Investment Company Act Notices and Orders
See also Investment Company Act Deregistration Notices and Orders.
Investment Company Act Notices and Orders Table
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Release Number
|
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|---|---|---|---|---|---|
| File Number:812-15426 | Date: | Investment Company:Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. | Type:Investment Company Act Notice |
Release Number:IC-35033
|
Category:Multi-Class |
| File Number:812-15415 | Date: | Investment Company:Brookfield Infrastructure Income Fund Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35032
|
Category:Co-Investment |
| File Number:812-15404 | Date: | Investment Company:Alti Private Equity Access and Commitments Fund, et al | Type:Investment Company Act Notice |
Release Number:IC-35027
|
Category:Multi-Class |
| File Number:812-15497 | Date: | Investment Company:Baseline CRE Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35026
|
Category:Multi-Class |
| File Number:812-15492 | Date: | Investment Company:Accordant ODCE Index Fund, and Accordant Investments LLC | Type:Investment Company Act Notice |
Release Number:IC-35025
|
Category:Multi-Class |
| File Number:812-15462 | Date: | Investment Company:Onex Falcon Direct Lending BDC Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35023
|
Category:Co-Investment |
| File Number:812-15481 | Date: | Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35022
|
Category:Multi-Class |
| File Number:812-15415 | Date: | Investment Company:Brookfield Infrastructure Income Fund Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35001
|
Category:Co-Investment |
| File Number:813-00408 | Date: | Investment Company:Apollo Global Management, Inc. | Type:Investment Company Act Notice |
Release Number:IC-34995
|
Category:Employees Securities Company |
| File Number:812-15462 | Date: | Investment Company:Onex Falcon Direct Lending BDC Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-34994
|
Category:Co-Investment |
| File Number:812-15423 | Date: | Investment Company:Alpha Alternative Assets Fund and Alpha Growth Management LLC | Type:Investment Company Act Order |
Release Number:IC-34989
|
Category:Multi-Class |
| File Number:812-15472 | Date: | Investment Company:Polen Credit Opportunities Fund and Polen Capital Credit, LLC | Type:Investment Company Act Order |
Release Number:IC-34988
|
Category:Multi-Class |
| File Number:812-15461 | Date: | Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-34987
|
Category:Co-Investment |
| File Number:812-15430 | Date: | Investment Company:RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C | Type:Investment Company Act Order |
Release Number:IC-34986
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15181 | Date: | Investment Company:KKR Real Estate Select Trust Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-34985
|
Category:Co-Investment |
| File Number:813-00408 | Date: | Investment Company:Apollo Global Management, Inc. | Type:Investment Company Act Notice |
Release Number:IC-34984
|
Category:Employees Securities Company |
| File Number:812-15465 | Date: | Investment Company:PACE Select Advisors Trust, et al. | Type:Investment Company Act Order |
Release Number:IC-34983
|
Category:Non-In-Person Board Meetings |
| File Number:812-15463 | Date: | Investment Company:Crescent Private Credit Income Corp., et al. | Type:Investment Company Act Order |
Release Number:IC-34981
|
Category:Multi-Class |
| File Number:812-15460 | Date: | Investment Company:Morningstar Funds Trust, et al. | Type:Investment Company Act Order |
Release Number:IC-34980
|
Category:Non-In-Person Board Meetings |
| File Number:812-15472 | Date: | Investment Company:Polen Credit Opportunities Fund and Polen Capital Credit, LLC | Type:Investment Company Act Notice |
Release Number:IC-34967
|
Category:Multi-Class |
| File Number:812-15423 | Date: | Investment Company:Alpha Alternatives Assets Funds | Type:Investment Company Act Notice |
Release Number:IC-34966
|
Category:Multi-Class |
| File Number:812-15422 | Date: | Investment Company:MBC Total Private Markets Access Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-34965
|
Category:Co-Investment |
| File Number:812-15430 | Date: | Investment Company:RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C | Type:Investment Company Act Notice |
Release Number:IC-34964
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15461 | Date: | Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-34963
|
Category:Co-Investment |
| File Number:812-15181 | Date: | Investment Company:KKR Real Estate Select Trust Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-34962
