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Comments on Proposed Rule:
Investment Company Governance
[Release Nos. IC-26323; File No. S7-03-04]
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| Comments have been received from individuals and entities using the following Letter Type A: 13,748 |
| Apr. 26, 2007 |
H. Spencer Everett, Jr. |
| Mar. 19, 2007 |
Eugene V. Ciancanelli, Escondido, California |
| Mar. 13, 2007 |
John P. Freeman |
| Mar. 2, 2007 |
Mercer Bullard,
President and Founder, Fund Democracy and Barbara Roper, Director of Investor Protection,
Consumer Federation of America |
| Mar. 2, 2007 |
Thomas M. O'Brien, President, RMR Funds and RMR Advisors, Inc. |
| Mar. 2, 2007 |
William F. Ausfahl, L. Dale Crandall, Will C. Wood, Thomas A. Larsen, and John B. Taylor, Dodge & Cox Funds, San Francisco California |
| Mar. 2, 2007 |
Robert W. Uek, Chair, IDC Governing Council |
| Mar. 2, 2007 |
Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Mar. 2, 2007 |
Richard L. Trumka, Secretary-Treasurer, AFL-CIO, Washington, District of Columbia |
| Mar. 2, 2007 |
Paul Schott Stevens, President, Investment Company Institute |
| Mar. 2, 2007 |
Kurt N. Schacht, Managing Director, and Linda L. Rittenhouse, Senior Policy Analyst, CFA Centre for Financial Market Integrity |
| Mar. 2, 2007 |
Evelyn Dilsaver, President, Schwab Funds |
| Mar. 2, 2007 |
Allan S. Mostoff, President, Mutual Fund Directors Forum |
| Mar. 2, 2007 |
David C. Chavern, Chief Operating Officer and Senior Vice President, U.S. Chamber of Commerce, Washington, District of Columbia |
| Mar. 1, 2007 |
Laura P. Lutton, Senior Mutual Fund Analyst, Morningstar, Inc., Chicago, Illinois |
| Feb. 28, 2007 |
Vern O. Curtis, Portland, Oregon |
| Feb. 28, 2007 |
Garrett Thornburg, Chairman of Trustees, Thornburg Investment Trust, Santa Fe, New Mexico |
| Feb. 27, 2007 |
David Gladstone, Chairman and CEO, Gladstone Capital Corporation, McLean, Virginia |
| Feb. 27, 2007 |
Peter C. Clapman, Chair, Board of Trustees, AARP Funds |
| Feb. 27, 2007 |
Richard G. Cline, Chairman, Northern Funds, Northern Institutional Funds and Northern Multi-Manager Funds |
| Feb. 20, 2007 |
C. Meyrick Payne and Jay Keeshan, Management Practice Inc., Stamford, Connecticut |
| Feb. 20, 2007 |
Roman L. Weil, Chairman, Audit Committee, Mainstay VP family of mutual funds, affiliated with NYLife Insurance Company |
| Feb. 9, 2007 |
John C. Bogle, Bogle Financial Markets Research Center |
| Feb. 2, 2007 |
Arne C. Mortensen, PhD, Kelso, Washington |
| Jan. 30, 2007 |
John E. Deysher, President, Pinnacle Value Fund, New York, New York |
| Dec. 29, 2006 |
Memorandum from the Office of Economic Analysis: Power Study as Related to Independent Mutual Fund Chairs |
| Dec. 29, 2006 |
Memorandum from the Office of Economic Analysis: Literature Review on Independent Mutual Fund Chairs and Directors |
| Dec. 19, 2006 |
Kelly S. McEntire, Huntsville, Utah |
| Nov. 29, 2006 |
James J. Antonopoulos, Law School, Villanova School of Law, Villanova, Pennsylvania |
| Oct. 2, 2006 |
David Nachtsheim, individual investor, Silver Spring, Maryland |
| Sep. 11, 2006 |
Gary A. Denton, Ph.D., Lexington, Kentucky |
| Sep. 11, 2006 |
Dale Gehring, Tucson, Arizona |
| Sep. 10, 2006 |
Marcella LaBelle, Manchester, Connecticut |
| Sep. 10, 2006 |
J. H. Alexander, California |
| Sep. 10, 2006 |
Charles N. Young, M.D., Tucson, Arizona |
| Sep. 7, 2006 |
Jane Chamberlain, Austin, Texas |
| Aug. 30, 2006 |
Henry E. Riggs, Chairman, Growth Fund of America and Fundamental Investors, part of the American Funds family, managed by The Capital Group, Stanford, California |
| Aug. 29, 2006 |
Barbara Baker, Gardner, Illinois |
| Aug. 27, 2006 |
George Clarke, Eugene, Oregon |
| Aug. 23, 2006 |
Barbara Baker, Portland, Oregon |
| Aug. 23, 2006 |
Mary Backes, Sartell, Minnesota |
| Aug. 21, 2006 |
Gerald W. McEntee, International President, American Federation of State, County and Municipal Employees |
| Aug. 21, 2006 |
Cyrus Ansary |
| Aug. 21, 2006 |
David C. Chaven, Vice President and Chief of Staff, U.S. Chamber of Commerce, Washington, District of Columbia
|
| Aug. 21, 2006 |
Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company on behalf of Fidelity Investments |
| Aug. 21, 2006 |
Coleman Stipanovich, Executive Director, State Board of Administration of Florida |
| Aug. 21, 2006 |
Forrest R. Foss, Darrell N. Braman, Henry H. Hopkins, T. Rowe Price Associates, Inc. and T. Rowe Price International, Inc. |
| Aug. 21, 2006 |
Allan S. Mostoff, President, Mutual Fund Directors Forum |
| Aug. 21, 2006 |
Lacy B. Herrmann, Chairman, Aquila Management Corporation |
| Aug. 21, 2006 |
Mercer Bullard, Founder and President, Fund Democracy, Inc., and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Aug. 21, 2006 |
