Administrative Proceeding File No. 3-16182
Respondents
Lloyd, Paul Edward "Ed", Jr., CPA
Administrative Proceeding File No. 3-16182 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:IA-5089 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(f) and (k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 |
| Release Date: | Release Number:AP-6388 | Other Release Numbers: | Name of Document: Order Extending Deadline for Filing Proposals |
| Release Date: | Release Number:AP-6285 | Other Release Numbers: | Name of Document: Order Regarding Lapse in Stay |
| Release Date: | Release Number:AP-6152 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-6031 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:IA-4948 | Other Release Numbers: | Name of Document: Order Cancelling Oral Argument |
| Release Date: | Release Number:IA-4945 | Other Release Numbers: | Name of Document: Order Rescheduling Oral Argument |
| Release Date: | Release Number:33-10484 |
Other Release Numbers:
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Name of Document: Supplemental Briefing Order |
| Release Date: | Release Number:AP-5539 | Other Release Numbers: | Name of Document: Order Ratifying in Part and Revising in Part Prior Actions |
| Release Date: | Release Number:AP-5370 | Other Release Numbers: | Name of Document: Order Scheduling Submission of New Evidence, Taking Official Notice, Granting Respondent's Motion for Protective Order, and Sealing Certain Exhibits |
| Release Date: | Release Number:AP-5280 | Other Release Numbers: | Name of Document: Notice to the Parties |
| Release Date: | Release Number:AP-5299 | Other Release Numbers: | Name of Document: Order Scheduling Conference |
| Release Date: | Release Number:IA-4818 | Other Release Numbers: | Name of Document: Order Cancelling Oral Argument |
| Release Date: | Release Number:IA-4808 | Other Release Numbers: | Name of Document: Order Rescheduling and Changing Location of Oral Argument |
| Release Date: | Release Number:IA-4794 | Other Release Numbers: | Name of Document: Order Changing Location of Oral Argument |
| Release Date: | Release Number:IA-4788 | Other Release Numbers: | Name of Document: Order Rescheduling Oral Argument |
| Release Date: | Release Number:IA-4732 | Other Release Numbers: | Name of Document: Order Rescheduling Oral Argument |
| Release Date: | Release Number:IA-4722 | Other Release Numbers: | Name of Document: Order Scheduling Oral Argument |
| Release Date: | Release Number:IA-4222 | Other Release Numbers: | Name of Document: Corrected Order Granting Petition for Review and Scheduling Briefs |
| Release Date: | Release Number:IA-4211 | Other Release Numbers: | Name of Document: Order Granting Petition for Review and Scheduling Briefs |
| Release Date: | Release Number:AP-3047 | Other Release Numbers: | Name of Document: Order On Motion to Correct Manifest Errors of Fact |
| Release Date: | Release Number:840 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-2635 | Other Release Numbers: | Name of Document: Order Directing Briefing On Certain Issues |
| Release Date: | Release Number:AP-2600 | Other Release Numbers: | Name of Document: Order Granting Motion for Protective Order and Sealing Certain Division of Enforcement Exhibits |
| Release Date: | Release Number:AP-2560 | Other Release Numbers: | Name of Document: Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323 |
| Release Date: | Release Number:AP-2484 | Other Release Numbers: | Name of Document: Post-Hearing Scheduling Order |
| Release Date: | Release Number:AP-2425 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge and Setting Prehearing Conference |
| Release Date: | Release Number:AP-2429 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2416 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2366 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2217 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-2005 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-1980 | Other Release Numbers: | Name of Document: Postponement Order |
| Release Date: | Release Number:AP-1934 | Other Release Numbers: | Name of Document: Postponement Order |
| Release Date: | Release Number:AP-1880 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9660 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease- And-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |