Comments on Proposed Rule: Definition of Eligible Portfolio Company under the Investment Company Act of 1940

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 19

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Public Comment IC-27539 David Starr, Principal, Williams Jensen PLLC, Attorneys at Law, Washington, District of Columbia
Public Comment IC-27539 Michael J. Ryan, Jr., Executive Director and Senior Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials IC-27539 Memorandum from the Office of Commissioner Paul Atkins regarding a meeting with representatives of Allied Capital and Williams & Jensen
Public Comment IC-27539 David A. Starr, Williams & Jensen, PLLC
Public Comment IC-27539 David A. Starr, Williams & Jensen, PLLC
Meeting with SEC Officials IC-27539 Memorandum from the Office of Commissioner Paul Atkins regarding a meeting with representatives of American Capital
Public Comment IC-27539 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, D.C.
Public Comment IC-27539 Sandra Matrick Forman, Esq., General Counsel and Chief Compliance Officer, Harris & Harris Group, Inc, New York, New York
Public Comment IC-27539 Gordon Swartz, Corporate Secretary, Apollo Investment Corporation
Public Comment IC-27539 John H. Homier, President and CEO, NGP Capital Resources Company, Houston, Texas
Public Comment IC-27539 Michael J. Arougheti, President, Ares Capital Corporation
Public Comment IC-27539 Steven F. Tunney, President and CEO, MCG Capital Corporation, Arlington, Virginia
Public Comment IC-27539 Joan M. Sweeney, Chief Operating Officer, Allied Capital Corporation
Public Comment IC-27539 Samuel A. Flax, Executive Vice President and General Counsel, American Capital Strategies, Ltd., Bethesda, Maryland
Public Comment IC-27539 David A. Starr, Williams and Jensen, PLLC
Public Comment IC-27539 David C. Chavern, Senior Vice President and Chief Legal Officer, U.S. Chamber of Commerce, Washington, D.C.
Public Comment IC-27539 Jerome Joondeph, Chief Financial Officer and General Counsel, ThinkEquity Partners LLC
Public Comment IC-27539 Becky Schroeder
Public Comment IC-27539 Kathryn Ellis
Public Comment IC-27539 William J. Kridel, Jr., Managing Director, Ferghana Partners Inc.
Public Comment IC-27539 David Gladstone, Chairman and CEO, The Gladstone Companies, McLean, Virginia
Public Comment IC-26647 Charles E. Schumer and Robert Menendez, Members of Congress
Public Comment IC-26647 David A. Starr, Williams & Jensen, PLLC
Public Comment IC-26647 David Chavern, Vice President and Chief of Staff, U.S. Chamber of Commerce
Meeting with SEC Officials IC-26647 Memorandum from the Division of Investment Management regarding a June 8, 2005 meeting with attorneys representing Allied Capital Corporation
Public Comment IC-26647 Michael G. Oxley, Chairman, Committee on Financial Services; Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises; and Sue W. Kelly, Chairwoman, Subcommittee on Oversight and Investigations
Public Comment IC-26647 Nydia Velazquez, Member of Congress
Public Comment IC-26647 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment IC-26647 Clifford M. Gross, Ph.D., Chairman and Chief Executive Officer, UTEK Corporation
Public Comment IC-26647 David A. Starr, Williams & Jensen, PLLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-37-04
Release Number
IC-27539
IC-26647
Related Materials
How to submit comments