Craig S. Tyle, Executive Vice President and General Counsel, Franklin Templeton Investments, San Mateo, California
|
| Aug. 21, 2006 |
Donald H. Pratt |
| Aug. 21, 2006 |
Jerry D. Geist, Lead Independent Director of the Davis Funds, Tucson, Arizona |
| Aug. 21, 2006 |
Arne H. Carlson, Chairman of the Boards, RiverSource Funds
|
| Aug. 21, 2006 |
Samuel E. Whitley, Attorney at Law, Whitley Law Group, P.C., Houston, Texas |
| Aug. 21, 2006 |
John A. Hill, The Putnam Funds, Boston, Massachusetts
|
| Aug. 21, 2006 |
Joseph Kearns, Idependent Director-Morgan Stanley Funds |
| Aug. 21, 2006 |
John C. Bogle, Bogle Financial Markets Research Center, Valley Forge, Pennsylvania |
| Aug. 21, 2006 |
Evelyn Dilsaver, Ms., President, Schwab Funds, San Francisco, California |
| Aug. 21, 2006 |
Robert W. Uek
Chair, IDC Governing Council, Independent Directors Council |
| Aug. 21, 2006 |
Richard L. Trumka, American Federation of Labor and Congress of Industrial Organizations |
| Aug. 21, 2006 |
Small Funds Committee, Investment Company Institute |
| Aug. 20, 2006 |
Elizabeth R. Krentzman, General Counsel, Investment Company Institute |
| Aug. 20, 2006 |
Eleanor Bloxham
CEO, The Value Alliance and Corporate Governance Alliance |
| Aug. 20, 2006 |
James H. Bodurtha |
| Aug. 19, 2006 |
John Underwood, Brooklyn, New York |
| Aug. 19, 2006 |
John Keenan, Washington, District of Columbia |
| Aug. 19, 2006 |
Corbett Kroehler |
| Aug. 19, 2006 |
Turner Smith |
| Aug. 19, 2006 |
Teri Rolf |
| Aug. 18, 2006 |
Ann Yerger, Executive Director, Council of Institutional Investors |
| Aug. 18, 2006 |
Tom Decker Seip, Independent Trustee/Director, and C. Anne Harvey, Independent Trustee/Director, Neuberger Berman Funds |
| Aug. 18, 2006 |
Charles W.N. Thompson, Jr., Attorney, on behalf of Eliot R. Cutler, Chairman of the Independent, Trustees of Thornburg Investment Trust |
| Aug. 18, 2006 |
Peter C. Clapman, Chair, Board of Trustees, AARP Funds |
| Aug. 18, 2006 |
Anthony W. Deering, of behalf of the Committee of Independent Directors, T. Rowe Price Mutual Funds |
| Aug. 17, 2006 |
Roman L. Weil, PhD, CPA, University of Chicago, Professor of Accounting, Chicago, Illinois |
| Aug. 17, 2006 |
Christopher W. Claus, President and Chief Executive Officer, USAA Investment Management Company |
| Aug. 17, 2006 |
Paula Yates, Mount Perry, Ohio |
| Aug. 17, 2006 |
Robert F. (Bob) Barry, Denver, Colorado |
| Aug. 16, 2006 |
Sarah Prostak, Seattle, Washington |
| Aug. 16, 2006 |
Patricia Sullivan, Brewster, Ohio |
| Aug. 15, 2006 |
Anne J. Mills, Castle Rock, Colorado |
| Aug. 15, 2006 |
Kirk P. Pendleton, Chairman and Chief Executive Officer, Cairnwood Incorporated, Bryn Athyn, Pennsylvania |
| Aug. 15, 2006 |
Jody Wolfe, South Euclid, Ohio |
| Aug. 15, 2006 |
Carolyn Huber, Middleburg Hts., Ohio |
| Aug. 15, 2006 |
Kenneth C. Froewiss, Clinical Professor of Finance, NYU Stern School of Business, New York, NY |
| Aug. 15, 2006 |
Brian Obach, New Paltz, New York |
| Aug. 15, 2006 |
Vanessa C.L. Chang, independent director and Chair of the Audit Committees for New Perspective Fund, Inc., EuroPacific Growth Fund and New World Fund, Los Angeles, California
|
| Aug. 15, 2006 |
Vanessa C.L. Chang, independent director and Chair of the Audit Committee of New Perspective Fund, Inc., Los Angeles, California
|
| Aug. 14, 2006 |
Richard G. Cline, Hawthorne Investors Inc., Lisle, Illinois |
| Aug. 14, 2006 |
Thomas M. O'Brien, President, RMR Funds and RMR Advisors, Inc. |
| Aug. 14, 2006 |
LaVernie Hayes, San Diego, California |
| Aug. 14, 2006 |
Sandra Polk, Flemington, New Jersey |
| Aug. 14, 2006 |
Barbara Coufal, Bethesda, Maryland |
| Aug. 14, 2006 |
Luke Ackerman, Corvallis, Oregon |
| Aug. 14, 2006 |
Nancy Miller, Montclair, New Jersey |
| Aug. 14, 2006 |
Richard G. Cline, Hawthorne Investors, Inc., Lisle, Illinois |
| Aug. 14, 2006 |
Edward Dijeau, Union City, California |
| Aug. 14, 2006 |
John Benner, Seattle, Washington |
| Aug. 14, 2006 |
Kristen Zehner, Marshall, Wisconsin |
| Aug. 14, 2006 |
Louise Auerhahn, San Jose, California |
| Aug. 13, 2006 |
Thomas T. Mooney, Independent Chair, Prudential Insurance Cluster Mutual Funds |
| Aug. 13, 2006 |
Margaret M. Dardis, Levittown, Pennsylvania |
| Aug. 13, 2006 |
Marian Krewson, Bellevue, Washington |
| Aug. 13, 2006 |
Greg Mohr, New Castle, Pennsylvania |
| Aug. 13, 2006 |
Teresa Hopkins, Kirkland, Washington |
| Aug. 13, 2006 |
Scott Lecy, Stacy, Minnesota |
| Aug. 13, 2006 |
Eric Stordahl, Marquette, Michigan |
| Aug. 13, 2006 |
Linda Kaiser, Dearborn Heights, Michigan |
| Aug. 13, 2006 |
Dennis Kabasan, Asheville, North Carolina |
| Aug. 12, 2006 |
Curt & Karen Yarger, Mansfield, Ohio |
