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Comments on Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks

[Release No. 34-56501; File No. S7-22-06]
Sep. 8, 2008 Sarah A. Miller, General Counsel, ABA Securities Association

 

 

 

 

 

http://www.sec.gov/comments/34-56501/34-56501.shtml
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Modified: 12/03/2008