Investment Company Act Notices and Orders
See also Investment Company Act Deregistration Notices and Orders.
Investment Company Act Notices and Orders Table
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Release Number
|
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|---|---|---|---|---|---|
| File Number:812-15342 | Date: | Investment Company:New Mountain Capital, L.L.C., et al. | Type:Investment Company Act Notice |
Release Number:34663
|
Category:Co-Investment |
| File Number:812-15350 | Date: | Investment Company:Runway Growth Finance Corp., et al. | Type:Investment Company Act Notice |
Release Number:34664
|
Category:Co-Investment |
| File Number:812-15377 | Date: | Investment Company:iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors | Type:Investment Company Act Order |
Release Number:34661
|
Category:Other |
| File Number:812-15090 | Date: | Investment Company:Sixth Street Specialty Lending, Inc., Et Al | Type:Investment Company Act Order |
Release Number:34660
|
Category:Co-Investment |
| File Number:812-15330 | Date: | Investment Company:Prospect Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34659
|
Category:Co-Investment |
| File Number:812-15327 | Date: | Investment Company:Morgan Stanley Direct Lending Fund, et al. | Type:Investment Company Act Order |
Release Number:34658
|
Category:Co-Investment |
| File Number:812-15336 | Date: | Investment Company:Goldman Sachs Trust II, et al | Type:Investment Company Act Order |
Release Number:34654
|
Category:Non-In-Person Board Meetings |
| File Number:812-15334 | Date: | Investment Company:Federated Hermes Project and Trade Finance Tender Fund and Federated Investment Management Company | Type:Investment Company Act Order |
Release Number:34650
|
Category:Multi-Class |
| File Number:812-15319 | Date: | Investment Company:Quaker Investment Trust and Community Capital Management, LLC. | Type:Investment Company Act Notice |
Release Number:34648
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:813-00405 | Date: | Investment Company:Viking Global Equities II LP and Viking Global Investors LP | Type:Investment Company Act Order |
Release Number:34646
|
Category:Employees Securities Company |
| File Number:812-15283 | Date: | Investment Company:Cypress Creek Private Strategies Master Fund, L.P., et al. | Type:Investment Company Act Notice |
Release Number:34645
|
Category:Co-Investment |
| File Number:812-15090 | Date: | Investment Company:Sixth Street Specialty Lending, Inc., Et Al | Type:Investment Company Act Notice |
Release Number:34644
|
Category:Co-Investment |
| File Number:812-15327 | Date: | Investment Company:Morgan Stanley Direct Lending Fund, et al. | Type:Investment Company Act Notice |
Release Number:34643
|
Category:Co-Investment |
| File Number:812-15330 | Date: | Investment Company:Prospect Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34642
|
Category:Co-Investment |
| File Number:812-15314 | Date: | Investment Company:Voya Senior Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34640
|
Category:Interval Funds |
| File Number:812-15298 | Date: | Investment Company:Blackrock Capital Investment Advisors, LLC and Blackrock Private Credit Fund | Type:Investment Company Act Order |
Release Number:34639
|
Category:Multi-Class |
| File Number:812-15336 | Date: | Investment Company:Goldman Sachs Trust II, et al | Type:Investment Company Act Notice |
Release Number:34638
|
Category:Non-In-Person Board Meetings |
| File Number:812-15334 | Date: | Investment Company:Federated Hermes Project and Trade Finance Tender Fund and Federated Investment Management Company | Type:Investment Company Act Notice |
Release Number:34621
|
Category:Multi-Class |
| File Number:812-15208 | Date: | Investment Company:Lafayette Square Empire BDC, Inc., et al | Type:Investment Company Act Order |
Release Number:34617
|
Category:Co-Investment |
| File Number:812-15337 | Date: | Investment Company:Allianz Global Investors U.S. LLC, et al. | Type:Investment Company Act Order |
Release Number:34616
|
Category:Ineligible - Disqualified Firm |
| File Number:812-15168 | Date: | Investment Company:Stone Point Credit Corporation, et al. | Type:Investment Company Act Order |
Release Number:34614
|
Category:Co-Investment |
| File Number:813-00405 | Date: | Investment Company:Viking Global Equities II LP and Viking Global Investors LP | Type:Investment Company Act Notice |
Release Number:34615
|
Category:Employees Securities Company |
| File Number:812-15315 | Date: | Investment Company:First Eagle Alternative Capital BDC, Inc., et al. | Type:Investment Company Act Order |
Release Number:34613
|
Category:Co-Investment |
| File Number:812-15079 | Date: | Investment Company:WCB Investment Pool LLC | Type:Investment Company Act Order |
Release Number:34611
