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Revisions of Limited Offering Exemptions in Regulation D

[Release Nos. 33-8828, IC-27922; File No. S7-18-07]

Mar. 5, 2010 Memorandum from the Division of Corporation Finance regarding a meeting with the Attorney General of the State of Alaska and Representatives of Arnold & Porter LLP
Feb. 24, 2010 David F. Freeman, Jr., Arnold & Porter, LLP, Washington, District of Columbia
Dec. 28, 2009 Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York
Nov. 20, 2008 Record of Proceedings, 2008 Government-Business Forum on Small Business Capital Formation
Sep. 9, 2008 National Venture Capital Association
Aug. 5, 2008 Simon M. Lorne and Joseph McLaughlin, Sidley Austin LLP
Jun. 2008 Final Report of the SEC Government-Business Forum on Small Business Capital Formation, held on Sept. 24, 2007
Mar. 12, 2008 Bob Smith
Mar. 10, 2008 Kathleen A. Aho, CIPFA, President, National Association of Independent Public Finance Advisors
Feb. 13, 2008 Memorandum from the Office of Small Business Policy regarding a February 12, 2008, meeting with Simon M. Lorne and Joseph McLaughlin
Jan. 17, 2008 Joe Garcia, President, National Congress of American Indians
Dec. 22, 2007 Garth McIntosh, Montreal, Canada
Nov. 12, 2007 Joseph McLaughlin, Sidley Austin LLP, New York, New York
Oct. 29, 2007 Sheldon M. Jaffe, Los Angeles, California
Oct. 26, 2007 Daniel J. Morrissey, Professor, Gonzaga University Law School, Spokane, Washington
Oct. 26, 2007 Karen Tyler, NASAA President and Commissioner, North Dakota Securities Department, Washington, District of Columbia
Oct. 19, 2007 John G. Gaine, President, Managed Funds Association
Oct. 17, 2007 Timothy Snodgrass, Chair, Legislative and Regulatory Committee, Tenant-In-Common Association, Indianapolis, Indiana
Oct. 12, 2007 Bryan Lantagne, Director, Massachusetts Securities Division, Office of the Secretary of the Commonwealth
Oct. 12, 2007 Keith F. Higgins, Lawrence A. Goldman, and Ellen Lieberman, American Bar Association
Oct. 11, 2007 Sullivan & Cromwell LLP
Oct. 11, 2007 Keith Paul Bishop
Oct. 10, 2007 Harvey Kesner, Haynes and Boone, LLP
Oct. 9, 2007 J. Michael Stanfield, Chief Executive Officer, VSR Financial Services Inc.
Oct. 9, 2007 Fried, Frank, Harris, Shriver & Jacobson (London) LLP
Oct. 9, 2007 Joel Held, Esq., Baker & McKenzie LLP, Dallas, Texas
Oct. 9, 2007 Robert M. Lam, Acting Chairman, Pennsylvania Securities Commission, Harrisburg, Pennsylvania
Oct. 9, 2007 National Venture Capital Association
Oct. 9, 2007 Charles W. Barkley, Attorney at Law, Charlotte, North Carolina
Oct. 9, 2007 Steven M. Davidoff, Assistant Professor of Law, Wayne State Law School, Detroit, Michigan
Oct. 9, 2007 Stoecklein Law Group, San Diego, California
Oct. 9, 2007 Nora M. Jordan, Yukako Kawata, Leor Landa, and Danforth Townley, Davis Polk & Wardwell
Oct. 9, 2007 Edwin C. Laurenson, McDermott Will & Emery LLP, on behalf of RBC Asset Management Inc. and TD Asset Management, Inc.
Oct. 9, 2007 Paul Schott Stevens, President and CEO, Investment Company Institute
Oct. 9, 2007 Carol Bavousett Mattick
Oct. 9, 2007 Katten Muchin Rosenman LLP, Financial Services Group
Oct. 9, 2007 Dennis R. Hirsch, Sadis and Goldberg LLP
Oct. 9, 2007 Rosemarie A. Thurston, Chair, Legal and Regulatory Affairs Committee, Investment Program Association
Oct. 9, 2007 Stephanie McGillivray, CFA, and Charles W. Johnson, SOAR Growth Capital, LLC
Oct. 9, 2007 Kenneth B. Abel, Chair, Committee on Securities Law, Business Law Section, Maryland State Bar Association
Oct. 9, 2007 Raymond P. Boulanger and Thomas J. LaFond, Goodwin Procter LLP
Oct. 9, 2007 Dr. Gavin Clarkson, Assistant Professor, University of Michigan, Ann Arbor, Michigan
Oct. 9, 2007 John C. Melton, Coastal Securities, Houston, Texas
Oct. 8, 2007 William G. Mulligan, Chair and Member of the Board of Managers, Altemative Investments Compliance Association
Oct. 8, 2007 Lee W. Mercer, President, National Association of Small Business Investment Companies
Oct. 8, 2007 Forum for US Securities Lawyers in London
Oct. 8, 2007 Proskauer Rose LLP
Oct. 8, 2007 Wendy K. White Eagle, Founder and CEO, NativeCapital Investment, Inc.
Oct. 5, 2007 Philip Rutledge, Esq., Partner, Bybel Rutledge LLP, Lemoyne, Pennsylvania
Oct. 5, 2007 Monique S. Botkin, Senior Counsel, Investment Adviser Association
Oct. 5, 2007 Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors
Oct. 5, 2007 Kelley Price, Price Meadows Incorporated, Bellevue, Washington
Oct. 4, 2007 Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Oct. 1, 2007 Keith Paul Bishop
Oct. 1, 2007 Warren R. Horney, Senior Vice President, WFP Securities
Oct. 1, 2007 Frank Akridge Jr., CFP, Cambridge Legacy Group
Sep. 30, 2007 Iris K. Linder, Fraser Trebilcock Davis & Dunlap, P.C., Lansing, Michigan
Sep. 28, 2007 Amy C. Cross, Chief Operating Officer and Chief Compliance Officer, Stock Sale Compliance, LLC
Sep. 24, 2007 Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Sep. 7, 2007 Jane Doe
Sep. 7, 2007 James Chanos, Chairman, Coalition of Private Investment Companies
Sep. 5, 2007 John R. Hummel
Sep. 5, 2007 Steven I. Weinberger, Esq., Boca Raton, Florida
Sep. 2, 2007 Phillip Goldstein, Principal, Bulldog Investors, Pleasantville, New York
Aug. 29, 2007 Michael Sylkatis, Prosper, Texas
Aug. 25, 2007 John L. Lackey, Weslaco, Texas
Aug. 24, 2007 Mike Murray
Aug. 23, 2007 Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, SMU Dedman School of Law
Aug. 21, 2007 David Groner
Aug. 21, 2007 Stewart Alsop, Alsop Louie Partners
Aug. 19, 2007 Paul Chambers, CEO, Hometown Digest Media Corporation, Benton, Tennessee
Aug. 17, 2007 David J. Lazarovic, Law School Student, Managing Member, Lazarovic Partners Mgmt. LLC, Miami, Florida
Aug. 6, 2007 Phillip Goldstein, Bulldog Investors

Modified: 03/05/2010