| Aug. 12, 2006 |
Lorrie Topolin, New Hope, Pennsylvania |
| Aug. 12, 2006 |
Phyllis Gray, Coeur d'Alene, Idaho |
| Aug. 12, 2006 |
William Patton, Teaneck, New Jersey |
| Aug. 12, 2006 |
Joseph Witt, Tulsa, Oklahoma |
| Aug. 12, 2006 |
Allen Rednour, Cicero, Indiana |
| Aug. 12, 2006 |
Dawn-Marie Driscoll, Executive Fellow, Center for Business Ethics, Cape Coral, FL |
| Aug. 12, 2006 |
Charles Branch, Cordova, Alaska |
| Aug. 12, 2006 |
J.L. Sramek, Duluth, Minnesota |
| Aug. 11, 2006 |
Charles W. Lutter, Jr. |
| Aug. 11, 2006 |
Geraldine Haen, Green Bay, Wisconsin |
| Aug. 11, 2006 |
Harold Stahl, Phoenix, Arizona |
| Aug. 11, 2006 |
Rick Mossinghoff, McKees Rocks, Pennsylvania |
| Aug. 11, 2006 |
Rodney Patterson, Canaan, New York |
| Aug. 11, 2006 |
Richard Gale, Daly City, CA |
| Aug. 11, 2006 |
Andrea S. Mathews, Tucson, AR |
| Aug. 11, 2006 |
Lawrence C. Foard, Westfield, MA |
| Aug. 11, 2006 |
Jim Steitz, Las Cruces, NM |
| Aug. 11, 2006 |
Jerry Pendergast, Chicago, IL |
| Aug. 11, 2006 |
John Templeton, Amherst, MA |
| Aug. 11, 2006 |
Leon Fenhaus, Rapid City, SD |
| Aug. 11, 2006 |
Raul Miller, Denver, CO |
| Aug. 11, 2006 |
John Kesich, Millerton, PA |
| Aug. 11, 2006 |
Gary Owen, Olmsted Twp., OH |
| Aug. 11, 2006 |
Mike Klein, Palatine, IL |
| Aug. 11, 2006 |
Mary Horvath, Erie, PA |
| Aug. 11, 2006 |
Susan Hill, Champaign, IL |
| Aug. 11, 2006 |
Katherine Katsenis, Torrance, CA |
| Aug. 11, 2006 |
Albert Palewicz, Baltimore, MD |
| Aug. 11, 2006 |
Doug Dysinger, Farwell, MI |
| Aug. 11, 2006 |
Karen Crow, Pittsburgh, PA |
| Aug. 11, 2006 |
Dorothy Joslin, Fairfax, VA |
| Aug. 11, 2006 |
Steve Garland, Houston, TX |
| Aug. 10, 2006 |
Leslie Prestwood, Milpitas, California |
| Aug. 10, 2006 |
Kathryn Benjamin, Sayville, New York |
| Aug. 10, 2006 |
Bud Berry, Maplewood, Minnesota |
| Aug. 10, 2006 |
Katharine Colgan, Buckingham, Pennsylvania |
| Aug. 10, 2006 |
James van Luik, Keene, New Hampshire |
| Aug. 10, 2006 |
Steven Moll, Philpot, Kentucky |
| Aug. 10, 2006 |
Carolyn Seibold, Tulsa, Oklahoma |
| Aug. 10, 2006 |
Mary Lee McIntyre, McLean, Virginia |
| Aug. 10, 2006 |
John Almli, Chaska, Minnesota |
| Aug. 10, 2006 |
Denny Cregut, Canonsburg, Pennsylvania |
| Aug. 10, 2006 |
Al Ermitage, Lyons, Illinois |
| Aug. 10, 2006 |
James McGettigan, Atlantic City, New Jersey |
| Aug. 10, 2006 |
Janne Bagley-Murray, Albuquerque, New Mexico |
| Aug. 10, 2006 |
Jim Reagan, Ballston Spa, New York |
| Aug. 10, 2006 |
S. L. Stebel, Los Angeles, California |
| Aug. 10, 2006 |
Nicholas Kisiel, Buffalo, New York |
| Aug. 10, 2006 |
Richard Osborn, Renton, Washington |
| Aug. 10, 2006 |
Kate Sharpe, Denver, Colorado |
| Aug. 10, 2006 |
Bernard Roth, Dartmouth, Massachusetts |
| Aug. 10, 2006 |
Chrisse Roccaro, Portland, Oregon |
| Aug. 10, 2006 |
Ronald Vigars, Westport, Connecticut |
| Aug. 10, 2006 |
Christopher F. Vota, Eastampton, New Jersey |
| Aug. 10, 2006 |
Valerie Bradshaw, Virginia Beach, Virginia |
| Aug. 10, 2006 |
Cynthia Yolland, Queen Creek, Arizona |
| Aug. 10, 2006 |
Pat Maples, Austin, Texas |
| Aug. 10, 2006 |
Louise E. Burg, Pueblo, Colorado |
| Aug. 10, 2006 |
Don Colcun, Wichita, Kansas |
| Aug. 10, 2006 |
Rene Harp, Maple Shade, New Jersey |
| Aug. 10, 2006 |
Janice Beydler, Independence, Missouri |
| Aug. 10, 2006 |
Barbara Mihopulos, Pittsburgh, Pennsylvania |
| Aug. 10, 2006 |
Keith Stracchino, Spokane, Washington |
| Aug. 10, 2006 |
Marie Wood, Macedonia, Ohio |
| Aug. 10, 2006 |
John Underwood, Brooklyn, New York |
| Aug. 10, 2006 |
John Underwood, Brooklyn, New York |
| Aug. 10, 2006 |
Dan Maceda, Narberth, Washington, D.C. |
| Aug. 10, 2006 |
Elizabeth Shipley, Narberth, Pennsylvania |
| Aug. 10, 2006 |
Karen Rapp, Parkville, Missouri |
| Aug. 10, 2006 |
David and Nancy Seigneur, Portland, Oregon |
| Aug. 10, 2006 |
Michael Tucker, San Diego, California |
| Aug. 10, 2006 |
Harvey Reading, Shoshoni, Wyoming |
| Aug. 10, 2006 |
Don Nokes, Seattle, Washington |
| Aug. 10, 2006 |
Joyce Sherokow, St. Louis, Missouri |
| Aug. 10, 2006 |
M. Gundrum, Wisconsin Dells, Wisconsin |
| Aug. 10, 2006 |
Ron Cardwell, Burlington, Kansas |
| Aug. 10, 2006 |
Doris Lohrey-Birch, Albion, Washington |
| Aug. 10, 2006 |
Ruth Pessin, Westbury, New York |
| Aug. 10, 2006 |
Judy Dietel, South Hadley, Massachusetts |
| Aug. 10, 2006 |
Mark Guarino, Hartford, New York |
| Aug. 10, 2006 |
Mary Bohl, Eau Claire, Wisconsin |
| Aug. 10, 2006 |
Albert Mayo, Imperial, Pennsylvania |
| Aug. 10, 2006 |
Pamela Ross, St. Louis, Missouri |
| Aug. 10, 2006 |
Cynthia Piper, North Olmsted, Ohio |
| Aug. 10, 2006 |
Robert Meyheim, San Lorenzo, California |
| Aug. 10, 2006 |
Michael Askins, McKinney, Texas |
| Aug. 10, 2006 |
Edward Kevorkian, South San Francisco, California |
