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Comments on Proposed Rule:
Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers also Registered as Futures Commission Merchants

[Release No. 34-54575; File No. S7-16-06]


Oct. 31, 2006 Jeffrey B. Broadhurst, MBA, CFA, CFP, Lansdale, Pennsylvania

 

 

http://www.sec.gov/comments/s7-16-06/s71606.shtml

Modified: 10/16/2014