Investment Company Act Notices and Orders
See also Investment Company Act Deregistration Notices and Orders.
Investment Company Act Notices and Orders Table
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Release Number
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|---|---|---|---|---|---|
| File Number:812-15356 | Date: | Investment Company:The RBB Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34836
|
Category:Exchange Traded Funds - Active |
| File Number:812-15409 | Date: | Investment Company:Guidestone Funds and Guidestone Capital Management, LLC | Type:Investment Company Act Order |
Release Number:34833
|
Category:Non-In-Person Board Meetings |
| File Number:812-15224 | Date: | Investment Company:Forum Real Estate Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34834
|
Category:Multi-Class |
| File Number:812-15307 | Date: | Investment Company:Fidelity Private Credit Fund., et al. | Type:Investment Company Act Order |
Release Number:34831
|
Category:Co-Investment |
| File Number:812-15353 | Date: | Investment Company:Carlyle AlpInvest Private Markets Fund, et al. | Type:Investment Company Act Notice |
Release Number:34832
|
Category:Multi-Class |
| File Number:812-15297 | Date: | Investment Company:Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc. | Type:Investment Company Act Order |
Release Number:34829
|
Category:Other |
| File Number:812-15390 | Date: | Investment Company:Elevation Series Trust and Paralel Advisors LLC | Type:Investment Company Act Order |
Release Number:34825
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15402 | Date: | Investment Company:RBB Fund Trust and Element ETFs, LLC. | Type:Investment Company Act Order |
Release Number:34827
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15412 | Date: | Investment Company:Cadre Horizon Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34826
|
Category:Multi-Class |
| File Number:812-15367 | Date: | Investment Company:Constitution Capital Access Fund, LLC, et al. | Type:Investment Company Act Notice |
Release Number:34828
|
Category:Co-Investment |
| File Number:812-15309 | Date: | Investment Company:Kennedy Lewis Management LP, et al. | Type:Investment Company Act Notice |
Release Number:34824
|
Category:Co-Investment |
| File Number:812-15397 | Date: | Investment Company:Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC | Type:Investment Company Act Order |
Release Number:34823
|
Category:Multi-Class |
| File Number:812-15247 | Date: | Investment Company:Monachil Credit Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34813
|
Category:Multi-Class |
| File Number:812-15375 | Date: | Investment Company:Fidelity Private Credit Fund and Fidelity Diversifying Solutions LLC | Type:Investment Company Act Notice |
Release Number:34814
|
Category:Multi-Class |
| File Number:812-15409 | Date: | Investment Company:Guidestone Funds and Guidestone Capital Management, LLC | Type:Investment Company Act Notice |
Release Number:34812
|
Category:Non-In-Person Board Meetings |
| File Number:812-15408 | Date: | Investment Company:Touchstone Strategic Trust, et al. | Type:Investment Company Act Order |
Release Number:34809
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15355 | Date: | Investment Company:Forum Real Estate Income Fund, et al. | Type:Investment Company Act Order |
Release Number:34810
|
Category:Co-Investment |
| File Number:812-15224 | Date: | Investment Company:Forum Real Estate Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34811
|
Category:Multi-Class |
| File Number:812-15248 | Date: | Investment Company:PCM Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34808
|
Category:Co-Investment |
| File Number:812-15326 | Date: | Investment Company:Golub Capital BDC, Inc., et al. | Type:Investment Company Act Order |
Release Number:34805
|
Category:Co-Investment |
| File Number:812-15285 | Date: | Investment Company:ACAP Strategic Fund, et al. | Type:Investment Company Act Order |
Release Number:34806
|
Category:Co-Investment |
| File Number:812-15297 | Date: | Investment Company:Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc. | Type:Investment Company Act Notice |
Release Number:34807
|
Category:Other |
| File Number:812-15402 | Date: | Investment Company:RBB Fund Trust and Element ETFs, LLC. | Type:Investment Company Act Notice |
Release Number:34804
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15390 | Date: | Investment Company:Elevation Series Trust and Paralel Advisors LLC | Type:Investment Company Act Notice |