| Aug. 10, 2006 |
James Welms, Parkville, Maryland |
| Aug. 10, 2006 |
R. Michael Ehr, Milwaukee, Wisconsin |
| Aug. 10, 2006 |
Carleton Spotts, Columbia, Missouri |
| Aug. 10, 2006 |
Dorotha Russell, Savoy, Illinois |
| Aug. 10, 2006 |
Mark Stough, Dittmer, Missouri |
| Aug. 10, 2006 |
Todd Johnston, Oxford, Michigan |
| Aug. 10, 2006 |
Nancy Gresham, Concord, Massachusetts |
| Aug. 10, 2006 |
Tim Evanson, Washington, D.C. |
| Aug. 10, 2006 |
Carol Klepper, Klamath Falls, Oregon |
| Aug. 10, 2006 |
Kedren Sitton, Bryan, Texas |
| Aug. 10, 2006 |
Frank Pinto, Davis, California |
| Aug. 10, 2006 |
Conni Schweinfurth, Colorado Springs, Colorado |
| Aug. 10, 2006 |
Beth Jones |
| Aug. 10, 2006 |
Shawn Kimmel, Ypsilanti, Michigan |
| Aug. 10, 2006 |
Tom Fox, Vernon, Vermont |
| Aug. 10, 2006 |
Paul Loret, Washington, New Jersey |
| Aug. 10, 2006 |
Emily Compton, Astoria, New York |
| Aug. 10, 2006 |
Kim Young, Tully, New York |
| Aug. 10, 2006 |
Den Mark Wichar, Vancouver, Washington |
| Aug. 10, 2006 |
Kurt Jasielonis, Tampa, Florida |
| Aug. 10, 2006 |
Loch Phillipps, Brooklyn, New York |
| Aug. 10, 2006 |
David Tarnowski, Lostant, Illinois |
| Aug. 10, 2006 |
Brian Warshaw, Plymouth Meeting, Pennsylvania |
| Aug. 10, 2006 |
Robert Barta, Mukilteo, Washington |
| Aug. 10, 2006 |
Lawrence Balthasar, Los Osos, California |
| Aug. 10, 2006 |
Joanne La Barre, Norfolk, New York |
| Aug. 10, 2006 |
Susan S. Pastin, Chicago, Illinois |
| Aug. 10, 2006 |
C.F. Sabourin, Fort Lauderale, Florida |
| Aug. 10, 2006 |
Bruce Dennis, Portland, Oregon |
| Aug. 10, 2006 |
Sandra Pang, Silver Spring, Maryland |
| Aug. 10, 2006 |
Phyllis Murphy, Evans Mills, New York |
| Aug. 10, 2006 |
John Krerowicz, Kenosha, Wisconsin |
| Aug. 10, 2006 |
Katherine Sturtz, Garden City, Texas |
| Aug. 10, 2006 |
Larry Dykas, Pennington, New Jersey |
| Aug. 10, 2006 |
L. Dixon, New York, New York |
| Aug. 10, 2006 |
Ana Salinas, Austin, Texas |
| Aug. 10, 2006 |
Lynn Cardiff, Salem, Oregon |
| Aug. 10, 2006 |
Ron Ennis, Breinigsville, Pennsylvania |
| Aug. 10, 2006 |
Amy Sullivan-Greiner, El Cajon, California |
| Aug. 10, 2006 |
Jeb Stuart, Manchester, Missouri |
| Aug. 10, 2006 |
Joseph R. Lysaght, Sr., Bethel Park, Pennsylvania |
| Aug. 10, 2006 |
Maida Genser, Tamarac, Florida |
| Aug. 10, 2006 |
David VanDaele, Maybee, Michigan |
| Aug. 10, 2006 |
Carol Higgs, Baltimore, Maryland |
| Aug. 10, 2006 |
Tony Prokott, Minneapolis, Minnesota |
| Aug. 10, 2006 |
Evelyn and Valmar Schaaf, San Anselmo, California |
| Aug. 9, 2006 |
David Lerner, Chairman, Spirit of America Investment Fund, Inc., Syosset, New York |
| Aug. 8, 2006 |
Richard A. Redeker, Independent Director, Stone Harbor, New Jersey |
| Aug. 7, 2006 |
Virginia Stringer, Independent Chair, First American Funds |
| Aug. 4, 2006 |
William L. Armstrong, on behalf of the Board of Directors of Oppenheimer Board II Mutual Funds |
| Aug. 4, 2006 |
David Gladstone, Chairman and Chief Executive Officer of Gladstone Capital Corporation, McLean, Virginia |
| Aug. 3, 2006 |
J. Atwood Ives, Chairman, on behalf of the Independent Trustees of the MFS Funds |
| Jul. 31, 2006 |
Alfred M. Rankin, Jr., on behalf of the Independent Directors of the Vanguard Funds |
| Jul. 27, 2006 |
Wilmot H. Kidd, III, President, Central Securities Corporation, New York, New York |
| Jul. 27, 2006 |
Richard F. Curcio, Chairman, The Valiant Fund, Venice, Florida |
| Jul. 19, 2006 |
Michael J. Penn, Libertyville, Illinois |
| Jul. 13, 2006 |
Vern O. Curtis, Portland, Oregon |
| Jul. 13, 2006 |
James A. Almond, Allen, Texas |
| Jul. 13, 2006 |
Christopher Meyrick Payne, MBA, CPA, FCA, Partner, Management Practice Inc., Stamford, Connecticut |
| Jul. 12, 2006 |
Peter J. Wallison, Resident Fellow, American Enterprise Institute |
| Jul. 10, 2006 |
Kelly S. McEntire, Retired Management Professional, Huntsville, Utah |
| Jul. 7, 2006 |
Stephen B. Timbers, Lake Forest, Illinois |
| Jul. 5, 2006 |
Andrew H. Dral, Investment Officer, Sacramento, California |
| Jul. 5, 2006 |
Wilmot H. Kidd |
| Jun. 28, 2006 |
E. Philip Cannon, Cannon & Company |
| Jun. 28, 2006 |
Anonymous |
| Jun. 28, 2006 |
Thad Penn |
| Jun. 27, 2006 |
Mordecai Rosenfeld |
| Jun. 24, 2006 |
Gerald A. Strickland, Stuart, Florida |
| Jun. 23, 2006 |
Ron A. Rhoades, Director of Research, Chief Compliance Officer, Joseph Capital Management, LLC |
| Jun. 23, 2006 |
Charles J. Gerut, retired, Lombard, Illinois |
| Jun. 23, 2006 |
Michael Karr |
| Jun. 23, 2006 |
Mike and Barbara Hurley |
| Jun. 22, 2006 |
Bob and Barb Kowalski |
| Jun. 20, 2006 |
Charles Gordon, CEO, Royal Oak, Michigan |
| Jun. 19, 2006 |
Ralph S. Saul, Philadelphia, Pennsylvania |
| Jun. 19, 2006 |
