812-16031 Aug. 24, 2026
ARK Venture Fund and ARK Investment Management LLC Investment Company Act Notice
IC-36308
Multi-Class
812-16036 Aug. 19, 2026
Datum One Series Trust and Brandes Investment Partners, L.P. Investment Company Act Order
IC-36281A
Exchange Traded Funds - Multi-Class
812-16044 Aug. 19, 2026
Datum One Series Trust and First Sentier Investors (US) LLC Investment Company Act Order
IC-36280A
Exchange Traded Funds - Multi-Class
812-16037 Aug. 19, 2026
Datum One Series Trust and Polar Capital LLP Investment Company Act Order
IC-36279A
Exchange Traded Funds - Multi-Class
812-15981 Aug. 19, 2026
Pender Real Estate Credit Fund, et al. Investment Company Act Notice
IC-36307
Co-Investment
812-15954 Aug. 19, 2026
Cohen & Steers Realty Shares, Inc., et al. Investment Company Act Order
IC-36306
Exchange Traded Funds - Multi-Class
812-15813 Aug. 18, 2026
ETF Opportunities Trust and Hedgeye Asset Management, LLC Investment Company Act Order
IC-36305
Multi-Manager - Voting & Disclosure
812-15541 Aug. 18, 2026
Wilmington Trust, N.A. Investment Company Act Order
IC-36304
Other
812-15885 Aug. 18, 2026
Apogem Capital LLC , et al. Investment Company Act Order
IC-36303
Co-Investment
812-16021 Aug. 17, 2026
Eagle Point Credit Management LLC and Eagle Point Trinity Senior Secured Lending Company Investment Company Act Notice
IC-36302
Multi-Class
812-16056 Aug. 17, 2026
Clearlake Private Markets Fund and Clearlake Capital RIC Management, LLC Investment Company Act Notice
IC-36301
Multi-Class
812-16062 Aug. 17, 2026
Valued Advisers Trust and Alaia Capital, LLC Investment Company Act Notice
IC-36300
Multi-Manager - Voting & Disclosure
812-16041 Aug. 13, 2026
Parvin Decentralized Fund and Parvin Fund Management, LLC Investment Company Act Notice
IC-36298
Multi-Class
812-16052 Aug. 13, 2026
Northern Lights Fund Trust and Ocean Park Asset Management, LLC Investment Company Act Notice
IC-36297
Exchange Traded Funds - Multi-Class
812-15947 Aug. 13, 2026
Kennedy Lewis Capital Company, et al Investment Company Act Order
IC-36296
Co-Investment
812-16048 Aug. 12, 2026
Stone Point Credit Income Fund and Stone Point Credit Income Adviser LLC Investment Company Act Notice
IC-36295
Multi-Class
812-15952 Aug. 12, 2026
Herzfeld Credit Income Fund, et al. Investment Company Act Order
IC-36293
Co-Investment
812-16016 Aug. 12, 2026
Elevation Series Trust and Norris Perné and French LLP Investment Company Act Notice
IC-36294
Multi-Manager - Voting & Disclosure
812-15973 Aug. 11, 2026
Cliffwater Corporate Lending Fund, et al. Investment Company Act Order
IC-36292
Co-Investment
812-16029 Aug. 11, 2026
360 Funds and M3Sixty Capital, LLC Investment Company Act Order
IC-36291
Multi-Manager - Voting & Disclosure
812-16017 Aug. 10, 2026
AMG BBH Asset-Backed Credit Fund, LLC, et al. Investment Company Act Notice
IC-36290
Co-Investment
813-00424 Aug. 10, 2026
Churchill Asset Management LLC Investment Company Act Order
IC-36289
Employees Securities Company
812-16006 Aug. 7, 2026
Regan Capital Alternative Income Fund, et al. Investment Company Act Notice
IC-36287
Co-Investment
812-16018 Aug. 7, 2026
Source Capital and First Pacific Advisors, LP Investment Company Act Notice
IC-36288
Distributions
812-16030 Aug. 5, 2026
