Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Delfino, Concord Equity Group
Public Comment Max Gangway, Jr., Individual Investor
Public Comment Steven Morse, Esquire, Westbury, New York
Public Comment Leonard W. Burningham, Esquire, Salt Lake City, Utah
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC
Public Comment Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Public Comment Joseph P. Borg, Esq., NASAA President and Director, Alabama Securities Commission, Washington, District of Columbia
Public Comment Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA; Robert Pickel, Executive Director and CEO, International Swaps and Derivatives Association, Inc.; and John G. Gaine, President, Managed Funds Association
Public Comment The Society of Corporate Secretaries and Governance Professionals
Public Comment Keith F. Higgins, Chair, Federal Regulation of Securities Committee, American Bar Association
Public Comment Sullivan & Cromwell LLP
Public Comment Cleary Gottlieb Steen & Hamilton LLP
Public Comment Fried Frank Harris Shriver and Jacobson LLP
Public Comment Jesse Brill, Publisher, The Corporate Counsel and The Corporate Executive, San Francisco, California
Public Comment Allen Hanen, Esquire, Herbert Smith CIS LLP, Moscow, Russian Federation
Public Comment Ashurst, Freshfields Bruckhaus Deringer, Linklaters LLP, Lovells LLP, Morrison & Foerster LLP, Norton Rose LLP, Reed Smith Richards Butler LLP, and Simmons & Simmons
Public Comment Byron C. Roth, Chairman and CEO, Newport Beach, California
Public Comment Fern Dorsey, Vickers Stock Research Corp., Glen Cove, New York
Public Comment Harry S. Pangas, Sutherland Asbill & Brennan LLP
Public Comment Laurence J. Long, President, Washington Service, Bethesda, Maryland
Public Comment Laurence J. Long, President, Washington Service, Bethesda, Maryland
Public Comment Michael T. Williams, Esq., Principal, Williams Securities Law
Public Comment Richardson & Patel LLP
Public Comment Samuel M. Krieger, Esq., Krieger & Prager, LLP, New York, New York
Public Comment Barry Gleicher, New York, New York
Public Comment Beth M. Tangney, Director of Restricted Stock Services, Banc of America Investment Services, Inc., Costa Mesa, California
Public Comment Peter J. Weisman, Esq., New York, New York
Public Comment Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, SMU Dedman School of Law, Dallas, Texas
Public Comment R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York
Public Comment Virginia K. Sourlis, Esq., MBA, The Sourlis Law Firm, Red Bank, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-07
Release Number
33-8813
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