|
Category:Co-Investment |
| File Number:812-15323 | Date: | Investment Company:Vista Credit Strategic Lending Corp. et al. | Type:Investment Company Act Notice |
Release Number:IC-34961
|
Category:Co-Investment |
| File Number:812-13351 | Date: | Investment Company:FBR Fund Advisers, Inc., FBR Investment Services, Inc., and FBR Investment Management, Inc. (Order) | Type:Investment Company Act Order |
Release Number:27676
|
Category: |
| File Number:812-15465 | Date: | Investment Company:PACE Select Advisors Trust, et al. | Type:Investment Company Act Notice |
Release Number:IC-34960
|
Category:Non-In-Person Board Meetings |
| File Number:812-15460 | Date: | Investment Company:Morningstar Funds Trust and Morningstar Investment Management LLC. | Type:Investment Company Act Notice |
Release Number:34958
|
Category:Non-In-Person Board Meetings |
| File Number:812-15463 | Date: | Investment Company:Morningstar Funds Trust and Morningstar Investment Management LLC. | Type:Investment Company Act Notice |
Release Number:34957
|
Category:Multi-Class |
| File Number:812-15463 | Date: | Investment Company:Crescent Private Credit Income Corp., and Crescent Cap NT Advisors, LLC. | Type:Investment Company Act Notice |
Release Number:34957
|
Category:Multi-Class |
| File Number:812-15474 | Date: | Investment Company:Credit Suisse Asset Management, LLC, et al. | Type:Investment Company Act Order |
Release Number:IC-34956
|
Category:Ineligible - Disqualified Firm |
| File Number:812-15422 | Date: | Investment Company:MBC Total Private Markets Access Fund, et al. | Type:Investment Company Act Notice |
Release Number:34953
|
Category:Co-Investment |
| File Number:812-15145 | Date: | Investment Company:Arca U.S. Treasury Fund and Arca Capital Management, LLC | Type:Investment Company Act Order |
Release Number:34952
|
Category:Interval Funds |
| File Number:812-15323 | Date: | Investment Company:Vista Credit Strategic Lending Corp. et al. | Type:Investment Company Act Notice |
Release Number:34946
|
Category:Co-Investment |
| File Number:812-15420 | Date: | Investment Company:VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation | Type:Investment Company Act Order |
Release Number:34945
|
Category:Other |
| File Number:812-15401 | Date: | Investment Company:PGIM Investments LLC and PGIM Private Credit Fund | Type:Investment Company Act Order |
Release Number:34944
|
Category:Multi-Class |
| File Number:812-15474 | Date: | Investment Company:Credit Suisse Asset Management, LLC, et al. | Type:Investment Company Act Notice |
Release Number:34941
|
Category:Ineligible - Disqualified Firm |
| File Number:812-15304 | Date: | Investment Company:Hartford Schroders Private Opportunities Fund, et al. | Type:Investment Company Act Order |
Release Number:34940
|
Category:Co-Investment |
| File Number:812-15396 | Date: | Investment Company:JPM Private Markets Fund, et al. | Type:Investment Company Act Order |
Release Number:34939
|
Category:Co-Investment |
| File Number:812-15449 | Date: | Investment Company:Hennessy Funds Trust and Hennessy Advisors, Inc. | Type:Investment Company Act Order |
Release Number:34938
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15454 | Date: | Investment Company:SEI Alternative Income Fund, SEI Investments Distribution Co. and SEI Investments Management Corporation | Type:Investment Company Act Order |
Release Number:34937
|
Category:Multi-Class |
| File Number:812-15448 | Date: | Investment Company:Calamos Aksia Alternative Credit and Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34936
|
Category:Co-Investment |
| File Number:812-15145 | Date: | Investment Company:Arca U.S. Treasury Fund and Arca Capital Management, LLC | Type:Investment Company Act Notice |
Release Number:34935
|
Category:Interval Funds |
| File Number:812-15425 | Date: | Investment Company:Total Fund Solution and Cromwell Investment Advisors, LLC | Type:Investment Company Act Order |
Release Number:34921
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15364 | Date: | Investment Company:Silver Point Specialty Lending Fund, et al. | Type:Investment Company Act Order |
Release Number:34920
|
Category:Co-Investment |
| File Number:812-15374 | Date: | Investment Company:Hamilton Lane Private Assets Fund, et al. | Type:Investment Company Act Order |
Release Number:34919
|
Category:Co-Investment |
| File Number:812-15428 | Date: | Investment Company:Two Roads Shared Trust and Hypatia Capital Management LLC | Type:Investment Company Act Order |
Release Number:34918
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15401 | Date: | Investment Company:PGIM Investments LLC and PGIM Private Credit Fund | Type:Investment Company Act Notice |
