2007, meeting with representatives of DBRS |
| May 7, 2007 |
Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings |
| May 7, 2007 |
Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings |
| May 4, 2007 |
Memorandum regarding a May 4, 2007, meeting with representatives of DBRS |
| May 3, 2007 |
U.S. Senators Charles E. Schumer, Robert Menendez, John E. Sununu, and Mike Enzi |
| May 3, 2007 |
Barron H. Putnam, Ph.D., Owner and Advisor, LACE Financial Corporation, Frederick, Maryland |
| May 2, 2007 |
Memorandum regarding an April 17, 2007 meeting with representatives of the Commercial Mortgage Securities Association |
| Apr. 29, 2007 |
Memorandum regarding an April 26, 2007 telephone call with Chris Ricciardi, Landon Parsons and Louis Lucido |
| Apr. 28, 2007 | Mitchell Petersen, Professor of Finance, Northwestern University, Evanston, Illinois |
| Apr. 26, 2007 |
Louis H. Ederington, Professor of Finance, University of Oklahoma, Norman, Oklahoma |
| Apr. 25, 2007 |
Memorandum regarding an April 25, 2007 meeting with representatives of Moody’s Corporation and Moody’s Investors Service |
| Apr. 25, 2007 |
Memorandum regarding an April 25, 2007 meeting with representatives of Moody’s Investors Service |
| Apr. 25, 2007 |
Memorandum regarding an April 25, 2007 telephone call with representatives of Standard and Poor’s |
| Apr. 25, 2007 |
Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association |
| Apr. 24, 2007 |
Moody’s Investors Service |
| Apr. 24, 2007 |
Daniel L. Rubinfeld, Robert L. Bridges Professor of Law and Professor of Economics at Boalt School of Law, University of California, Berkeley |
| Apr. 23, 2007 |
Dwight M. Jaffee, Booth Professor of Finance and Banking, Haas School of Business, University of California, Berkeley |
| Apr. 23, 2007 |
Memorandum from the Office of the Chairman regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| Apr. 20, 2007 |
Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| Apr. 20, 2007 |
Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings |
| Apr. 19, 2007 |
Memorandum regarding an April 19, 2007 meeting with representatives of Moody's Investors Service |
| Apr. 19, 2007 |
Memorandum regarding an April 10, 2007 meeting with representatives of Fidelity Investments |
| Apr. 19, 2007 |
Memorandum regarding an April 10, 2007 telephone conversation with representatives of Standard & Poor's |
| Apr. 18, 2007 |
Gunter Loeffler, Professor of Finance, University of Ulm, Ulm, Germany |
| Apr. 13, 2007 |
Robert M. Chilstrom, Esq., Skadden, Arps, Slate, Meagher & Flom LLP |
| Apr. 11, 2007 |
Charles D. Brown, General Counsel, Fitch Ratings |
| Apr. 9, 2007 |
Memorandum regarding an April 3, 2007 meeting with representatives of Standard and Poor's |
| Apr. 6, 2007 |
Jean Helwege, Associate Professor of Finance, Penn State University, University Park, Pennsylvania |
| Apr. 5, 2007 |
Memorandum from the Office of the Chairman regarding an April 5, 2007 meeting with representatives of Moody's Investors Service |
| Apr. 4, 2007 |
Charles S. Morrison, Senior Vice President and Money Market Group Leader, Fidelity Management & Research Company |
| Apr. 3, 2007 |
Darrell Duffie, Stanford University, Stanford, California |
| Mar. 30, 2007 |
Charles W. Calomiris, Henry Kaufman Professor of Financial Institutions, Columbia University; George J. Benston, John H. Harland Professor of Finance, Accounting, and Economics, Goizueta Business School, Emory University; Kenneth W. Dam,
Max Pam Professor Emeritus of American & Foreign Law and Senior Lecturer, University of Chicago Law School; Robert A. Eisenbeis, Economic Consultant; Paul M. Horvitz, Judge James A. Elkins Chair of Banking, University of Houston; George G. Kaufman, John F. Smith, Jr. Professor of Finance and Economics, Loyola University Chicago; Robert E. Litan, Senior Fellow, Economic Studies Program, The Brookings Institution; Kenneth E. Scott, Ralph M. Parsons Professor Emeritus of Law and Business, Stanford Law School; Peter J. Wallison, Senior Fellow, American Enterprise Institute |
| Mar. 30, 2007 |
Raymond W. McDaniel, President, Moody’s Investors Service |
| Mar. 27, 2007 |
Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association |
| Mar. 26, 2007 |
Memorandum from the Office of the Chairman regarding a March 26, 2007 meeting with representatives of the McGraw-Hill Companies and Standard & Poor's |
| Mar. 26, 2007 |
Vickie A. Tillman, Executive Vice President, Standard & Poor's Rating Services |
| Mar. 22, 2007 |
George P. Miller, Executive Director, American Securitization Forum |
| Mar. 16, 2007 |
Makoto Utsumi, President & CEO, Japan Credit Rating Agency, Ltd. |
| Mar. 15, 2007 |
