ICE Clear Europe Rulemaking Archive 2019
We encourage the public to submit comments on the following ICE Clear Europe (ICEEU) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ICEEU File Number List for 2019
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-ICEEU-2019-019 | ||
| 34-87771 | Dec. 17, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures
Comments due: January 13, 2020 |
| SR-ICEEU-2019-027 | ||
| 34-87722 | Dec. 12, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICE Clear Europe CDS Procedures
Comments due: January 8, 2020 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-026 | ||
| 34-87624 | Nov. 25, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: December 23, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-025 | ||
| 34-87558 | Nov. 18, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Clearing Rules and General Contract Terms
Comments due: December 13, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-024 | ||
| 34-87501 | Nov. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures").
Comments due: December 11, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-023 | ||
| 34-87450 | Nov. 4, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Clearing Fees
Comments due: November 29, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-017 | ||
| 34-87360 | Oct. 18, 2019 | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to amendments to the ICE Clear Europe CDS Clearing Back-Testing Policy |
| SR-ICEEU-2019-021 | ||
| 34-87331 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures").
Comments due: November 13, 2019 |
| SR-ICEEU-2019-020 | ||
| 34-87275 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: November 7, 2019 Additional Materials: Exhibit 5-1, Exhibit 5-2, Exhibit 5-3 |
| Third Quarter | ||
| SR-ICEEU-2019-018 | ||
| 34-86937 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendments No. 1 and No. 2, To Adopt Revised Clearing Fees
Comments due: October 8, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-012 | ||
| 34-86891 | Sep. 6, 2019 | Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: October 3, 2019 |
| SR-ICEEU-2019-014 | ||
| 34-86783 | Aug. 28, 2019 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework |
| SR-ICEEU-2019-017 | ||
| 34-86782 | Aug. 28, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the "Back-Testing Policy")
Comments due: September 25, 2019 |
| SR-ICEEU-2019-015 | ||
| 34-86753 | Aug. 23, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-012 | ||
| 34-86539 | Aug. 1, 2019 | Notice of Filing of Partial Amendment No.1 to Proposed Rule Change to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 28, 2019 |
| SR-ICEEU-2019-016 | ||
| 34-86418 | Jul. 19, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: August 15, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-012 | ||
| 34-86413 | Jul. 19, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 15, 2019 |
| SR-ICEEU-2019-013 | ||
| 34-86364 | Jul. 12, 2019 | Order Approving Proposed Rule Changes Related to the ICE Clear Europe Revised Recovery Plan |
| SR-ICEEU-2019-010 | ||
| 34-86359 | Jul. 11, 2019 | Order Approving Proposed Rule Change to Clearing Membership Policy |
| SR-ICEEU-2019-014 | ||
| 34-86340 | Jul. 10, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework (the "Framework")
Comments due: August 6, 2019 |
| SR-ICEEU-2019-003 | ||
| 34-86259 | Jul. 1, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Revise the ICE Clear Europe Clearing Rules Regarding Default Management, Recovery and Wind-down for CDS Contracts, and Default Auction Procedures
Comments due: July 29, 2019 |
| Second Quarter | ||
| SR-ICEEU-2019-009 | ||
| 34-86184 | Jun. 24, 2019 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy . |
| SR-ICEEU-2019-008 | ||
| 34-86092 | Jun. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit.
Comments due: July 9, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-013 | ||
| 34-85907 | May 21, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan.
Comments due: June 18, 2019 |
| SR-ICEEU-2019-010 | ||
| 34-85908 | May 21, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy
Comments due: June 18, 2019 |
| SR-ICEEU-2019-003 | ||
| 34-85848 | May 13, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe Clearing Rules (the "Rules")
Comments due: June 7, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-009 | ||
| 34-85782 | May 6, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy ("ORM Policy")
Comments due: May 31, 2019 |
| SR-ICEEU-2019-006 | ||
| 34-85776 | May 3, 2019 | Order Approving Proposed Rule Change Relating to Amendments to the CDS Risk Management Model Description |
| SR-ICEEU-2019-007 | ||
| 34-85587 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ICEEU-2019-005 | ||
| 34-85439 | Mar. 28, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to adoption of a new Futures & Options Capital-to-Margin And Shortfall Margin Policy (the "F&O Margin Shortfall Policy")
Comments due: April 24, 2019 |
| SR-ICEEU-2019-006 | ||
| 34-85350 | Mar. 18, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description document
Comments due: 21 days after publication in the Federal Register |
| SR-ICEEU-2019-004 | ||
| 34-85247 | Mar. 5, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules").