|
Category:Other |
| File Number:812-15317 | Date: | Investment Company:Blackstone Floating Rate Enhanced Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34612
|
Category:Co-Investment |
| File Number:812-15314 | Date: | Investment Company:Voya Senior Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34609
|
Category:Interval Funds |
| File Number:812-15298 | Date: | Investment Company:Blackrock Capital Investment Advisors, LLC and Blackrock Private Credit Fund | Type:Investment Company Act Notice |
Release Number:34606
|
Category:Multi-Class |
| File Number:812-15280 | Date: | Investment Company:AFC BDC Inc., et al. | Type:Investment Company Act Order |
Release Number:34604
|
Category:Co-Investment |
| File Number:812-15208 | Date: | Investment Company:Lafayette Square Empire BDC, Inc., et al | Type:Investment Company Act Notice |
Release Number:34590
|
Category:Co-Investment |
| File Number:812-15168 | Date: | Investment Company:Stone Point Credit Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34588
|
Category:Co-Investment |
| File Number:812-15312 | Date: | Investment Company:Churchill Asset Management LLC and Nuveen Churchill Private Capital Income Fund | Type:Investment Company Act Order |
Release Number:34586
|
Category:Multi-Class |
| File Number:812-15337 | Date: | Investment Company:Allianz Global Investors U.S. LLC, et al. | Type:Investment Company Act Notice |
Release Number:34587
|
Category:Ineligible - Disqualified Firm |
| File Number:812-15213 | Date: | Investment Company:Capital Southwest Corporation | Type:Investment Company Act Order |
Release Number:34584
|
Category:Business Development Companies - Compensation |
| File Number:812-15315 | Date: | Investment Company:First Eagle Alternative Capital BDC, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34583
|
Category:Co-Investment |
| File Number:812-15079 | Date: | Investment Company:WCB Investment Pool LLC | Type:Investment Company Act Notice |
Release Number:34582
|
Category:Other |
| File Number:812-15291 | Date: | Investment Company:AGL Separate Account VL-R, et al. | Type:Investment Company Act Order |
Release Number:34580
|
Category:Insurance Products - Fund Substitution |
| File Number:812-15317 | Date: | Investment Company:Blackstone Floating Rate Enhanced Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34581
|
Category:Co-Investment |
| File Number:812-15255 | Date: | Investment Company:Stellus Capital Investment Corporation, et al. | Type:Investment Company Act Order |
Release Number:34579
|
Category:Co-Investment |
| File Number:812-15333 | Date: | Investment Company:Voya Russia Fund, a Series of Voya Mutual Funds, and Voya Investments, LLC | Type:Investment Company Act Order |
Release Number:34578
|
Category:Other |
| File Number:812-15280 | Date: | Investment Company:AFC BDC Inc., et al. | Type:Investment Company Act Notice |
Release Number:34577
|
Category:Co-Investment |
| File Number:812-15294 | Date: | Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC | Type:Investment Company Act Order |
Release Number:34574
|
Category:Exchange Traded Funds - Active |
| File Number:812-15310 | Date: | Investment Company:Brighthouse Funds Trust I, et al. | Type:Investment Company Act Order |
Release Number:34572
|
Category:Non-In-Person Board Meetings |
| File Number:812-15308 | Date: | Investment Company:Principal Exchange-Traded Funds, et al. | Type:Investment Company Act Order |
Release Number:34571
|
Category:Exchange Traded Funds - Active |
| File Number:813-00393 | Date: | Investment Company:Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P. | Type:Investment Company Act Order |
Release Number:34568
See Also - 34365A |
Category:Employees Securities Company |
| File Number:812-15312 | Date: | Investment Company:Churchill Asset Management LLC and Nuveen Churchill Private Capital Income Fund | Type:Investment Company Act Notice |
Release Number:34569
|
Category:Multi-Class |
| File Number:812-15213 | Date: | Investment Company:Capital Southwest Corporation | Type:Investment Company Act Notice |
Release Number:34560
|
Category:Business Development Companies - Compensation |
| File Number:812-15291 | Date: | Investment Company:AGL Separate Account VL-R, et al. | Type:Investment Company Act Notice |
Release Number:34559
|
Category:Insurance Products - Fund Substitution |
| File Number:812-15259 | Date: | Investment Company:BlackRock Capital Investment Corporation, et al. | Type:Investment Company Act Order |
Release Number:34558
|
Category:Co-Investment |
| File Number:812-15267 | Date: | Investment Company:Panagram Capital, LLC, et al. | Type:Investment Company Act Order |
Release Number:34557
|
Category:Co-Investment |
| File Number:812-15255 | Date: | Investment Company:Stellus Capital Investment Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34556
