ICE Clear Europe Rulemaking

We encourage the public to submit comments on the following ICE Clear Europe (ICEEU) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ICEEU File Number List for 2019

Additional Archives


Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-ICEEU-2019-024
34-87501 Nov. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures").
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ICEEU-2019-023
34-87450 Nov. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Clearing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ICEEU-2019-017
34-87360 Oct. 18, 2019 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to amendments to the ICE Clear Europe CDS Clearing Back-Testing Policy
SR-ICEEU-2019-021
34-87331 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures").
Comments due: November 13, 2019
SR-ICEEU-2019-020
34-87275 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: November 7, 2019
Additional Materials: Exhibit 5-1, Exhibit 5-2, Exhibit 5-3
Third Quarter
SR-ICEEU-2019-018
34-86937 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendments No. 1 and No. 2, To Adopt Revised Clearing Fees
Comments due: October 8, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-012
34-86891 Sep. 6, 2019 Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: October 3, 2019
SR-ICEEU-2019-014
34-86783 Aug. 28, 2019 Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework
SR-ICEEU-2019-017
34-86782 Aug. 28, 2019 Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the "Back-Testing Policy")
Comments due: September 25, 2019
SR-ICEEU-2019-015
34-86753 Aug. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-012
34-86539 Aug. 1, 2019 Notice of Filing of Partial Amendment No.1 to Proposed Rule Change to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 28, 2019
SR-ICEEU-2019-016
34-86418 Jul. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: August 15, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-012
34-86413 Jul. 19, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 15, 2019
SR-ICEEU-2019-013
34-86364 Jul. 12, 2019 Order Approving Proposed Rule Changes Related to the ICE Clear Europe Revised Recovery Plan
SR-ICEEU-2019-010
34-86359 Jul. 11, 2019 Order Approving Proposed Rule Change to Clearing Membership Policy
SR-ICEEU-2019-014
34-86340 Jul. 10, 2019 Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework (the "Framework")
Comments due: August 6, 2019
SR-ICEEU-2019-003
34-86259 Jul. 1, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Revise the ICE Clear Europe Clearing Rules Regarding Default Management, Recovery and Wind-down for CDS Contracts, and Default Auction Procedures
Comments due: July 29, 2019
Second Quarter
SR-ICEEU-2019-009
34-86184 Jun. 24, 2019 Order Approving Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy .
SR-ICEEU-2019-008
34-86092 Jun. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit.
Comments due: July 9, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-013
34-85907 May 21, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan.
Comments due: June 18, 2019
SR-ICEEU-2019-010
34-85908 May 21, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy
Comments due: June 18, 2019
SR-ICEEU-2019-003
34-85848 May 13, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe Clearing Rules (the "Rules")
Comments due: June 7, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-009
34-85782 May 6, 2019 Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy ("ORM Policy")
Comments due:  May 31, 2019
SR-ICEEU-2019-006
34-85776 May 3, 2019 Order Approving Proposed Rule Change Relating to Amendments to the CDS Risk Management Model Description
SR-ICEEU-2019-007
34-85587 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: May 7, 2019
Additional Materials: Exhibit 5
First Quarter
SR-ICEEU-2019-005
34-85439 Mar. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to adoption of a new Futures & Options Capital-to-Margin And Shortfall Margin Policy (the "F&O Margin Shortfall Policy")
Comments due: April 24, 2019
SR-ICEEU-2019-006
34-85350 Mar. 18, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description document
Comments due: 21 days after publication in the Federal Register
SR-ICEEU-2019-004
34-85247 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules").
Comments due: April 1, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2018-010
34-85236 Mar. 1, 2019 Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the "CDS Risk Policy"), CDS Clearing Back-Testing Policy (the "Back-Testing Policy") and CDS Stress-Testing Policy (the "Stress-Testing Policy") (collectively, the "CDS Policies")
SR-ICEEU-2019-002
34-85187 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: March 22, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2018-024
34-85128 Feb. 13, 2019 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICE Clear Europe Model Risk Governance Framework
SR-ICEEU-2019-001
34-85072 Feb. 7, 2019 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing Member Termination
Comments due: March 6, 2019

ICE Clear Europe File Number List for 2019

Release No. Date Details
SR-ICEEU-2019-024
34-87501 Nov. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to the Business Continuity Procedures (the "Business Continuity Procedures").
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ICEEU-2019-023
34-87450 Nov. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Clearing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ICEEU-2019-021
34-87331 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures").
Comments due: November 13, 2019
SR-ICEEU-2019-020
34-87275 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: November 7, 2019
Additional Materials: Exhibit 5-1, Exhibit 5-2, Exhibit 5-3
SR-ICEEU-2019-018
34-86937 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendments No. 1 and No. 2, To Adopt Revised Clearing Fees
Comments due: October 8, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-017
34-87360 Oct. 18, 2019 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to amendments to the ICE Clear Europe CDS Clearing Back-Testing Policy
34-86782 Aug. 28, 2019 Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the "Back-Testing Policy")
Comments due: September 25, 2019
SR-ICEEU-2019-016
34-86418 Jul. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: August 15, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-015
34-86753 Aug. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-014
34-86783 Aug. 28, 2019 Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework
34-86340 Jul. 10, 2019 Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework (the "Framework")
Comments due: August 6, 2019
SR-ICEEU-2019-013
34-86364 Jul. 12, 2019 Order Approving Proposed Rule Changes Related to the ICE Clear Europe Revised Recovery Plan
34-85907 May 21, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan.
Comments due: June 18, 2019
SR-ICEEU-2019-012
34-86891 Sep. 6, 2019 Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: October 3, 2019
34-86539 Aug. 1, 2019 Notice of Filing of Partial Amendment No.1 to Proposed Rule Change to Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 28, 2019
34-86413 Jul. 19, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures
Comments due: August 15, 2019
SR-ICEEU-2019-010
34-86359 Jul. 11, 2019 Order Approving Proposed Rule Change to Clearing Membership Policy
34-85908 May 21, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy
Comments due: June 18, 2019
SR-ICEEU-2019-009
34-86184 Jun. 24, 2019 Order Approving Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy .
34-85782 May 6, 2019 Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy ("ORM Policy")
Comments due:  May 31, 2019
SR-ICEEU-2019-008
34-86092 Jun. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit.
Comments due: July 9, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-007
34-85587 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures.
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-006
34-85776 May 3, 2019 Order Approving Proposed Rule Change Relating to Amendments to the CDS Risk Management Model Description
34-85350 Mar. 18, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description document
Comments due: 21 days after publication in the Federal Register
SR-ICEEU-2019-005
34-85439 Mar. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to adoption of a new Futures & Options Capital-to-Margin And Shortfall Margin Policy (the "F&O Margin Shortfall Policy")
Comments due: April 24, 2019
SR-ICEEU-2019-004
34-85247 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules").
Comments due: April 1, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-003
34-86259 Jul. 1, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Revise the ICE Clear Europe Clearing Rules Regarding Default Management, Recovery and Wind-down for CDS Contracts, and Default Auction Procedures
Comments due: July 29, 2019
34-85848 May 13, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to amendments to the ICE Clear Europe Clearing Rules (the "Rules")
Comments due: June 7, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-002
34-85187 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
Comments due: March 22, 2019
Additional Materials: Exhibit 5
SR-ICEEU-2019-001
34-85072 Feb. 7, 2019 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing Member Termination
Comments due: March 6, 2019