VALIC Company I and The Variable Annuity Life Insurance Company Investment Company Act Order
IC-36286
Multi-Manager - Voting
812-16033 Aug. 5, 2026
Elevation Series Trust and CresAlta Investment Management, Inc. Investment Company Act Order
IC-36285
Other
812-16046 Aug. 4, 2026
Coatue Innovative Strategies Fund and Coatue Management, L.L.C. Investment Company Act Order
IC-36283
Other
812-15974 Aug. 4, 2026
Dawson Private Markets Evergreen Fund, et al. Investment Company Act Order
IC-36284
Co-Investment
812-16036 Aug. 3, 2026
Datum One Series Trust and Brandes Investment Partners, L.P. Investment Company Act Order
IC-36281
Exchange Traded Funds - Multi-Class
812-16044 Aug. 3, 2026
Datum One Series Trust and First Sentier Investors (US) LLC Investment Company Act Order
IC-36280
Exchange Traded Funds - Multi-Class
812-16037 Aug. 3, 2026
Datum One Series Trust and Polar Capital LLP Investment Company Act Order
IC-36279
Exchange Traded Funds - Multi-Class
812-15989 July 31, 2026
Macquarie Infrastructure Income Opportunities Fund, et al. Investment Company Act Notice
IC-36278
Co-Investment
812-15935 July 30, 2026
Yorkville America Investment Trust and Yorkville America Equities, LLC Investment Company Act Notice
IC-36276
Multi-Manager - Voting & Disclosure
812-16049 July 29, 2026
Baillie Giffords Funds, et al. Investment Company Act Notice
IC-36275
Exchange Traded Funds - Multi-Class
812-15997 July 28, 2026
VALIC Company I and The Variable Annuity Life Insurance Company Investment Company Act Notice
IC-36274
Multi-Manager - Voting & Disclosure
812-16024 July 28, 2026
Muzinich Aviation Income Fund (mAIR), et al. Investment Company Act Order
IC-36273
Multi-Class
812-16022 July 28, 2026
Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC Investment Company Act Order
IC-36272
Exchange Traded Funds - Multi-Class
812-15924 July 28, 2026
Blue Tractor ETF Trust, et al. Investment Company Act Order
IC-36271
Exchange Traded Funds - Active
813-00423 July 28, 2026
Manulife Investment Management Private Markets (US) LLC Manulife Employee Securities Company 2025, L.P. Investment Company Act Order
IC-36270
Employees Securities Company
812-15954 July 24, 2026
Cohen & Steers Realty Shares, Inc., et al. Investment Company Act Notice
IC-36268
Exchange Traded Funds - Multi-Class
812-15813 July 22, 2026
ETF Opportunities Trust and Hedgeye Asset Management, LLC Investment Company Act Notice
IC-36267
Multi-Manager - Voting & Disclosure
812-15894 July 21, 2026
Diameter Credit Company, et al. Investment Company Act Order
IC-36260
Co-Investment
812-15885 July 21, 2026
Apogem Capital LLC, et al. Investment Company Act Notice
IC-36259
Co-Investment
812-16027 July 21, 2026
Third Lake Partners Alternative Yield Strategy Fund, et al. Investment Company Act Order
IC-36258
Multi-Class
812-15993 July 21, 2026
Nilsine Partners NP1X Fund and Nilsine Partners, LLC Investment Company Act Order
IC-36257
Multi-Class
812-15952 July 17, 2026
Herzfeld Credit Income Fund, et al. Investment Company Act Notice
IC-36256
Co-Investment
812-16029 July 16, 2026
360 Funds and M3Sixty Capital, LLC Investment Company Act Notice
IC-36255
Multi-Manager - Voting & Disclosure
812-15947 July 15, 2026
Kennedy Lewis Capital Company, et al. Investment Company Act Notice
IC-36253
Co-Investment
812-15973 July 14, 2026
Cliffwater Corporate Lending Fund, et al. Investment Company Act Notice
IC-36251
Co-Investment
812-16025 July 14, 2026
The RBB Fund Trust, et al. Investment Company Act Order
IC-36250
Multi-Manager - Voting & Disclosure
812-16023 July 14, 2026
Alpha Summit Strategic Alternatives Fund, et al. Investment Company Act Order
IC-36249
Multi-Class
813-00424 July 13, 2026
Churchill Asset Management LLC Investment Company Act Notice
IC-36248
Employees Securities Company
812-16046 July 9, 2026
Coatue Innovative Strategies Fund and Coatue Management, L.L.C. Investment Company Act Notice
IC-36247
Other
812-16033 July 9, 2026
Elevation Series Trust and CresAlta Investment Management, Inc. Investment Company Act Notice
IC-36246
Other
812-16030 July 9, 2026
VALIC Company I and The Variable Annuity Life Insurance Company Investment Company Act Notice
IC-36245
Multi-Manager - Voting
812-15974 July 9, 2026
Dawson Private Markets Evergreen Fund, et al. Investment Company Act Notice
IC-36244
Co-Investment
813-00425 July 8, 2026
Franklin Resources, Inc. Investment Company Act Order
IC-36243
Employees Securities Company
812-15805 July 7, 2026
Bluerock Private Real Estate Fund, et al. Investment Company Act Order
IC-36242
Co-Investment
812-16037 July 6, 2026
Datum One Series Trust and Polar Capital LLP Investment Company Act Notice
IC-36241
Exchange Traded Funds - Multi-Class
812-16044 July 6, 2026
Datum One Series Trust and First Sentier Investors (US) LLC Investment Company Act Notice
IC-36240
Exchange Traded Funds - Multi-Class
812-16036 July 6, 2026
Datum One Series Trust and Brandes Investment Partners, L.P. Investment Company Act Notice
IC-36239
Exchange Traded Funds - Multi-Class
812-16024 July 2, 2026
Muzinich Aviation Income Fund (mAIR), et al. Investment Company Act Notice
IC-36238
Multi-Class
812-16022 July 1, 2026
Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC Investment Company Act Notice
IC-36236
Exchange Traded Funds - Multi-Class
812-15924 June 30, 2026
Blue Tractor ETF Trust, et al. Investment Company Act Notice
IC-36235
Exchange Traded Funds - Active
813-00423 June 30, 2026
Manulife Investment Management Private Markets (US) LLC, et al. Investment Company Act Notice
IC-36234
Employees Securities Company
812-15786 June 30, 2026
Privacore PCAAM Alternative Growth Fund, et al. Investment Company Act Order
IC-36233
Co-Investment
812-15846 June 30, 2026
World Funds Trust, et al. Investment Company Act Order
IC-36232
Multi-Manager - Voting & Disclosure
812-16005 June 30, 2026
DNP Select Income Fund Inc., et al. Investment Company Act Order
IC-36230
Distributions
812-15884 June 30, 2026
Pear Tree Funds and Pear Tree Advisors, Inc Investment Company Act Order
IC-36231
Exchange Traded Funds - Multi-Class
812-15961 June 30, 2026
CIFC Direct Lending Evergreen Fund, et al. Investment Company Act Order
IC-36229
Co-Investment
812-15816 June 25, 2026
Lord Abbett Private Credit Fund, et al. Investment Company Act Order
IC-36226
Co-Investment
812-16028 June 25, 2026
U.S. Bancorp Asset Management, Inc., et al. Investment Company Act Order
IC-36225
Ineligible - Disqualified Firm
812-16027 June 23, 2026
Third Lake Partners Alternative Yield Strategy Fund and Third Lake Partners, LLC Investment Company Act Notice
IC-36220
Multi-Class