E. Malcolm York, Retired, formerly a chief financial officer of a large private company , Vero Beach, Florida |
| Jun. 19, 2006 |
Robert Fort, Stockton, California |
| Jun. 19, 2006 |
Roy Malis, CFP |
| Jun. 19, 2006 |
Bob Fischella, Tucson, Arizona |
| Jun. 19, 2006 |
Robert Kleinman, Financial Services, Port Washington, New York |
| Jun. 19, 2006 |
Eric E. Haas, Chief Investment Officer, Altruist Financial Advisors LLC, Holland, Michigan |
| Jun. 18, 2006 |
E. J. Haas |
| Jun. 17, 2006 |
Larry Sill |
| Jun. 17, 2006 |
Charles Price, Sun City, Arizona |
| Jun. 16, 2006 |
John E. Deysher, President, Bertolet Capital LLC |
| Jun. 16, 2006 |
Nicholas Gerber |
| Jun. 16, 2006 |
Stephen Kong, Miami, Florida |
| Jun. 16, 2006 |
David F. Cooley, CFA, Bay Village, Ohio |
| Jun. 16, 2006 |
Eugene Ciancanelli |
| Jun. 16, 2006 |
Faith Franck |
| Jun. 15, 2006 |
Margaret E. Cooper, Atascadero, California |
| Jun. 15, 2006 |
Steven Underwood |
| Jun. 15, 2006 |
Victor Noer |
| Jun. 15, 2006 |
John Hicks, Great Falls, Virginia |
| Jun. 15, 2006 |
Larry Brinkman, Owatonna |
| Jun. 15, 2006 |
Wayne P. Brown, Houston, Texas |
| Jun. 15, 2006 |
James E. McCoy, Stilwell, Kansas |
| Jun. 15, 2006 |
Sheila Miller, Lynnwood, Washington |
| Jun. 15, 2006 |
Martha S. Royo, Palm Harbor, Florida |
| Jun. 15, 2006 |
Timothy Tierney |
| Jun. 15, 2006 |
Gordon W. Wheat, MD, Olympia, Washington |
| Jun. 15, 2006 |
Tony C. Tham, San Mateo, California |
| Jun. 15, 2006 |
Vernon C. Mueller, St. Charles, Missouri |
| Jun. 15, 2006 |
Paul Garrett, League City, Texas |
| Jun. 15, 2006 |
Danny E. Davis, Investor, Dublin, Georgia |
| Jun. 15, 2006 |
John M. Shiels, Investor, Sacramento, California |
| Jun. 15, 2006 |
Thomas Troy, SF Bay Area, California |
| Jun. 15, 2006 |
James V. Bess, None, Laquey, Missouri |
| Jun. 15, 2006 |
John P. Claassen, .Ph.D., Individual Investor, Asotin, Washington |
| Jun. 15, 2006 |
David Meldrum, Officer, U.S. military reserves (and veteran - OIF, OEF and Noble Eagle), Texas |
| Jun. 15, 2006 |
James Wickesberg, Investor, St. Helena, California |
| Jun. 14, 2006 |
Richard J. Gregory |
| Jun. 14, 2006 |
E. Briggs |
| Jun. 14, 2006 |
William Haight, State Not Identified In Complaint |
| Jun. 14, 2006 |
Christ Anastoff, Mr., Carmel, Indiana |
| Jun. 14, 2006 |
Lynn D. Russell, PhD, CEO, DC Group International, Inc., Boise, Idaho |
| Jun. 14, 2006 |
Bob Buffington, Plano, Texas |
| Jun. 14, 2006 |
Joseph F. Dickey, Ph.D., Clemson, South Carolina |
| Jun. 14, 2006 |
Douglas A. Frank, Clinton Township, Michigan |
| Jun. 14, 2006 |
Daniel Ruchkin, Baltimore, Maryland |
| Jun. 14, 2006 |
Richard Morgana, Bronx, New York |
| Jun. 14, 2006 |
John A. Bailey, CFA, self, Danvers, Massachusetts |
| Jun. 14, 2006 |
James S. Simpson Jr. |
| Jun. 14, 2006 |
Richard Bryan, Austin, Texas |
| Jun. 14, 2006 |
Jay Creede, Baldwin, Michigan |
| Jun. 14, 2006 |
Mike Miles, Medford, Oregon |
| Jun. 14, 2006 |
Robert L. Shaffer, Independent investor, Sierra Vista, Arizona |
| Jun. 14, 2006 |
Doug Spitler |
| Jun. 14, 2006 |
Stephen G. Stanton, Esquire, Paoli, Pennsylvania |
| Jun. 14, 2006 |
Dale H. Twachtmann, Retired Environmental Consultant, Lakeland, Florida |
| Jun. 14, 2006 |
Herbert L. Weyl, CPA (Ret), Ohio Society of CPA's (Member Emeritus) |
| Jun. 14, 2006 |
Merle M. Wygal, BS, V. Pres, KMB Medical Billing Svcs, Chandler, Arizona |
| Jun. 14, 2006 |
Ashwin Pandya, M.D. |
| Jun. 14, 2006 |
Nikhil Shukla, M.S. |
| Jun. 14, 2006 |
Samuel D. Haskell, Ph.D, Douglasville, Georgia |
| Jun. 14, 2006 |
Edward M. Anthis, Tulsa, Oklahoma |
| Jun. 14, 2006 |
Thomas Bonito, CPA, New Jersey State Society of CPAs, Livingston, New Jersey |
| Jun. 14, 2006 |
Ken Dixon, Batavia, Ohio |
| Jun. 14, 2006 |
Robert K. Dyer, M.D., Retired, Hendersonville, North Carolina |
| Jun. 14, 2006 |
David W. Gast, Wheaton, Illinois |
| Jun. 14, 2006 |
Robert MacDonald |
| Jun. 14, 2006 |
Brian C. McConnell, Fullerton, California |
| Jun. 14, 2006 |
Peter W. Melitz, Westlake Village, California |
| Jun. 14, 2006 |
Barbara Mortensen, Investor, Madison, Wisconsin |
| Jun. 14, 2006 |
Robert J. Rickard |
| Jun. 14, 2006 |
Thomas H. Simmonds, owner of funds |
| Jun. 14, 2006 |
W. Weeber, ALPA, Seneca, South Carolina |
| Jul. 9, 2004 |
Thomas R. Reeves, Jonesboro, Arizona |
| Jun. 28, 2004 |
Bill Majure |
| Jun. 24, 2004 |
Ron & Nancy Cornell, Salt Lake City, UT |
| Jun. 24, 2004 |
Lee B. Schierloh |
| Jun. 24, 2004 |
Gordon Fisher |
| Jun. 24, 2004 |
John D. Larson, Nevis, MN |
| Jun. 22, 2004 |
Anonymous reviewer |
| Jun. 21, 2004 |
Judd Gregg, Chairman, Subcommittee on Commerce, Justice, State, the Judiciary and Related Agencies |
| Jun. 21, 2004 |
Clayton Yeutter, Hogan & Hartson |
| Jun. 17, 2004 |
Charles K. Carlson, President, Greenspring Fund, Incorporated |
