Revisions of Limited Offering Exemptions in Regulation D

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a meeting with the Attorney General of the State of Alaska and Representatives of Arnold & Porter LLP
Public Comment David F. Freeman, Jr., Arnold & Porter, LLP, Washington, District of Columbia
Public Comment Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York
Public Comment Record of Proceedings, 2008 Government-Business Forum on Small Business Capital Formation
Public Comment National Venture Capital Association
Public Comment Simon M. Lorne and Joseph McLaughlin, Sidley Austin LLP
Public Comment Final Report of the SEC Government-Business Forum on Small Business Capital Formation, held on Sept. 24, 2007
Public Comment Bob Smith
Public Comment Kathleen A. Aho, CIPFA, President, National Association of Independent Public Finance Advisors
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding a February 12, 2008, meeting with Simon M. Lorne and Joseph McLaughlin
Public Comment Joe Garcia, President, National Congress of American Indians
Public Comment Garth McIntosh, Montreal, Canada
Public Comment Joseph McLaughlin, Sidley Austin LLP, New York, New York
Public Comment Sheldon M. Jaffe, Los Angeles, California
Public Comment Daniel J. Morrissey, Professor, Gonzaga University Law School, Spokane, Washington
Public Comment Karen Tyler, NASAA President and Commissioner, North Dakota Securities Department, Washington, District of Columbia
Public Comment John G. Gaine, President, Managed Funds Association
Public Comment Timothy Snodgrass, Chair, Legislative and Regulatory Committee, Tenant-In-Common Association, Indianapolis, Indiana
Public Comment Bryan Lantagne, Director, Massachusetts Securities Division, Office of the Secretary of the Commonwealth
Public Comment Keith F. Higgins, Lawrence A. Goldman, and Ellen Lieberman, American Bar Association
Public Comment Keith Paul Bishop
Public Comment Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Public Comment Sullivan & Cromwell LLP
Public Comment Harvey Kesner, Haynes and Boone, LLP
Public Comment Carol Bavousett Mattick
Public Comment Charles W. Barkley, Attorney at Law, Charlotte, North Carolina
Public Comment Dennis R. Hirsch, Sadis and Goldberg LLP
Public Comment Dr. Gavin Clarkson, Assistant Professor, University of Michigan, Ann Arbor, Michigan
Public Comment Edwin C. Laurenson, McDermott Will & Emery LLP, on behalf of RBC Asset Management Inc. and TD Asset Management, Inc.
Public Comment Fried, Frank, Harris, Shriver & Jacobson (London) LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-07
Release Number
33-8828
IC-27922
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