812-15993 June 23, 2026
Nilsine Partners NP1X Fund and Nilsine Partners, LLC Investment Company Act Notice
IC-36219
Multi-Class
812-15928 June 23, 2026
LibreMax Asset-Backed Income Fund, et al. Investment Company Act Order
IC-36218
Co-Investment
812-16008 June 23, 2026
JPMorgan Public and Private Credit Fund, et al. Investment Company Act Order
IC-36217
Interval Funds
812-15894 June 22, 2026
Diameter Credit Company, et al. Investment Company Act Notice
IC-36216
Co-Investment
812-16023 June 18, 2026
AlphaSummit Strategic Alternatives Fund and SteelPeak Wealth, LLC Investment Company Act Notice
IC-36215
Multi-Class
812-16025 June 18, 2026
The RBB Fund Trust and Seven Post Investment Office LP Investment Company Act Notice
IC-36214
Multi-Manager - Voting & Disclosure
812-15960 June 16, 2026
Keystone Private Income Fund, et al. Investment Company Act Order
IC-36213
Co-Investment
813-00400 June 15, 2026
The Goldman Sachs Group, Inc. Investment Company Act Order
IC-36212
Employees Securities Company
812-15834 June 11, 2026
KKR Real Estate Select Trust Inc., et al. Investment Company Act Order
IC-36211
Co-Investment
812-15805 June 10, 2026
Bluerock Private Real Estate Fund, et al. Investment Company Act Notice
IC-36210
Co-Investment
812-15904 June 9, 2026
GoldenTree Opportunistic Credit Fund, et al. Investment Company Act Order
IC-36209
Co-Investment
813-00425 June 8, 2026
Franklin Resources, Inc. Investment Company Act Notice
IC-36208
Employees Securities Company
812-15766 June 8, 2026
Precidian ETF Trust II, et al. Investment Company Act Order
IC-36207
Exchange Traded Funds - Active
812-16010 June 8, 2026
AQR Delphi Long-Short Fund and AQR Capital Management, LLC Investment Company Act Order
IC-36206
Multi-Class
812-15998 June 4, 2026
VegaShares ETF Trust and Vega Capital Partners LLC Investment Company Act Order
IC-36205
Multi-Manager - Voting & Disclosure
812-15786 June 3, 2026
Privacore PCAAM Alternative Growth Fund, et al. Investment Company Act Notice
IC-36204
Co-Investment
812-15884 June 3, 2026
Pear Tree Funds and Pear Tree Advisors, Inc. Investment Company Act Notice
IC-36203
Exchange Traded Funds - Multi-Class
812-15961 June 3, 2026
CIFC Direct Lending Evergreen Fund, et al. Investment Company Act Notice
IC-36202
Co-Investment
812-15846 June 2, 2026
World Funds Trust and LDR Capital Management, LLC Investment Company Act Notice
IC-36201
Multi-Manager - Voting & Disclosure
812-16005 June 2, 2026
DNP Select Income Fund Inc., et al. Investment Company Act Notice
IC-36196
Distributions
812-16013 June 2, 2026
Adams Street Advisors, LLC, et al. Investment Company Act Order
IC-36195
Multi-Class
812-16014 June 2, 2026
G-X Private Equity, et al. Investment Company Act Order
IC-36194
Other
812-15583 May 28, 2026
Third Point Private Capital Partners, et al. Investment Company Act Order
IC-36192
Co-Investment
812-15928 May 28, 2026
LibreMax Asset-Backed Income Fund, et al. Investment Company Act Notice
IC-36191
Co-Investment
812-15951 May 27, 2026
Monachil Credit Income Fund et al. Investment Company Act Order
IC-36190
Co-Investment
812-15945 May 27, 2026
PCM Fund, Inc., et al. Investment Company Act Order
IC-36189
Co-Investment
812-15956 May 27, 2026
Muzinich BDC, Inc., et al. Investment Company Act Order
IC-36188
Co-Investment