| Jun. 15, 2004 |
Richard C. Breeden, G. Brandford Cook, Roderick M. Hills, Arthur Levitt, Harvey L. Pitt, David S. Ruder and Harold M. Williams, all of the living former Chairmen of the Securities and Exchange Commission |
| Jun. 7, 2004 |
Memorandum from the Division of Investment Management regarding a June 3 meeting with respresentatives of USAA |
| Jun. 3, 2004 |
Joseph J. Kearns |
| Mar. 28, 2004 |
Memorandum from the Office Commissioner Glassman regarding a March 25, 2004 meeting with representatives from the United Services Automobile Association |
| May 25, 2004 |
John A. Hill, Chairman of the Board, Putnam Mutual Funds, Boston, Massachusetts |
| May 25, 2004 |
John C. Bogle, Founder and Former CEO, The Vanguard Group |
| May 20, 2004 |
Michael G. Oxley, Chairman, Committee on Financial Services, U.S. House of Representatives |
| May 19, 2004 |
Senator Robert Bennett |
| May 18, 2004 |
Fergus Reid, Independent Chairman, JP Morgan Funds |
| May 17, 2004 |
Glendon E. Johnson, Jr., Director, Ivy Funds, Washington, District of Columbia |
| May 14, 2004 |
Allan S. Mostoff, President, and David S. Ruder, Chairman, Mutual Fund Directors Forum |
| May 12, 2004 |
John A. Hill, Chairman, The Putnam Funds |
| May 11, 2004 |
Lacy B. Herrmann, Chairman and Chief Executive Officer, Aquilasm Group of Funds |
| May 10, 2004 |
Gary Anderson |
| May 3, 2004 |
Gil Gutknecht, Member of Congress |
| Apr. 29, 2004 |
William F. Ausfahl, L. Dale Crandall, Thomas A. Larsen, and Will C. Wood, Dodge & Cox Funds |
| Apr. 26, 2004 |
Michael J. Downer, Capital Research and Management Company |
| Apr. 16, 2004 |
George R. Fisher, Newtown, PA |
| Apr. 14, 2004 |
James E. Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado |
| Apr. 13, 2004 |
Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding a meeting with Marvin L. Mann, Chairman of the Independent Trustees of the Fidelity Funds, and Kenneth J. Berman, Debevoise & Plimpton LLP |
| Apr. 11, 2004 |
W. Hardy Callcott |
| Apr. 9, 2004 |
Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding meeting with Fidelity Management & Research Company |
| Apr. 8, 2004 |
Edward M. Tighe, Independent Trustee, Fort Lauderdale, Florida |
| Apr. 7, 2004 |
John E. Sunumu, U.S. Senator, Mike Crapo, U.S. Senator, Jim Bunning, U.S. Senator, Mike Enzi, U.S. Senator and Chuck Hagel, U.S. Senator |
| Apr. 7, 2004 |
Michael G. Smith, Independent Director of the Ivy Funds Board |
| Apr. 5, 2004 |
Jarold W. Boettcher, CFA |
| Apr. 2, 2004 |
Joseph Harroz, Lead Independent Director, Board of Directors of the Ivy Funds |
| Apr. 2, 2004 |
Andrew A. Strauss, Esquire, Strauss & Associates, PA |
| Mar. 19, 2004 |
Association for Investment Management and Research |
| Mar. 19, 2004 |
Mary Van Vliet |
| Mar. 18, 2004 |
[Revised]Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Mar. 17, 2004 |
Jim Greene |
| Mar. 17, 2004 |
Sarah A.B. Teslik |
| Mar. 16, 2004 |
Phil Lamoreaux |
| Mar. 15, 2004 |
Mitchell M. Merin, President and Chief Operating Officer, Investment Management, MorganStanley |
| Mar. 14, 2004 |
Phillip Goldstein, President, Kimball & Winthrop, Inc.; Opportunity Partners L.P., Pleasantville, New York |
| Mar. 12, 2004 |
David Certner, Director, Federal Affairs, AARP |
| Mar. 11, 2004 |
Brian Cohen, Fidelity Fund Holder, Seattle, Washington |
| Mar. 11, 2004 |
U.S. Representative Michael G. Oxley, Chairman, House Committee on Financial Services; U.S. Representative Richard H. Baker, Chairman, House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises; U.S. Senator Peter G. Fitzgerald, Chairman, Senate Governmental Affairs, Subcommittee on Financial Management, the Budget, and International Security; U.S. Senator Daniel K. Akaka, Ranking Member, Senate Governmental Affairs Subcommittee on Financial Management, the Budget, and International Security; and U.S. Senator Carl Levin, Ranking Member, Senate Governmental Affairs Permanent Subcommittee on Investigations |
| Mar. 10, 2004 |
Ralph Bakkensen, Andover, MA |
| Mar. 10, 2004 |
Independent Directors of the American Century Funds |
| Mar. 10, 2004 |
Morningstar, Inc. |
| Mar. 10, 2004 |
Barbara Roper, Director of Investor Protection, Consumer Federation of America; Mercer Bullard, Founder and President, Fund Democracy, Inc.; Kenneth McEldowney, Executive Director, Consumer Action; Sally Greenberg, Senior Counsel, Consumers Union; Frank Clemente, Director, Public Citizen's Congress Watch |
| Mar. 10, 2004 |
Arnold L. Lehman, Legg Mason Wood Walker, Inc., Baltimore, Maryland |
| Mar. 10, 2004 |
James H. Bodurtha, Chair, Directors' Committee, lnvestment Company Institute |
| Mar. 10, 2004 |
George Keane, chairman, Audit Committee of Nicholas Applegate Funds, San Diego, California |