Release Number:34802
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15307 | Date: | Investment Company:Fidelity Private Credit Fund., et al. | Type:Investment Company Act Notice |
Release Number:34803
|
Category:Co-Investment |
| File Number:812-15388 | Date: | Investment Company:Monroe Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34800
|
Category:Co-Investment |
| File Number:812-15382 | Date: | Investment Company:MidCap Financial Investment Corporation, et al. | Type:Investment Company Act Order |
Release Number:34799
|
Category:Co-Investment |
| File Number:812-15412 | Date: | Investment Company:Cadre Horizon Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34801
|
Category:Multi-Class |
| File Number:812-15339 | Date: | Investment Company:Silver Spike Investment Corp., et al. | Type:Investment Company Act Order |
Release Number:34798
|
Category:Co-Investment |
| File Number:812-15397 | Date: | Investment Company:Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC | Type:Investment Company Act Notice |
Release Number:34796
|
Category:Multi-Class |
| File Number:812-15420 | Date: | Investment Company:VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation | Type:Investment Company Act Order |
Release Number:34793
|
Category:Other |
| File Number:812-15247 | Date: | Investment Company:Monachil Credit Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34792
|
Category:Multi-Class |
| File Number:812-15416 | Date: | Investment Company:Franklin FTSE Russia ETF, a Series of Franklin Templeton ETF Trust, and Franklin Advisory Services, LLC | Type:Investment Company Act Order |
Release Number:34791
|
Category:Other |
| File Number:812-15358 | Date: | Investment Company:Cantor Fitzgerald Sustainable Infrastructure Fund and Cantor Fitzgerald Investment Advisors, L.P. | Type:Investment Company Act Order |
Release Number:34789
|
Category:Multi-Class |
| File Number:812-15361 | Date: | Investment Company:Varagon Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34788
|
Category:Co-Investment |
| File Number:812-15408 | Date: | Investment Company:Touchstone Strategic Trust, et al. | Type:Investment Company Act Notice |
Release Number:34790
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15355 | Date: | Investment Company:Forum Real Estate Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:34780
|
Category:Co-Investment |
| File Number:812-15248 | Date: | Investment Company:PCM Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34779
|
Category:Co-Investment |
| File Number:812-15393 | Date: | Investment Company:Prospect Floating Rate and Alternative Income Fund, Inc. and Prospect Capital Management L.P. | Type:Investment Company Act Order |
Release Number:34776
|
Category:Multi-Class |
| File Number:812-15326 | Date: | Investment Company:Golub Capital BDC, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34775
|
Category:Co-Investment |
| File Number:812-15285 | Date: | Investment Company:ACAP Strategic Fund, et al. | Type:Investment Company Act Notice |
Release Number:34777
|
Category:Co-Investment |
| File Number:812-15387 | Date: | Investment Company:Hennessy Funds Trust, et al. | Type:Investment Company Act Order |
Release Number:34773
|
Category:Exchange Traded Funds - Active |
| File Number:812-15251 | Date: | Investment Company:Trinity Capital Inc. | Type:Investment Company Act Order |
Release Number:34772
|
Category:12(d)(3) - Other |
| File Number:812-15339 | Date: | Investment Company:Silver Spike Investment Corp., et al. | Type:Investment Company Act Notice |
Release Number:34771
|
Category:Co-Investment |
| File Number:812-15382 | Date: | Investment Company:MidCap Financial Investment Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34770
|
Category:Co-Investment |
| File Number:812-15388 | Date: | Investment Company:Monroe Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34769
|
Category:Co-Investment |
| File Number:812-15383 | Date: | Investment Company:J.P. Morgan Exchange-Traded Fund Trust, et al. | Type:Investment Company Act Order |
Release Number:34767
|
Category:Exchange Traded Funds - Active |
| File Number:812-15361 | Date: | Investment Company:Varagon Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34766
|
Category:Co-Investment |
| File Number:812-15386 | Date: | Investment Company:Royalty Pharma Plc and Royalty Pharma Finance Corporation | Type:Investment Company Act Order |
Release Number:34757
|
Category:Finance Subsidiaries |
