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Comments on Proposed Rule:
Amendments to Regulation SHO and Rule 10a-1

[Release No. 34-54891; File No. S7-21-06]

Apr. 11, 2007 Dave Patch
Feb. 28, 2007 Bruce Thompson, Trenton, Florida
Feb. 16, 2007 Claire P. McGrath, Senior Vice President and General Counsel, American Stock Exchange, New York, New York
Feb. 16, 2007 Ira D. Hammerman, Managing Director and General Counsel, SIFMA
Feb. 14, 2007 James J. Angel, Ph.D., Associate Professor of Finance, McDonough School of Business, Georgetown University
Feb. 14, 2007 Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Feb. 14, 2007 Gerard S. Citera, Executive Director, UBS Securities LLC, Stamford, Connecticut
Feb. 12, 2007 H. Glenn Bagwell, Jr., Attorney, Raleigh, North Carolina
Feb. 12, 2007 John G. Gaine, President, Managed Funds Association
Feb. 12, 2007 Lisa M. Utasi, Chairman of the Board, and John C. Giesea, President and CEO, Security Traders Association
Feb. 11, 2007 Hillary Thomas, Curency Trader, Golden Valley, Minnesota
Feb. 11, 2007 David Schwarz, Registered Representative
Feb. 11, 2007 Carl Z. Giannone
Feb. 11, 2007 Lars D. Roose, Inventor, Albuquerque, New Mexico
Feb. 9, 2007 S. Kevin An, Deputy General Counsel, E*TRADE Brokerage Holdings, Inc.
Feb. 7, 2007 William C. Bitting, Retired, St. Louis, Missouri
Feb. 6, 2007 Howard Teitelman, CSO, Trillium Trading
Jan. 25, 2007 Shawn P. Brandom, investor, Stanwood, Washington
Jan. 22, 2007 Joan O'Leary
Jan. 21, 2007 Candice Grant
Jan. 18, 2007 Charles P. Bennett, MD, Fond du Lac, Wisconsin
Jan. 17, 2007 Carlos Molina, Venice Beach, California
Jan. 12, 2007 David Patch
Jan. 1, 2006 Dave Patch, Investor Advocate
Dec. 28, 2006 Roland L. Pitts, Private Investor, Mechanicsville, Virginia
Dec. 19, 2006 Jim Ferguson
Dec. 19, 2006 Peter J. Chepucavage, General Counsel, Plexus Consulting, on behalf of International Association of Small Broker-Dealers and Advisors

Modified: 04/12/2007