| Mar. 10, 2004 |
Roy Sandstrom |
| Mar. 10, 2004 |
John K.S. Wilson, Director - Socially Responsible Investing |
| Mar. 10, 2004 |
Karen Maughan, Anacortes, Washington |
| Mar. 10, 2004 |
Rosemary Clausen |
| Mar. 10, 2004 |
Stephen Y. Ascher, Ascher Decision |
| Mar. 10, 2004 |
Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable |
| Mar. 10, 2004 |
R. Bruce Josten, U.S. Chamber of Commerce |
| Mar. 10, 2004 |
John J. Brennan, Chairman and Chief Executive Officer, The Vanguard Group |
| Mar. 10, 2004 |
Charles D. Ellis, Senior Adviser and Former Managing Partner, Greenwich Associates; Rajiv L. Gupta, Chairman and Chief Executive Officer, Rohm and Haas Co.; JoAnn Heffernan Heisen, Vice President, Chief Information Officer and Member of Executive Committee, Johnson & Johnson; Burton G. Malkiel, Professor of Economics, Princeton University; Alfred M. Rankin, Jr., Chairman, President and Chief Executive Officer, NACCO Industries, Inc.; J. Lawrence Wilson, Retired Chairman and Chief Executive Officer, Rohm and Haas Co. |
| Mar. 10, 2004 |
Robert G. Davis, Chairman and Chief Executive Officer, United Services Automobile Association |
| Mar. 10, 2004 |
Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc. |
| Mar. 10, 2004 |
Scott L. Barbee, Managing Director, Berno, Gambal & Barbee, Inc. |
| Mar. 10, 2004 |
James L. Bicksler, Rutgers University, School of Business |
| Mar. 10, 2004 |
Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Mar. 10, 2004 |
Edward E. Sammons, Jr., President, Asset Management Fund and Shay Assets Management, Inc., Chicago, Illinoisb |
| Mar. 10, 2004 |
Daniel M. Clifton, Executive Director, American Shareholders Association |
| Mar. 10, 2004 |
Craig S. Tyle, General Counsel, Investment Company Institute |
| Mar. 10, 2004 |
John E. Murray, Jr., Lead Director, The Federated Funds, Federated Investors, Inc. |
| Mar. 9, 2004 |
Graham T. Allison, Jr.; Kenneth J. Cowan, Chair, Contract Review and Governance Committee; Edward A. Benjamin; Richard Darman; Daniel M. Cain, Chair, Audit Committee; Sandra O. Moose; Paul G. Chenault; John A. Shane, CDC Nvest Funds and Loomis Sayles Funds |
| Mar. 9, 2004 |
Dorothy E. Bourassa, Pioneer Investment Management, Inc., Boston, Massachusetts |
| Mar. 9, 2004 |
Sullivan & Cromwell |
| Mar. 9, 2004 |
Stuart H. Coleman, Chair, Committee on Investment Management Regulation, Association of the Bar of the City of New York |
| Mar. 9, 2004 |
Additional Marvin L. Mann, Chairman, Independent Trustees |
| Mar. 9, 2004 |
Ashok N. Bakhru, Chairman of the Board and Independent Trustee, Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust |
| Mar. 9, 2004 |
Theresa A. Hamacher, Principal and Elizabeth A. Watson, Principal, Versanture Consulting |
| Mar. 9, 2004 |
Mary Ellen Harris, Bothell, Washington |
| Mar. 9, 2004 |
William Affleck-Asch, Seattle |
| Mar. 9, 2004 |
Brian J. Edwards, Seattle, Washington |
| Mar. 9, 2004 |
Kenneth D. Marvel and Terri L. Alexander, Edmonds, Washington |
| Mar. 9, 2004 |
Glenn Young |
| Mar. 9, 2004 |
Chuck Tarvin, Bainbridge Island, Washington |
| Mar. 9, 2004 |
Tom Walker |
| Mar. 9, 2004 |
Dave Wood |
| Mar. 9, 2004 |
R. L. Rodbury, Kent, Washington |
| Mar. 9, 2004 |
Wallace Powelson, Seattle, Washington |
| Mar. 9, 2004 |
William L. Livingston, PE |
| Mar. 9, 2004 |
Philip L. Katz, Seattle, Washington |
| Mar. 9, 2004 |
D. A. Wickersham, Port Hadlock, Washington |
| Mar. 8, 2004 |
James Fankhauser |
| Mar. 8, 2004 |
David S. Kircher, Seattle, Washington |
| Mar. 8, 2004 |
Richard G. Cline, Hawthorne Investors, Inc. |
| Mar. 8, 2004 |
Rebecca Herzfeld and Gordon Crawford |
| Mar. 8, 2004 |
Mr. F.A. Sorrel, Seattle, Washington |
| Mar. 8, 2004 |
C. Carey |
| Mar. 8, 2004 |
Arthur Dietrich, Medina, Washington |
| Mar. 8, 2004 |
Richard Beckenbaugh |
| Mar. 8, 2004 |
Gary Vuchinich |
| Mar. 8, 2004 |
James and Diane Snell, Seattle, Washington |
| Mar. 8, 2004 |
Robert E. Condon, Clyde Hill, Washington |
| Mar. 8, 2004 |
Laurie |
| Mar. 8, 2004 |
Bob Schaeffer,Green Bay, WI |
| Mar. 8, 2004 |
George E. Creel, Hernando Beach, FL |
| Mar. 8, 2004 |
The Catons |
| Mar. 8, 2004 |
Tim Riley |
| Mar. 8, 2004 |
Robert M. Tourtelot, Lummi Island, Washington |
| Mar. 8, 2004 |
Venu Aravamudan |
| Mar. 8, 2004 |
M. June Ross, Des Moines, Washington |
| Mar. 8, 2004 |
F.E. James, Ph.D., James Investment Research, Inc., Alpha, Ohio |
| Mar. 7, 2004 |
Edwin A. Clay, investor, Bellingham, Washington |
| Mar. 7, 2004 |
Dwight Thompson |
| Mar. 7, 2004 |
Al Wingert |
| Mar. 7, 2004 |
Thor Christensen |
| Mar. 7, 2004 |
Ron Smith, Federal Way, Washington |
| Mar. 7, 2004 |
Ronald C. Schick |
| Mar. 7, 2004 |
Al McCrary |
| Mar. 7, 2004 |
Larry E. Swift |
| Mar. 7, 2004 |
Donald T. Brubeck, Seattle, Washington |