Release Number:34917
|
Category:Multi-Class |
| File Number:812-15304 | Date: | Investment Company:Hartford Schroders Private Opportunities Fund, et al. | Type:Investment Company Act Notice |
Release Number:34915
|
Category:Co-Investment |
| File Number:812-15396 | Date: | Investment Company:JPM Private Markets Fund, et al. | Type:Investment Company Act Notice |
Release Number:34914
|
Category:Co-Investment |
| File Number:812-15410 | Date: | Investment Company:Investment Managers Series Trust II and Embassy Asset Management, LP | Type:Investment Company Act Order |
Release Number:34913
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15373 | Date: | Investment Company:Doubleline ETF Trust and Doubleline ETF Adviser LP | Type:Investment Company Act Order |
Release Number:34912
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15448 | Date: | Investment Company:Calamos Aksia Alternative Credit and Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34911
|
Category:Co-Investment |
| File Number:812-15449 | Date: | Investment Company:Hennessy Funds Trust and Hennessy Advisors, Inc. | Type:Investment Company Act Notice |
Release Number:34910
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15454 | Date: | Investment Company:SEI Alternative Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34909
|
Category:Multi-Class |
| File Number:812-15365 | Date: | Investment Company:Lafayette Square USA, Inc. et al. | Type:Investment Company Act Notice |
Release Number:34907
|
Category:Business Development Companies - Capital Structure |
| File Number:812-15421 | Date: | Investment Company:MBC Total Private Markets Access Fund and Seneca Management, LLC | Type:Investment Company Act Order |
Release Number:34905
|
Category:Multi-Class |
| File Number:812-15394 | Date: | Investment Company:Invesco Dynamic Credit Opportunity Fund, et al. | Type:Investment Company Act Order |
Release Number:34903
|
Category:Co-Investment |
| File Number:812-15425 | Date: | Investment Company:Total Fund Solution and Cromwell Investment Advisors, LLC | Type:Investment Company Act Notice |
Release Number:34901
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15364 | Date: | Investment Company:Silver Point Specialty Lending Fund, et al. | Type:Investment Company Act Notice |
Release Number:34893
|
Category:Co-Investment |
| File Number:812-15428 | Date: | Investment Company:Two Roads Shared Trust and Hypatia Capital Management LLC | Type:Investment Company Act Notice |
Release Number:34892
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15374 | Date: | Investment Company:Hamilton Lane Private Assets Fund, et al. | Type:Investment Company Act Notice |
Release Number:34891
|
Category:Co-Investment |
| File Number:812-15303 | Date: | Investment Company:Bain Capital Private Credit and BCSF Advisors, LP | Type:Investment Company Act Order |
Release Number:34890
|
Category:Multi-Class |
| File Number:812-15438 | Date: | Investment Company:Nomura Alternative Income Fund and Nomura Private Capital LLC | Type:Investment Company Act Order |
Release Number:34889
|
Category:Multi-Class |
| File Number:812-15329 | Date: | Investment Company:AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund | Type:Investment Company Act Order |
Release Number:34888
|
Category:Multi-Class |
| File Number:812-15332 | Date: | Investment Company:Ares Strategic Income Fund and Ares Capital Management LLC | Type:Investment Company Act Order |
Release Number:34887
|
Category:Multi-Class |
| File Number:812-15410 | Date: | Investment Company:Investment Managers Series Trust II and Embassy Asset Management, LP | Type:Investment Company Act Notice |
Release Number:34886
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15440 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34885
|
Category:Exchange Traded Funds - Active |
| File Number:812-15441 | Date: | Investment Company:Cloudflare, Inc. | Type:Investment Company Act Order |
Release Number:34883
|
Category:Inadvertent Investment Companies - 3b2 |
| File Number:812-15406 | Date: | Investment Company:Pender Real Estate Credit Fund and Pender Capital Management, LLC | Type:Investment Company Act Order |
Release Number:34882
|
Category:Multi-Class |
| File Number:812-15373 | Date: | Investment Company:DoubleLine ETF Trust, et al. | Type:Investment Company Act Notice |
Release Number:34881
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15292 | Date: | Investment Company:BC Partners Lending Corporation, et al. | Type:Investment Company Act Order |
Release Number:34880
|
Category:Co-Investment |