| File Number:812-15358 | Date: | Investment Company:Cantor Fitzgerald Sustainable Infrastructure Fund and Cantor Fitzgerald Investment Advisors, L.P. | Type:Investment Company Act Notice |
Release Number:34758
|
Category:Multi-Class |
| File Number:812-15393 | Date: | Investment Company:Prospect Floating Rate and Alternative Income Fund, Inc. and Prospect Capital Management L.P. | Type:Investment Company Act Notice |
Release Number:34755
|
Category:Multi-Class |
| File Number:812-15387 | Date: | Investment Company:Hennessy Funds Trust, et al. | Type:Investment Company Act Notice |
Release Number:34754
|
Category:Exchange Traded Funds - Active |
| File Number:812-15237 | Date: | Investment Company:Goldman Sachs BDC, Inc., et al | Type:Investment Company Act Order |
Release Number:34753
|
Category:Co-Investment |
| File Number:812-15371 | Date: | Investment Company:Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust | Type:Investment Company Act Order |
Release Number:34751
|
Category:Multi-Class |
| File Number:812-15251 | Date: | Investment Company:Trinity Capital Inc. | Type:Investment Company Act Notice |
Release Number:34752
|
Category:12(d)(3) - Other |
| File Number:812-15379 | Date: | Investment Company:Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation | Type:Investment Company Act Order |
Release Number:34749
|
Category:Non-In-Person Board Meetings |
| File Number:812-15362 | Date: | Investment Company:Main Street Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34748
|
Category:Co-Investment |
| File Number:812-15383 | Date: | Investment Company:J.P. Morgan Exchange-Traded Fund Trust, et al. | Type:Investment Company Act Notice |
Release Number:34747
|
Category:Exchange Traded Funds - Active |
| File Number:812-15305 | Date: | Investment Company:PennantPark Investment Advisers, LLC, et al. | Type:Investment Company Act Order |
Release Number:34742
|
Category:Co-Investment |
| File Number:812-15386 | Date: | Investment Company:Royalty Pharma Plc and Royalty Pharma Finance Corporation | Type:Investment Company Act Notice |
Release Number:34741
|
Category:Finance Subsidiaries |
| File Number:812-15366 | Date: | Investment Company:Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP | Type:Investment Company Act Order |
Release Number:34740
|
Category:Multi-Class |
| File Number:812-15378 | Date: | Investment Company:Neuberger Berman BDC LLC, et al. | Type:Investment Company Act Order |
Release Number:34730
|
Category:Co-Investment |
| File Number:812-15371 | Date: | Investment Company:Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust | Type:Investment Company Act Notice |
Release Number:34729
|
Category:Multi-Class |
| File Number:812-15322 | Date: | Investment Company:Nuveen Churchill Direct Lending Corp., et al. | Type:Investment Company Act Order |
Release Number:34728
|
Category:Co-Investment |
| File Number:812-15379 | Date: | Investment Company:Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation | Type:Investment Company Act Notice |
Release Number:34727
|
Category:Non-In-Person Board Meetings |
| File Number:812-15362 | Date: | Investment Company:Main Street Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34726
|
Category:Co-Investment |
| File Number:812-15305 | Date: | Investment Company:PennantPark Investment Advisers, LLC, et al. | Type:Investment Company Act Notice |
Release Number:34723
|
Category:Co-Investment |
| File Number:812-15368 | Date: | Investment Company:Ares Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34722
|
Category:Co-Investment |
| File Number:812-15366 | Date: | Investment Company:Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP | Type:Investment Company Act Notice |
Release Number:34720
|
Category:Multi-Class |
| File Number:812-15378 | Date: | Investment Company:Neuberger Berman BDC LLC, et al. | Type:Investment Company Act Notice |
Release Number:34719
|
Category:Co-Investment |
| File Number:812-15286 | Date: | Investment Company:John Hancock Asset-Based Lending Fund, et al. | Type:Investment Company Act Order |
Release Number:34718
|
Category:Co-Investment |
| File Number:812-15344-01 | Date: | Investment Company:CCOF II Lux Feeder, SCSp, et al. | Type:Investment Company Act Order |
Release Number:34705
|
Category:Co-Investment |
| File Number:812-15226 | Date: | Investment Company:Capital Southwest Corporation | Type:Investment Company Act Order |
Release Number:34706
|
Category:12(d)(3) - Other |
| File Number:812-15287 | Date: | Investment Company:Brightwood Capital Corporation I, Et Al | Type:Investment Company Act Order |