|
Category:Co-Investment |
| File Number:812-15277 | Date: | Investment Company:Alpha Alternative Assets Fund and Alpha Growth Management LLC | Type:Investment Company Act Order |
Release Number:34555
|
Category:Multi-Class |
| File Number:812-15294 | Date: | Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC | Type:Investment Company Act Notice |
Release Number:34554
|
Category:Exchange Traded Funds - Active |
| File Number:812-15245 | Date: | Investment Company:Redwood Enhanced Income Corp., et al. | Type:Investment Company Act Order |
Release Number:34553
|
Category:Co-Investment |
| File Number:812-15310 | Date: | Investment Company:Brighthouse Funds Trust I, et al. | Type:Investment Company Act Notice |
Release Number:34552
|
Category:Non-In-Person Board Meetings |
| File Number:812-15136 | Date: | Investment Company:Jefferies Private Credit BDC Inc., et al. | Type:Investment Company Act Order |
Release Number:34551
|
Category:Co-Investment |
| File Number:812-15308 | Date: | Investment Company:Principal Exchange-Traded Funds, et al. | Type:Investment Company Act Notice |
Release Number:34550
|
Category:Exchange Traded Funds - Active |
| File Number:812-15234 | Date: | Investment Company:Onex Falcon Direct Lending BDC Fund, et al | Type:Investment Company Act Order |
Release Number:34546
|
Category:Co-Investment |
| File Number:812-15282 | Date: | Investment Company:Northern Lights Fund Trust IV, et al. | Type:Investment Company Act Order |
Release Number:34537
|
Category:Exchange Traded Funds - Active |
| File Number:812-15259 | Date: | Investment Company:BlackRock Capital Investment Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34535
|
Category:Co-Investment |
| File Number:812-15243 | Date: | Investment Company:Alpha Architect ETF Trust and Empowered Funds, LLC | Type:Investment Company Act Order |
Release Number:34532
|
Category:Multi-Manager - Voting |
| File Number:812-15288 | Date: | Investment Company:Thrivent ETF Trust, et al. | Type:Investment Company Act Order |
Release Number:34534
|
Category:Exchange Traded Funds - Active |
| File Number:812-15237 | Date: | Investment Company:Goldman Sachs BDC, Inc., et al | Type:Investment Company Act Notice |
Release Number:34533
|
Category:Co-Investment |
| File Number:812-15267 | Date: | Investment Company:Panagram Capital, LLC, et al. | Type:Investment Company Act Notice |
Release Number:34531
|
Category:Co-Investment |
| File Number:812-15277 | Date: | Investment Company:Alpha Alternative Assets Fund and Alpha Growth Management LLC | Type:Investment Company Act Notice |
Release Number:34530
|
Category:Multi-Class |
| File Number:812-15293 | Date: | Investment Company:Brinker Capital Destinations Trust | Type:Investment Company Act Order |
Release Number:34526
|
Category:Non-In-Person Board Meetings |
| File Number:812-15295 | Date: | Investment Company:Morgan Stanley Pathway Funds | Type:Investment Company Act Order |
Release Number:34525
|
Category:Non-In-Person Board Meetings |
| File Number:812-15231 | Date: | Investment Company:Advisors Series Trust and Semper Capital Management, L.P. | Type:Investment Company Act Order |
Release Number:34528
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15273 | Date: | Investment Company:DoubleLine ETF Trust, et al. | Type:Investment Company Act Order |
Release Number:34527
|
Category:Exchange Traded Funds - Active |
| File Number:812-15276 | Date: | Investment Company:John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC | Type:Investment Company Act Order |
Release Number:34524
|
Category:Multi-Class |
| File Number:812-15136 | Date: | Investment Company:Jefferies Private Credit BDC Inc., et al. | Type:Investment Company Act Notice |
Release Number:34522
|
Category:Co-Investment |
| File Number:812-15234 | Date: | Investment Company:Onex Falcon Direct Lending BDC Fund, et al | Type:Investment Company Act Notice |
Release Number:34523
|
Category:Co-Investment |
| File Number:812-15274 | Date: | Investment Company:Credit Suisse Asset Management, LLC., et al. | Type:Investment Company Act Order |
Release Number:34518
|
Category:Ineligible - Disqualified Firm |
| File Number:812-15282 | Date: | Investment Company:Northern Lights Fund Trust IV, et al. | Type:Investment Company Act Notice |
Release Number:34516
|
Category:Exchange Traded Funds - Active |
| File Number:812-15215 | Date: | Investment Company:MSD Investment, LLC, et al. | Type:Investment Company Act Order |
Release Number:34509
|
Category:Co-Investment |
| File Number:812-15264 | Date: | Investment Company:Catholic Responsible Investments Funds and Christian Brothers Investment Services, Inc. | Type:Investment Company Act Order |
Release Number:34508