Grace L. Hinchman, Senior Vice President, Financial Executives International, Washington, District of Columbia |
| Mar. 14, 2007 |
John Grout, Policy and Technical Director, The Association of Corporate Treasurers, London, United Kingdom |
| Mar. 13, 2007 |
Christopher Ricciardi, CEO, Cohen Company, New York, New York |
| Mar. 13, 2007 |
Memorandum regarding a March 9, 2007, meeting with representatives of Fitch Ratings, dated March 13, 2007. |
| Mar. 12, 2007 |
Sean J. Egan, President, Egan-Jones Ratings Company |
| Mar. 12, 2007 |
Herwig M. Langohr, Professor of Finance and Banking, INSEAD Business School, Fontainebleau, France; and Patricia T. Langohr, Assistant Professor of Economics, ESSEC Business School, Pontoise, France |
| Mar. 12, 2007 |
Q |
| Mar. 12, 2007 |
Jeanne M. Dering, Executive Vice President, Global Regulatory Affairs & Compliance, Moody’s Investors Service |
| Mar. 12, 2007 |
Alex J. Pollock, Resident Fellow, American Enterprise Institute,Washington, D.C. |
| Mar. 12, 2007 |
Robbin W. Conner, Vice President and Assistant General Counsel, SIFMA |
| Mar. 12, 2007 |
Daniel Ivascyn, Managing Director, Pacific Investment Management Company LLC |
| Mar. 12, 2007 |
Daniel Ivascyn, Managing Director, PIMCO |
| Mar. 12, 2007 |
Vickie Tillman, Executive Vice President, Credit Market Services, Standard & Poor's Ratings Services |
| Mar. 12, 2007 |
Geoffrey G. Jervis, Chief Financial Officer, Capital Trust, Inc. |
| Mar. 12, 2007 |
Ayal Rosenthal, New Jersey |
| Mar. 12, 2007 |
Charles D. Brown, General Counsel, Fitch Ratings |
| Mar. 12, 2007 |
Elizabeth Krentzman, General Counsel, Investment Company Institute |
| Mar. 12, 2007 |
William G. Connolly, Riker, Danzig, Scherer, Hyland & Perretti LLP, on behalf of A.M. Best Company, Inc. |
| Mar. 12, 2007 |
Kent Wideman, Group Managing Director, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS |
| Mar. 12, 2007 |
Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association |
| Mar. 12, 2007 |
Stephen A. Keen, Reed Smith LLP |
| Mar. 12, 2007 |
Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York |
| Mar. 12, 2007 |
Louis C. Lucido, Group Managing Director, Trust Company of the West, Los Angeles, California |
| Mar. 12, 2007 |
Cate Long, Multiple-Markets, Rhinebeck, New York |
| Mar. 12, 2007 |
Rodney J. Dillman, General Counsel, Babson Capital Management LLC, Springfield, Massachusetts |
| Mar. 12, 2007 |
Richard M. Whiting, The Financial Services Roundtable, Washington, D.C. |
| Mar. 12, 2007 |
Charles Covell, Executive Vice President, Citigroup Alternative Investments |
| Mar. 12, 2007 |
James A. Kaitz, President and CEO, Association for Financial Professionals, Washington, D.C. |
| Mar. 12, 2007 |
Yasuhiro Harada, President and CEO, Rating and Investment Information, Inc., Tokyo, Japan |
| Mar. 12, 2007 |
Makoto Utsumi, President & CEO, Japan Credit Rating Agency, Ltd. |
| Mar. 9, 2007 |
Pat G. Halter, Chief Executive Officer, Principal Real Estate Investors |
| Mar. 9, 2007 |
Landon D. Parsons, Managing Director, C-BASS LLC, New York, New York |
| Mar. 9, 2007 |
Petra Spiegel, Eurohypo AG, New York Branch |
| Mar. 8, 2007 |
John Rutherfurd, Jr. |
| Mar. 8, 2007 |
Marjorie E. Gross, New York, New York |
| Mar. 7, 2007 |
Bruce E. Stern, Chairman, AFGI Government Affairs Committee and General Counsel of Financial Security Assurance Inc. |
| Mar. 7, 2007 |
Memorandum regarding a March 6, 2007, meeting with representatives of Moody's Investors Service |
| Mar. 7, 2007 |
Memorandum regarding a March 5, 2007, meeting with representatives of Standard and Poor's |
| Mar. 6, 2007 |
S. Trezevant Moore, Jr., President and COO, Luminent Mortgage Capital, Inc, |
| Mar. 5, 2007 |
Memorandum regarding a March 2, 2007, telephone conversation with representatives of DBRS |
| Mar. 5, 2007 |
David Hynes, Partner, Northcross Capital LLP, London, United Kingdom |
| Feb. 28, 2007 |
Ronald E. Schrager, Chief Operating Officer, LNR Property Corporation |
| Feb. 23, 2007 |
David Lazarus, Managing Director, Capmark Securities, Inc. |
| Feb. 23, 2007 |
Patti Unti, Managing Director, Capmark Securities, Inc. |
| Feb. 22, 2007 |
Ann Simon |
| Feb. 16, 2007 |
Kent D. Born, Senior Managing Director, PPM America, Inc., Chicago, Illinois |
| Feb. 16, 2007 |
Emile Van den Bol, Managing Director, Deutsche Bank, New York, New York |
| Feb. 15, 2007 |
Memorandum regarding a February 15, 2007, meeting with representatives of DBRS |
| Feb. 14, 2007 |
Gregory G. Raab, Chief Executive Officer, Axon Financial, New York, New York |
| Feb. 13, 2007 |
Janet Tavakoli, President, Tavakoli Structured Finance, Inc., Chicago, Illinois |
http://www.sec.gov/comments/s7-04-07/s70407.shtml
|