Release Number:34704
|
Category:Co-Investment |
| File Number:812-15322 | Date: | Investment Company:Nuveen Churchill Direct Lending Corp., et al. | Type:Investment Company Act Notice |
Release Number:34702
|
Category:Co-Investment |
| File Number:812–05753 | Date: | Investment Company:VALIC Timed Opportunity Fund, Inc. | Type:Investment Company Act Order |
Release Number:34701
|
Category:Other |
| File Number:812-05867 | Date: | Investment Company:Merrill Lynch Corporate Dividend Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:34700
|
Category:Other |
| File Number:812-15360 | Date: | Investment Company:Pacific Funds Series Trust, et al. | Type:Investment Company Act Order |
Release Number:34697
|
Category:Non-In-Person Board Meetings |
| File Number:812-15349 | Date: | Investment Company:Varagon Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34698
|
Category:Co-Investment |
| File Number:812-15368 | Date: | Investment Company:Ares Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34699
|
Category:Co-Investment |
| File Number:812-15341 | Date: | Investment Company:Owl Rock Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34696
|
Category:Co-Investment |
| File Number:812-15348 | Date: | Investment Company:Rand Capital Corporation, et al. | Type:Investment Company Act Order |
Release Number:34695
|
Category:Co-Investment |
| File Number:812-15320 | Date: | Investment Company:MSD Investment Corp., et al. | Type:Investment Company Act Order |
Release Number:34694
|
Category:Co-Investment |
| File Number:812-14387 | Date: | Investment Company:CION Investment Corporation, et al. | Type:Investment Company Act Order |
Release Number:34693
|
Category:Co-Investment |
| File Number:812-15342 | Date: | Investment Company:New Mountain Capital, L.L.C., et al. | Type:Investment Company Act Order |
Release Number:34691
|
Category:Co-Investment |
| File Number:812-15350 | Date: | Investment Company:Runway Growth Finance Corp., et al. | Type:Investment Company Act Order |
Release Number:34692
|
Category:Co-Investment |
| File Number:812-15286 | Date: | Investment Company:John Hancock Asset-Based Lending Fund, et al. | Type:Investment Company Act Notice |
Release Number:34690
|
Category:Co-Investment |
| File Number:812-15226 | Date: | Investment Company:Capital Southwest Corporation | Type:Investment Company Act Notice |
Release Number:34688
|
Category:12(d)(3) - Other |
| File Number:812-15344-01 | Date: | Investment Company:CCOF II Lux Feeder, SCSp, et al. | Type:Investment Company Act Notice |
Release Number:34687
|
Category:Co-Investment |
| File Number:812-15287 | Date: | Investment Company:Brightwood Capital Corporation I, Et Al | Type:Investment Company Act Notice |
Release Number:34680
|
Category:Co-Investment |
| File Number:812-5611 | Date: | Investment Company:Piedmont Income Fund, Inc. | Type:Investment Company Act Order |
Release Number:34676
|
Category:Other |
| File Number:812-5419 | Date: | Investment Company:Prudential-Bache Option Growth Fund, Inc. | Type:Investment Company Act Order |
Release Number:34679
|
Category:Other |
| File Number:812–05753 | Date: | Investment Company:VALIC Timed Opportunity Fund, Inc. | Type:Investment Company Act Notice |
Release Number:34677
|
Category:Other |
| File Number:812-05867 | Date: | Investment Company:Merrill Lynch Corporate Dividend Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:34678
|
Category:Other |
| File Number:812-15360 | Date: | Investment Company:Pacific Funds Series Trust, et al. | Type:Investment Company Act Notice |
Release Number:34671
|
Category:Non-In-Person Board Meetings |
| File Number:812-15349 | Date: | Investment Company:Varagon Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34672
|
Category:Co-Investment |
| File Number:812-15341 | Date: | Investment Company:Owl Rock Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34670
|
Category:Co-Investment |
| File Number:812-15319 | Date: | Investment Company:Quaker Investment Trust and Community Capital Management, LLC. | Type:Investment Company Act Order |
Release Number:34668
|
Category:Multi-Manager - Voting & Disclosure |
| File Number:812-15348 | Date: | Investment Company:Rand Capital Corporation, et al. | Type:Investment Company Act Notice |
Release Number:34667
|
Category:Co-Investment |
| File Number:812-15283 | Date: | Investment Company:Cypress Creek Private Strategies Master Fund, L.P., et al. | Type:Investment Company Act Order |
Release Number:34666
|
Category:Co-Investment |