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-14556 | Date: | Investment Company:Silver Point Specialty Lending Fund, et al. | Type:Investment Company Act Order |
Release Number:34506
|
Category:Co-Investment |
| File Number:812-15243 | Date: | Investment Company:Alpha Architect ETF Trust and Empowered Funds, LLC | Type:Investment Company Act Notice |
Release Number:34505
|
Category:Multi-Manager - Voting |
| File Number:812-15288 | Date: | Investment Company:Thrivent ETF Trust, et al. | Type:Investment Company Act Notice |
Release Number:34507
|
Category:Exchange Traded Funds - Active |
| File Number:812-15293 | Date: | Investment Company:Brinker Capital Destinations Trust | Type:Investment Company Act Notice |
Release Number:34501
|
Category:Non-In-Person Board Meetings |
| File Number:812-15295 | Date: | Investment Company:Morgan Stanley Pathway Funds | Type:Investment Company Act Notice |
Release Number:34502
|
Category:Non-In-Person Board Meetings |
| File Number:812-15284 | Date: | Investment Company:Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund | Type:Investment Company Act Order |
Release Number:34498
|
Category:Other |
| File Number:812-15231 | Date: | Investment Company:Advisors Series Trust and Semper Capital Management, L.P. | Type:Investment Company Act Notice |
Release Number:34500
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15273 | Date: | Investment Company:DoubleLine ETF Trust, et al. | Type:Investment Company Act Notice |
Release Number:34499
|
Category:Exchange Traded Funds - Active |
| File Number:812-15235 | Date: | Investment Company:John Hancock Exchange-Traded Fund Trust, et al. | Type:Investment Company Act Order |
Release Number:34496
|
Category:Exchange Traded Funds - Active |
| File Number:812-15217 | Date: | Investment Company:ETF Opportunities Trust and Applied Finance Advisors, LLC | Type:Investment Company Act Order |
Release Number:34494
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15257 | Date: | Investment Company:Fairway Private Equity & Venture Capital Opportunities Fund and Fairway Capital Management, LLC | Type:Investment Company Act Order |
Release Number:34492
|
Category:Multi-Class |
| File Number:812-15190 | Date: | Investment Company:HPS Corporate Lending Fund, et al. | Type:Investment Company Act Order |
Release Number:34493
|
Category:Co-Investment |
| File Number:812-15192 | Date: | Investment Company:Apollo Credit Management, LLC and Apollo Debt Solutions BDC. | Type:Investment Company Act Order |
Release Number:34489
See Also - 812-15192-01 |
Category:Multi-Class |
| File Number:812-15276 | Date: | Investment Company:John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC | Type:Investment Company Act Notice |
Release Number:34491
|
Category:Multi-Class |
| File Number:812-15223 | Date: | Investment Company:Flat Rock Global, LLC, et al. | Type:Investment Company Act Order |
Release Number:34481
|
Category:Co-Investment |
| File Number:812-15245 | Date: | Investment Company:Redwood Enhanced Income Corp., et al. | Type:Investment Company Act Notice |
Release Number:34480
|
Category:Co-Investment |
| File Number:812-15225 | Date: | Investment Company:Capital Group ETF Trust, et al. | Type:Investment Company Act Order |
Release Number:34473
|
Category:Exchange Traded Funds - Active |
| File Number:812-15228 | Date: | Investment Company:FMI Funds, Inc., et al. | Type:Investment Company Act Order |
Release Number:34475
|
Category:Exchange Traded Funds - Active |
| File Number:812-15265 | Date: | Investment Company:Variant Alternative Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34476
|
Category:Co-Investment |
| File Number:812-15264 | Date: | Investment Company:Catholic Responsible Investments Funds and Christian Brothers Investment Services, Inc. | Type:Investment Company Act Notice |
Release Number:34474
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-14556 | Date: | Investment Company:Silver Point Specialty Lending Fund, et al. | Type:Investment Company Act Notice |
Release Number:34472
|
Category:Co-Investment |
| File Number:812-15215 | Date: | Investment Company:MSD Investment, LLC, et al. | Type:Investment Company Act Notice |
Release Number:34477
|
Category:Co-Investment |
| File Number:812-15284 | Date: | Investment Company:Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund | Type:Investment Company Act Notice |
Release Number:34470
|
Category:Other |
| File Number:812-15124 | Date: | Investment Company:Neuberger Berman BDC LLC, et al. | Type:Investment Company Act Order |
Release Number:34469
|
Category:Co-Investment |
| File Number:812-15256 | Date: | Investment Company:Fairway Private Equity & Venture Capital Opportunities Fund, et al. | Type:Investment Company Act Order |
Release Number:34467
|
Category:Co-Investment |