| Mar. 7, 2004 |
Lorraine Lamey |
| Mar. 7, 2004 |
Sheila Fehrenbach |
| Mar. 7, 2004 |
Charlie Young |
| Mar. 7, 2004 |
Chris Crowder |
| Mar. 7, 2004 |
David Harman |
| Mar. 7, 2004 |
William Penhallegon |
| Mar. 7, 2004 |
Eduardo |
| Mar. 7, 2004 |
Bob Denney |
| Mar. 7, 2004 |
Howard & Susan McElroy |
| Mar. 7, 2004 |
Don Mortenson |
| Mar. 7, 2004 |
John G. Innes |
| Mar. 7, 2004 |
Dwight Thompson |
| Mar. 6, 2004 |
Joe Matt |
| Mar. 6, 2004 |
Richard A. Mitchell |
| Mar. 5, 2004 |
David Rees, Chairman of the Audit Committee of Source Capital, Inc. and on behalf of the Independent Directors |
| Mar. 4, 2004 |
Mary Ann Dolan, AMCAP/AMF/ICA, and Martin Fenton, AMCAP/ AMF / ICA / Fixed Income, Senior Resource Group, San Diego, California |
| Mar. 4, 2004 |
Ronald, J. Abdow, Abdow Corp., West Springfield, Massachusetts |
| Mar. 4, 2004 |
Robert H. Wadsworth, Paradise Valley, Arizona |
| Mar. 4, 2004 |
David W. Fox, Lead Disinterested Trustee, and Jehie M. Edwards, Audit Committee Chairman, of EQ Advisors Trust |
| Mar. 4, 2004 |
Dr. James A. Gentry, Joseph Andrew Hays, and Harold W. Nations of ICAP FUNDS, INC. |
| Mar. 4, 2004 |
Steve Odland, Chairman, President & CEO of AutoZone, Inc. |
| Mar. 2, 2004 |
Marvin L. Mann, Chairman of the Independent Trustees, The Fidelity Funds, Boston, Massachusetts |
| Mar. 2, 2004 |
Keith J. Matthews fowarded by Frank R. Wolf, Member of Congress, U.S. House of Representatives |
| Mar. 1, 2004 |
William L. Livingston, P.E |
| Mar. 1, 2004 |
Cyrus A. Ansary, Chairman of the Governance Committee, of Washington Mutual Investors Fund |
| Feb. 29, 2004 |
John R. Miniutti |
| Feb. 27, 2004 |
John G. McDonald, the IBJ Professor of Finance, Stanford University |
| Feb. 26, 2004 |
Scott C. Newquist, President and CEO, Board Governance Services, Inc. |
| Feb. 26, 2004 |
Mr. and Mrs. Clifford Edgcumbe |
| Feb. 26, 2004 |
Vanessa C.L. Chang |
| Feb. 26, 2004 |
K.D.Hill |
| Feb. 26, 2004 |
Leslie Ogg, President, Board Services Corporation |
| Feb. 25, 2004 |
T. Rowe Price Mutual Funds |
| Feb. 25, 2004 |
Rick Garlick |
| Feb. 25, 2004 |
Joseph E. May |
| Feb. 24, 2004 |
Salvatore J. Carminati |
| Feb. 24, 2004 |
Donald B. Campbell, West Chester, Pennsylvania |
| Feb. 24, 2004 |
Patricia Rizzolo |
| Feb. 24, 2004 |
Anonymous |
| Feb. 24, 2004 |
John and Judy Hesselberth |
| Feb. 24, 2004 |
Bob Cramer |
| Feb. 24, 2004 |
John Honeck |
| Feb. 23, 2004 |
Martin Brody, David Gale, Morgan Gust, and Robert F. Wulf, C.F.A., The Independent Directors of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated |
| Feb. 20, 2004 |
Walter E. Auch, Sr. |
| Feb. 17, 2004 |
Douglas W. Palme, Kansas City, Missouri |
| Feb. 16, 2004 |
Irving Lehman Straus, Chairman, of Straus Corporate Communications |
| Feb. 16, 2004 |
Irwin Fischman, CPA |
| Feb. 16, 2004 |
William R. Dill |
| Feb. 16, 2004 |
M. Hunt Broyhill, Vice President, BMC Fund, Inc. |
| Feb. 13, 2004 |
Samuel E. Hessrity |
| Feb. 11, 2004 |
U.S. Representatives Patrick Tiberi, Bob Ney, Steve LaTourette, Ruben Hinojosa, Melissa Hart, Jay Inslee, Michael Capuano, Vito Fossella, Dennis Moore, Joseph Crowley, Chris Bell, and Steve Israel |
| Feb. 11, 2004 |
Jay S. Neuman, Corporate Counsel, Federated Investors, Inc. |
| Feb. 11, 2004 |
David Gladstone, Chairman, National Association of Business Development Companies received "
| Feb. 11, 2004 |
Jonathan M. Keys |
| Feb. 10, 2004 |
Vern 0. Curtis |
| Feb. 9, 2004 |
Maurice Schoenwald, Chairperson, New Alternatives Fund, Inc. |
| Feb. 4, 2004 |
William L. Armstrong |
| Feb. 4, 2004 |
Elizabeth R. Bramwell, CFA President, Bramwell Funds, Inc. and Bramwell Capital Management, Inc. |
| Feb. 2, 2004 |
Anne J. Mills |
| Jan. 28, 2004 |
Paul Koester |
| Jan. 25, 2004 |
Mike Montgomery |
| Jan. 25, 2004 |
Frank Sanchez |
| Jan. 24, 2004 |
Terry Murtaugh |
| Jan. 22, 2004 |
Jerald H. Meissner |
| Jan. 21, 2004 |
Ralph S. Saul |
| Jan. 15, 2004 |
Henry P. Becton,Jr., Independent Truste, Scudder Funds |
| Jan. 14, 2004 |
U.S. Representative Richard H. Baker, Chairman, House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises |
| Jan. 14, 2004 |
Peter Ryan |
| Jan. 14, 2004 |
James J. McMonagle |
| Jan. 12, 2004 |
Robert G. Davis, Chairman and Chief Executive Officer of United Services Automobile Association |
| Jan. 7, 2004 |
J. Lawrence Wilson, lead independent trustee of the Vanguard finds and Chairman of their Audit Committee |
| Jan. 7, 2004 |
Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Jan. 5, 2004 |
Dawn-Marie Driscoll, President, Driscoll Associates |
| Nov. 28, 2003 |
Samuel D. Haskell, Ph.D. |
| Nov. 28, 2003 |
Jonathan M. Keyes |
| Jul. 24, 2003 |
Mary Jane Baker |
|
http://www.sec.gov/rules/proposed/s70304.shtml
|
