Comments on Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Douglas Murray, Fitch Ratings
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 15, 2007, meeting with representatives of A.M. Best
Public Comment Ren-Raw Chen, Ph.D., Professor of Finance, Piscataway, New Jersey
Public Comment Kent Wideman, Group Managing Director, Policy & Rating Committee, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Meeting with SEC Officials Memorandum regarding a May 4, 2007, meeting with representatives of DBRS
Meeting with SEC Officials Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings
Meeting with SEC Officials Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings
Meeting with SEC Officials Memorandum regarding a May 4, 2007, meeting with representatives of DBRS
Public Comment Barron H. Putnam, Ph.D., Owner and Advisor, LACE Financial Corporation, Frederick, Maryland
Public Comment U.S. Senators Charles E. Schumer, Robert Menendez, John E. Sununu, and Mike Enzi
Meeting with SEC Officials Memorandum regarding an April 17, 2007 meeting with representatives of the Commercial Mortgage Securities Association
Meeting with SEC Officials Memorandum regarding an April 26, 2007 telephone call with Chris Ricciardi, Landon Parsons and Louis Lucido
Public Comment Mitchell Petersen, Professor of Finance, Northwestern University, Evanston, Illinois
Public Comment Louis H. Ederington, Professor of Finance, University of Oklahoma, Norman, Oklahoma
Public Comment Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Meeting with SEC Officials Memorandum regarding an April 25, 2007 meeting with representatives of Moodys Corporation and Moodys Investors Service
Meeting with SEC Officials Memorandum regarding an April 25, 2007 meeting with representatives of Moodys Investors Service
Meeting with SEC Officials Memorandum regarding an April 25, 2007 telephone call with representatives of Standard and Poors
Public Comment Daniel L. Rubinfeld, Robert L. Bridges Professor of Law and Professor of Economics at Boalt School of Law, University of California, Berkeley
Public Comment Moodys Investors Service
Public Comment Dwight M. Jaffee, Booth Professor of Finance and Banking, Haas School of Business, University of California, Berkeley
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Meeting with SEC Officials Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings
Meeting with SEC Officials Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Meeting with SEC Officials Memorandum regarding an April 10, 2007 meeting with representatives of Fidelity Investments
Meeting with SEC Officials Memorandum regarding an April 10, 2007 telephone conversation with representatives of Standard & Poor's
Meeting with SEC Officials Memorandum regarding an April 19, 2007 meeting with representatives of Moody's Investors Service
Public Comment Gunter Loeffler, Professor of Finance, University of Ulm, Ulm, Germany
Public Comment Robert M. Chilstrom, Esq., Skadden, Arps, Slate, Meagher & Flom LLP
Public Comment Charles D. Brown, General Counsel, Fitch Ratings

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-07
Release Number
34-55231
How to submit comments