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Comments on Proposed Rule:
Short Selling in Connection With A Public Offering
[Release No. 34-54888; File No. S7-20-06]
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| Apr. 26, 2007 |
Memorandum from the Division of Market Regulation regarding an April 26, 2007 conference call with representatives of Sidley, Austin LLP and certain SIFMA members. |
| Apr. 25, 2007 |
Memorandum from the Division of Market Regulation regarding an April 25, 2007 conference call with Ari Burstein and certain ICI members. |
| Apr. 10, 2007 |
Memorandum from the Division of Market Regulation regarding an April 10, 2007 meeting with representatives of Sidley, Austin LLP and certain SIFMA members. |
| Mar. 19, 2007 |
Simon Lorne, Vice Chairman and Chief Legal Officer, and Martin Schwartz, Chief Compliance Officer, Millenium Partners, L.P. |
| Mar. 9, 2007 |
Paul Rivett, Vice President, Fairfax Financial Holdings Limited |
| Feb. 28, 2007 |
Sullivan & Cromwell LLP |
| Feb. 27, 2007 |
Richard Ketchum, Chief Executive Officer, NYSE Regulation, Inc., New York, New York |
| Feb. 16, 2007 |
Cleary Gottlieb Steen Hamilton LLP, New York, New York |
| Feb. 14, 2007 |
James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
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| Feb. 14, 2007 |
Howard L. Kramer and Laura S. Pruitt, Schiff Hardin LLP, Washington, District of Columbia
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| Feb. 13, 2007 |
Ira D. Hammerman, SIFMA Managing Director and General Counsel, Washington, District of Columbia
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| Feb. 13, 2007 |
Richard D. Truesdell, Jr., Davis Polk & Wardwell
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| Feb. 12, 2007 |
John G. Gaine, President, Managed Funds Association
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| Feb. 12, 2007 |
Ari Burstein, Senior Counsel, Investment Company Institute
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| Feb. 12, 2007 |
Robert Mendelson, Morgan, Lewis Bockius LLP, New York, New York
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| Jan. 12, 2007 |
Memorandum from the Division of Market Regulation regarding a December 19, 2006 meeting with representatives of Citadel Investment Group, L.L.C. |
| Dec. 14, 2006 |
Peter J. Chepucavage, General Counsel, Plexus Consulting, on behalf of International Association of Small Broker-Dealers and Advisors
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http://www.sec.gov/comments/s7-20-06/s72006.shtml
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