ICE Clear Europe Rulemaking
We encourage the public to submit comments on the following ICE Clear Europe (ICEEU) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ICEEU File Number List for 2018
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-ICEEU-2018-010 | ||
| 34-84957 | Dec. 26, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy, CDS Clearing Back-Testing Policy and CDS Stress-Testing Policy |
| SR-ICEEU-2018-024 | ||
| 34-84933 | Dec. 21, 2018 | Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the "MRGF").
Comments due: January 22, 2019 |
| SR-ICEEU-2018-025 | ||
| 34-84892 | Dec. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Revised Clearing Fees
Comments due: January 18, 2019 Additional Materials: Exhibit 5 - IFEU Soft; Exhibit 5 - Natural Gas; Exhibit 5 - FTSE |
| SR-ICEEU-2018-020 | ||
| 34-84834 | Dec. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures")
Comments due: January 11, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-021 | ||
| 34-84810 | Dec. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the F&O Stress Testing Policy
Comments due: January 9, 2019 |
| SR-ICEEU-2018-015 | ||
| 34-84754 | Dec. 7, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan
Comments due: January 3, 2019 |
| SR-ICEEU-2018-018 | ||
| 34-84669 | Nov. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, Relating to Amendments to Futures and Options Risk Procedures(the "F&O Risk Procedures").
Comments due: December 26, 2018 |
| SR-ICEEU-2018-010 | ||
| 34-84667 | Nov. 28, 2018 | Notice of Filing of Proposed Rule Change Relating to amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (collectively, the "CDS Policies)
Comments due: December 26, 2018 |
| SR-ICEEU-2018-011 | ||
| 34-84556 | Nov. 8, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the F&O Guaranty Fund Policy (the "Policy"), Clearing Rules (the "Rules") and Finance Procedures ("Finance Procedures")
Comments due: December 6, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-015 | ||
| 34-84533 | Nov. 5, 2018 | Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan
Comments due: November 30, 2018 |
| SR-ICEEU-2018-014 | ||
| 34-84498 | Oct. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Recovery Plan and Wind-Down Plan
Comments due: November 23, 2018 |
| SR-ICEEU-2018-017 | ||
| 34-84464 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amendments to the Clearing Rules and the CDS Procedures
Comments due: November 16, 2018 Additional Materials: Exhibit 5-Part 1, Exhibit 5-Part 2 |
| SR-ICEEU-2018-016 | ||
| 34-84463 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: November 16, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-012 | ||
| 34-84375 | Oct. 5, 2018 | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Intraday Margining
Comments due: November 2, 2018 |
| SR-ICEEU-2018-013 | ||
| 34-84343 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to F&O Risk Policies
Comments due: October 30, 2018 |
| Third Quarter | ||
| SR-ICEEU-2018-009 | ||
| 34-84033 | Sep. 5, 2018 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy ("Price Discovery Policy") |
| SR-ICEEU-2018-009 | ||
| 34-83665 | Jul. 18, 2018 | Notice of Filing of Proposed Rule Change Relating to amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy ("Price Discovery Policy")
Comments due: August 14, 2018 |
| SR-ICEEU-2017-017 | ||
| 34-83651 | Jul. 17, 2018 | Order Approving Proposed Rule Changes Related to the ICE Clear Europe Recovery and Wind-Down Plans
Additional File No.: SR-ICEEU-2017-016 |
| SR-ICEEU-2017-016 | ||
| 34-83651 | Jul. 17, 2018 | Order Approving Proposed Rule Changes Related to the ICE Clear Europe Recovery and Wind-Down Plans
Additional File No.: SR-ICEEU-2017-017 |
| Second Quarter | ||
| SR-ICEEU-2018-006 | ||
| 34-83389 | Jun. 6, 2018 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS End-of-Day Price Discovery Policy |
| SR-ICEEU-2018-008 | ||
| 34-83372 | Jun. 4, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-007 | ||
| 34-83311 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Clearing Rules to Implement the European Union General Data Protection Regulation
Comments due: June 20, 2018 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-ICEEU-2018-001 | ||
| 34-83243 | May 15, 2018 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy |
| SR-ICEEU-2018-006 | ||
| 34-83072 | Apr. 19, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe CDS End-of-Day Pricing Policy
Comments due: May 16, 2018 |
| SR-ICEEU-2017-017 | ||
| 34-83055 | Apr. 17, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to ICEEU's Recovery and Wind-Down Plans
Comments due: May 11, 2018 Rebuttal comments due: May 25, 2018 Additional File No.: SR-ICEEU-2017-016 |
| SR-ICEEU-2017-016 | ||
| 34-83055 | Apr. 17, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to ICEEU's Recovery and Wind-Down Plans
Comments due: 0 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional File No.: SR-ICEEU-2017-017 |
| SR-ICEEU-2018-005 | ||
| 34-82979 | Apr. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Futures & Options Guaranty Fund Policy
Comments due: April 27, 2018 |
| SR-ICEEU-2018-001 | ||
| 34-82978 | Apr. 2, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy |
| First Quarter | ||
| SR-ICEEU-2018-002 | ||
| 34-82890 | Mar. 16, 2018 | Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description |
| SR-ICEEU-2017-016 | ||
| 34-82786 | Feb. 27, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Recovery Plan |
| SR-ICEEU-2017-017 | ||
| 34-82782 | Feb. 27, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Wind-Down Plan |
| SR-ICEEU-2018-004 | ||
| 34-82729 | Feb. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New F&O Concentration Charge Policy
Comments due: March 16, 2018 |
| SR-ICEEU-2018-003 | ||
| 34-82687 | Feb. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the ICE Clear Europe Rules For the Transition of Trading in Certain F&O Contracts
Comments due: March 9, 2018 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-ICEEU-2018-001 | ||
| 34-82692 | Feb. 12, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy (the "Stress Testing Policy").
