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Comments on Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules

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Date Sort descending	Letter Type	Commenter Name
April 10, 2007	Public Comment	Eliot W. Rester, RFC, VP/Regional Director, Investment Professionals Inc., San Antonnio, Texas
March 30, 2007	Public Comment	Carl Howard, General Counsel, Bank Regulatory, Citigroup Inc.
March 30, 2007	Public Comment	Jeffrey P. Neubert, President and CEO, The Clearing House Association L.L.C.
March 26, 2007	Public Comment	David W. Lauer, Vice President and Senior Counsel, Wells Fargo & Company
March 26, 2007	Public Comment	F. Jay Meyer, Vice President & Senior Attorney, TD Banknorth, N.A.
March 26, 2007	Public Comment	Lawrence A. Knecht, Sr., Vice President & Legal Counsel, UMB Bank, n.a.
March 26, 2007	Public Comment	Norman R. Nelson, General Counsel, The Clearing House Association L.L.C.
March 26, 2007	Public Comment	Sarah A. Miller, Director & Chief Regulatory Counsel, Center for Securities, Trust and Investments, American Bankers Association
March 26, 2007	Public Comment	Stefan M. Gavell, Executive Vice President and Head of Regulatory and Industry Affairs, State Street Corporation
March 23, 2007	Public Comment	Beverley Rutherford, Virginia Credit Union, Richmond, Virginia
March 23, 2007	Public Comment	Lawrence R. Uhlick, Chief Executive Officer, Institute of International Bankers

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-06

Release Number

34-54947

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