| File Number:812-15421 | Date: | Investment Company:MBC Total Private Markets Access Fund and Seneca Management, LLC | Type:Investment Company Act Notice |
Release Number:34879
|
Category:Multi-Class |
| File Number:812-15380 | Date: | Investment Company:Lord Abbett & Co. LCC, et al. | Type:Investment Company Act Order |
Release Number:34878
|
Category:Co-Investment |
| File Number:812-15437 | Date: | Investment Company:Confluent, Inc. | Type:Investment Company Act Order |
Release Number:34877
|
Category:Inadvertent Investment Companies - 3b2 |
| File Number:812-15424 | Date: | Investment Company:JPMorgan Private Markets Fund, et al. | Type:Investment Company Act Order |
Release Number:34876
|
Category:Multi-Class |
| File Number:812-15394 | Date: | Investment Company:Invesco Dynamic Credit Opportunity Fund, et al. | Type:Investment Company Act Notice |
Release Number:34874
|
Category:Co-Investment |
| File Number:812-15325 | Date: | Investment Company:PGIM Private Real Estate Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34872
|
Category:Co-Investment |
| File Number:812-15438 | Date: | Investment Company:Nomura Alternative Income Fund and Nomura Private Capital LLC | Type:Investment Company Act Notice |
Release Number:34871
|
Category:Multi-Class |
| File Number:812-15303 | Date: | Investment Company:Bain Capital Private Credit and BCSF Advisors, LP | Type:Investment Company Act Notice |
Release Number:34870
|
Category:Multi-Class |
| File Number:812-15411 | Date: | Investment Company:Tidal Trust II, et al. | Type:Investment Company Act Order |
Release Number:34863
|
Category:Exchange Traded Funds - Active |
| File Number:812-15329 | Date: | Investment Company:AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund | Type:Investment Company Act Notice |
Release Number:34861
|
Category:Multi-Class |
| File Number:812-15332 | Date: | Investment Company:Ares Strategic Income Fund and Ares Capital Management LLC | Type:Investment Company Act Notice |
Release Number:34862
|
Category:Multi-Class |
| File Number:812-15406 | Date: | Investment Company:Pender Real Estate Credit Fund and Pender Capital Management, LLC | Type:Investment Company Act Notice |
Release Number:34859
|
Category:Multi-Class |
| File Number:812-15352 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34858
|
Category:Exchange Traded Funds - Active |
| File Number:812-15356 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34857
|
Category:Exchange Traded Funds - Active |
| File Number:812-15441 | Date: | Investment Company:Cloudflare, Inc. | Type:Investment Company Act Notice |
Release Number:34856
|
Category:Inadvertent Investment Companies - 3b2 |
| File Number:812-15440 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34853
|
Category:Exchange Traded Funds - Active |
| File Number:812-15353 | Date: | Investment Company:Carlyle AlpInvest Private Markets Fund, et al. | Type:Investment Company Act Order |
Release Number:34852
|
Category:Multi-Class |
| File Number:812-15367 | Date: | Investment Company:Constitution Capital Access Fund, LLC, et al. | Type:Investment Company Act Order |
Release Number:34851
|
Category:Co-Investment |
| File Number:812-15292 | Date: | Investment Company:BC Partners Lending Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34849
|
Category:Co-Investment |
| File Number:812-15380 | Date: | Investment Company:Lord Abbett & Co. LCC, et al. | Type:Investment Company Act Notice |
Release Number:34850
|
Category:Co-Investment |
| File Number:812-15309 | Date: | Investment Company:Kennedy Lewis Management LP, et al. | Type:Investment Company Act Order |
Release Number:34847
|
Category:Co-Investment |
| File Number:812-15424 | Date: | Investment Company:JPMorgan Private Markets Fund, et al. | Type:Investment Company Act Notice |
Release Number:34846
|
Category:Multi-Class |
| File Number:812-15437 | Date: | Investment Company:Confluent, Inc. | Type:Investment Company Act Notice |
Release Number:34848
|
Category:Inadvertent Investment Companies - 3b2 |
| File Number:812-15375 | Date: | Investment Company:Fidelity Private Credit Fund and Fidelity Diversifying Solutions LLC | Type:Investment Company Act Order |
Release Number:34844
|
Category:Multi-Class |
| File Number:812-15325 | Date: | Investment Company:PGIM Private Real Estate Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34845
|
Category:Co-Investment |
| File Number:812-15411 | Date: | Investment Company:Tidal Trust II, et al. | Type:Investment Company Act Notice |
Release Number:34841
|
Category:Exchange Traded Funds - Active |
| File Number:812-15352 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34835
|
Category:Exchange Traded Funds - Active |