Comments due: March 9, 2018 |
| SR-ICEEU-2018-002 | ||
| 34-82678 | Feb. 9, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Amendments to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description
Comments due: March 8, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2017-011 | ||
| 34-82659 | Feb. 8, 2018 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy |
| SR-ICEEU-2017-017 | ||
| 34-82497 | Jan. 12, 2018 | Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Wind Down Framework and Plan (the "Wind-Down Plan" or the "Plan"), As Most Recently Amended
Comments due: February 9, 2018 |
| SR-ICEEU-2017-016 | ||
| 34-82496 | Jan. 12, 2018 | Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan
Comments due: February 9, 2018 |
ICE Clear Europe File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-ICEEU-2018-025 | ||
| 34-84892 | Dec. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Revised Clearing Fees
Comments due: January 18, 2019 Additional Materials: Exhibit 5 - IFEU Soft; Exhibit 5 - Natural Gas; Exhibit 5 - FTSE |
| SR-ICEEU-2018-024 | ||
| 34-85128 | Feb. 13, 2019 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICE Clear Europe Model Risk Governance Framework |
| 34-84933 | Dec. 21, 2018 | Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the "MRGF").
Comments due: January 22, 2019 |
| SR-ICEEU-2018-021 | ||
| 34-84810 | Dec. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the F&O Stress Testing Policy
Comments due: January 9, 2019 |
| SR-ICEEU-2018-020 | ||
| 34-84834 | Dec. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures")
Comments due: January 11, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-018 | ||
| 34-84669 | Nov. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, Relating to Amendments to Futures and Options Risk Procedures(the "F&O Risk Procedures").
Comments due: December 26, 2018 |
| SR-ICEEU-2018-017 | ||
| 34-84464 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amendments to the Clearing Rules and the CDS Procedures
Comments due: November 16, 2018 Additional Materials: Exhibit 5-Part 1, Exhibit 5-Part 2 |
| SR-ICEEU-2018-016 | ||
| 34-84463 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: November 16, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-015 | ||
| 34-84754 | Dec. 7, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan
Comments due: January 3, 2019 |
| 34-84533 | Nov. 5, 2018 | Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan
Comments due: November 30, 2018 |
| SR-ICEEU-2018-014 | ||
| 34-84498 | Oct. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Recovery Plan and Wind-Down Plan
Comments due: November 23, 2018 |
| SR-ICEEU-2018-013 | ||
| 34-84343 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to F&O Risk Policies
Comments due: October 30, 2018 |
| SR-ICEEU-2018-012 | ||
| 34-84375 | Oct. 5, 2018 | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Intraday Margining
Comments due: November 2, 2018 |
| SR-ICEEU-2018-011 | ||
| 34-84556 | Nov. 8, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the F&O Guaranty Fund Policy (the "Policy"), Clearing Rules (the "Rules") and Finance Procedures ("Finance Procedures")
Comments due: December 6, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-010 | ||
| 34-85236 | Mar. 1, 2019 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (collectively, the "CDS Policies") |
| 34-84957 | Dec. 26, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy, CDS Clearing Back-Testing Policy and CDS Stress-Testing Policy |
| 34-84667 | Nov. 28, 2018 | Notice of Filing of Proposed Rule Change Relating to amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (collectively, the "CDS Policies)
Comments due: December 26, 2018 |
| SR-ICEEU-2018-009 | ||
| 34-84033 | Sep. 5, 2018 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy ("Price Discovery Policy") |
| 34-83665 | Jul. 18, 2018 | Notice of Filing of Proposed Rule Change Relating to amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy ("Price Discovery Policy")
Comments due: August 14, 2018 |
| SR-ICEEU-2018-008 | ||
| 34-83372 | Jun. 4, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-007 | ||
| 34-83311 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Clearing Rules to Implement the European Union General Data Protection Regulation
Comments due: June 20, 2018 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-ICEEU-2018-006 | ||
| 34-83389 | Jun. 6, 2018 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS End-of-Day Price Discovery Policy |
| 34-83072 | Apr. 19, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe CDS End-of-Day Pricing Policy
Comments due: May 16, 2018 |
| SR-ICEEU-2018-005 | ||
| 34-82979 | Apr. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Futures & Options Guaranty Fund Policy
Comments due: April 27, 2018 |
| SR-ICEEU-2018-004 | ||
| 34-82729 | Feb. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New F&O Concentration Charge Policy
Comments due: March 16, 2018 |
| SR-ICEEU-2018-003 | ||
| 34-82687 | Feb. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the ICE Clear Europe Rules For the Transition of Trading in Certain F&O Contracts
Comments due: March 9, 2018 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-ICEEU-2018-002 | ||
| 34-82890 | Mar. 16, 2018 | Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description |
| 34-82678 | Feb. 9, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Amendments to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description
Comments due: March 8, 2018 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-001 | ||
| 34-83243 | May 15, 2018 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy |
| 34-82978 | Apr. 2, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy |
| 34-82692 | Feb. 12, 2018 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy (the "Stress Testing Policy").
Comments due: March 9, 2018 |