Comments due: April 1, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-010 | ||
| 34-85236 | Mar. 1, 2019 | Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (collectively, the "CDS Policies") |
| SR-ICEEU-2019-002 | ||
| 34-85187 | Feb. 25, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: March 22, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2018-024 | ||
| 34-85128 | Feb. 13, 2019 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICE Clear Europe Model Risk Governance Framework |
| SR-ICEEU-2019-001 | ||
| 34-85072 | Feb. 7, 2019 | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing Member Termination
Comments due: March 6, 2019 |
ICE Clear Europe File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-ICEEU-2019-029 | ||
| 34-87880 | Jan. 2, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes relating to Clearing Member Charges and Rates of Return on Cash and Collateral in Relation to Margin Deposits and Guaranty Fund Contributions for all Clearing Member House and Customer Accounts
Comments due: January 28, 2020 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-027 | ||
| 34-88013 | Jan. 22, 2020 | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICE Clear Europe CDS Procedures |
| 34-87722 | Dec. 12, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICE Clear Europe CDS Procedures
Comments due: January 8, 2020 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-026 | ||
| 34-87624 | Nov. 25, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: December 23, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-025 | ||
| 34-87558 | Nov. 18, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Clearing Rules and General Contract Terms
Comments due: December 13, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-024 | ||
| 34-87501 | Nov. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures"). Comments due: December 11, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-023 | ||
| 34-87450 | Nov. 4, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Clearing Fees
Comments due: November 29, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-021 | ||
| 34-87331 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures").
Comments due: November 13, 2019 |
| SR-ICEEU-2019-020 | ||
| 34-87275 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures Comments due: November 7, 2019 Additional Materials: Exhibit 5-1, Exhibit 5-2, Exhibit 5-3 |
| SR-ICEEU-2019-019 | ||
| 34-88136 | Feb. 6, 2020 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures |
| 34-87771 | Dec. 17, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures
Comments due: January 13, 2020 |
| SR-ICEEU-2019-018 | ||
| 34-86937 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendments No. 1 and No. 2, To Adopt Revised Clearing Fees
Comments due: October 8, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-017 | ||
| 34-87360 | Oct. 18, 2019 | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to amendments to the ICE Clear Europe CDS Clearing Back-Testing Policy |
| 34-86782 | Aug. 28, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the "Back-Testing Policy")
Comments due: September 25, 2019 |
| SR-ICEEU-2019-016 | ||
| 34-86418 | Jul. 19, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: August 15, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-015 | ||
| 34-86753 | Aug. 23, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-014 | ||
| 34-86783 | Aug. 28, 2019 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework |
| 34-86340 | Jul. 10, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework (the "Framework")
Comments due: August 6, 2019 |
| SR-ICEEU-2019-013 | ||
| 34-86364 | Jul. 12, 2019 | Order Approving Proposed Rule Changes Related to the ICE Clear Europe Revised Recovery Plan |
| 34-85907 | May 21, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan.
Comments due: June 18, 2019 |
| SR-ICEEU-2019-012 | ||
| 34-86891 | Sep. 6, 2019 | Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: October 3, 2019 |
| 34-86539 | Aug. 1, 2019 | Notice of Filing of Partial Amendment No.1 to Proposed Rule Change to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 28, 2019 |
| 34-86413 | Jul. 19, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 15, 2019 |
| SR-ICEEU-2019-010 | ||
| 34-86359 | Jul. 11, 2019 | Order Approving Proposed Rule Change to Clearing Membership Policy |
| 34-85908 | May 21, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy
Comments due: June 18, 2019 |
| SR-ICEEU-2019-009 | ||
| 34-86184 | Jun. 24, 2019 | Order Approving Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy . |
| 34-85782 | May 6, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy ("ORM Policy")
Comments due: May 31, 2019 |
| SR-ICEEU-2019-008 | ||
| 34-86092 | Jun. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit.
Comments due: July 9, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-007 | ||
| 34-85587 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-006 | ||
| 34-85776 | May 3, 2019 | Order Approving Proposed Rule Change Relating to Amendments to the CDS Risk Management Model Description |
| 34-85350 | Mar. 18, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description document
Comments due: 21 days after publication in the Federal Register |
| SR-ICEEU-2019-005 | ||
| 34-85439 | Mar. 28, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to adoption of a new Futures & Options Capital-to-Margin And Shortfall Margin Policy (the "F&O Margin Shortfall Policy")
Comments due: April 24, 2019 |
| SR-ICEEU-2019-004 | ||
| 34-85247 | Mar. 5, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules").
Comments due: April 1, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-003 | ||
| 34-86259 | Jul. 1, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Revise the ICE Clear Europe Clearing Rules Regarding Default Management, Recovery and Wind-down for CDS Contracts, and Default Auction Procedures
Comments due: July 29, 2019 |
| 34-85848 | May 13, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe Clearing Rules (the "Rules")
Comments due: June 7, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-002 | ||
| 34-85187 | Feb. 25, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: March 22, 2019 Additional Materials: Exhibit 5 |
| SR-ICEEU-2019-001 | ||
| 34-85072 | Feb. 7, 2019 | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing Member Termination
Comments due: March 6, 2019 |