Comments on Proposed Rule: Investment Company Governance

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13,748

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Date Received
Date Letter Type Commenter Name
Public Comment H. Spencer Everett, Jr.
Public Comment Eugene V. Ciancanelli, Escondido, California
Public Comment John P. Freeman
Public Comment Allan S. Mostoff, President, Mutual Fund Directors Forum
Public Comment David C. Chavern, Chief Operating Officer and Senior Vice President, U.S. Chamber of Commerce, Washington, District of Columbia
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Evelyn Dilsaver, President, Schwab Funds
Public Comment Kurt N. Schacht, Managing Director, and Linda L. Rittenhouse, Senior Policy Analyst, CFA Centre for Financial Market Integrity
Public Comment Mercer Bullard, President and Founder, Fund Democracy and Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Paul Schott Stevens, President, Investment Company Institute
Public Comment Richard L. Trumka, Secretary-Treasurer, AFL-CIO, Washington, District of Columbia
Public Comment Robert W. Uek, Chair, IDC Governing Council
Public Comment Thomas M. O'Brien, President, RMR Funds and RMR Advisors, Inc.
Public Comment William F. Ausfahl, L. Dale Crandall, Will C. Wood, Thomas A. Larsen, and John B. Taylor, Dodge & Cox Funds, San Francisco California
Public Comment Laura P. Lutton, Senior Mutual Fund Analyst, Morningstar, Inc., Chicago, Illinois
Public Comment Garrett Thornburg, Chairman of Trustees, Thornburg Investment Trust, Santa Fe, New Mexico
Public Comment Vern O. Curtis, Portland, Oregon
Public Comment David Gladstone, Chairman and CEO, Gladstone Capital Corporation, McLean, Virginia
Public Comment Peter C. Clapman, Chair, Board of Trustees, AARP Funds
Public Comment Richard G. Cline, Chairman, Northern Funds, Northern Institutional Funds and Northern Multi-Manager Funds
Public Comment C. Meyrick Payne and Jay Keeshan, Management Practice Inc., Stamford, Connecticut
Public Comment Roman L. Weil, Chairman, Audit Committee, Mainstay VP family of mutual funds, affiliated with NYLife Insurance Company
Public Comment John C. Bogle, Bogle Financial Markets Research Center
Public Comment Arne C. Mortensen, PhD, Kelso, Washington
Public Comment John E. Deysher, President, Pinnacle Value Fund, New York, New York
Staff Study Memorandum from the Office of Economic Analysis: Literature Review on Independent Mutual Fund Chairs and Directors
Staff Study Memorandum from the Office of Economic Analysis: Power Study as Related to Independent Mutual Fund Chairs
Public Comment Kelly S. McEntire, Huntsville, Utah
Public Comment James J. Antonopoulos, Law School, Villanova School of Law, Villanova, Pennsylvania
Public Comment David Nachtsheim, individual investor, Silver Spring, Maryland

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-04
Release Number
IC-26323
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