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Name of Document:Respondent Bolan's Answer
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Name of Document:Respondent Ruggieri's Answer
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Name of Document:Joint Prehearing Conference Statement
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Name of Document:Letter of 11/18/14 to Os from Counsel for Respondent Ruggieri Attaching a Certificate of Service of Proof as to Whom the Answer Filed 11/17/14 Was Served On
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Name of Document:Respondent Bolan's Motion for the Issuance of Subpoenas
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Name of Document:Ltr of 11/26 to ALJ Patil from Div stating Resp Bolan filed an unopposed request for subpoenas, what is essentially a prehg brief; the Div does not agree w/ characterization of evidence collection or arguments; Div does not oppose issuance of 3d pty subp.
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Name of Document:Letter of 12/12/14 to ALJ Patil from counsel for Resp Ruggieri, writing on behalf of both Resps, for leave to file a mtn for summ disp & attaching the 2nd Circuit decision US v. Newman, et al., 2014 WK 6911278
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Name of Document:Letter of 12/15/14 to Alj Patil from Div Responding to Resps Letter of 12/12 Requestng Leave to File a Mtn for Summ Disp; the Div Opposes Their Request; Div States the Court Should Deny Resps Request for Leave to Move for Summ Disp.
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Name of Document:Respondent Bolan's Motion for Summary Disposition Against All Claims and Memorandum in Support
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Name of Document:Affidavit of Samuel J. Lieberman in Support of Respondent Bolan's Motion for Summary Disposition
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Name of Document:Division's Memorandum in Opposition to Respondents' Motions for Summary Disposition
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Name of Document:Declaration of Sandeep Satwalekar in Support of the Division's Opposition to Respondents' Motions for Summary Disposition
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Name of Document:Divs Exhibits in Support of Opposition to Respondents' Mtn for Summ Disp
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Name of Document:Respondent Gregory T. Bolan, Jr.'s Motion for Summary Disposition Against All Claims and Memorandum in Support
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Name of Document:Affidavit of Samuel J. Lieberman in Support of Respondent Gregory T. Boylan, Jr.'s Motion for Summary Disposition
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Name of Document:Reply Affidavit of Samuel J. Lieberman in Support of His Motion for Summary Disposition
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Name of Document:Division's Witness List
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Name of Document:Respondent Ruggieri's Witness List
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Name of Document:Expert Report of Stephen D. Prowse, Ph.D, CFA
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Name of Document:Division's Expert Report of Edward S. O'Neal
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Name of Document:Division's Supplemental Submission Opposing Respondents' Motions for Summary Disposition
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Name of Document:Respondent Ruggieri's Reply to Division's Supplemental Submission Opposing Respondents' Motions for Summary Disposition
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Name of Document:Respondent Bolan's Exhibit List
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Name of Document:Application by Non-Party Wells Fargo to Modify Subpoena
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Name of Document:Respondent Bolan's Prehearing Brief
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Name of Document:Division's Prehearing Memorandum
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Name of Document:Respondent Ruggieri's Prehearing Brief
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Name of Document:Joint Findings of Fact and Conclusions of Law
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Name of Document:Respondent Bolan's Disputed Findings of Fact and Conclusions of Law
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Name of Document:Respondent Ruggieri's Post Trial Proposed Findings of Fact and Concluions of Law
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Name of Document:Respondent Ruggieri's Chronology of Events
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Name of Document:Division's Response to Respondent Ruggieri's Constitutional Objection
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Name of Document:Respondent Ruggieri's Reply to Division's Response to His Constitutional Objection
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Name of Document:Joint Stipulation Relating to Trader a Telephone Lines
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Name of Document:Division's Post Hearing Memorandum of Law
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Name of Document:Division's Post-Hearing Proposed Findings of Fact and Conclusions of Law
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Name of Document:Letter of 5/21/15 Trial Exhibit JR-REB-115 On Behalf of Respondent Joseph C. Ruggieri. The Exhibit is a Subject of Trade Data Contained in Trial Exhibit JR-REB-146
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Name of Document:Division's Post Hearing Reply Memorandum of Law
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Name of Document:Respondent Ruggieri's Reply to the Division's Post Hearing Reply Memorandum of Law
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Name of Document:Respondent Ruggieri's Response to Division's Post Hearing Proposed Findings of Fact and Conclusions of Law
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Name of Document:The Division of Enforcement's Petition for Review of Initial Decision
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Name of Document:Respondent Ruggieri's Cross Petition for Review of Initial Decision
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Name of Document:Respondent Joseph C. Ruggieri's Motion for Summary Affirmance
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Name of Document:Division's Opposition to Respondent Ruggieri's Motion for Summary Affirmance
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Name of Document:Respondent's Reply Brief in Further Support of His Motion for Summary Affirmance
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Name of Document:Division's Brief on Review of the Initial Decision
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Name of Document:Respndent's Ruggieri's Brief in Support of his Cross-Petition and in Opposition to the Division's Brief in Support of its Petition for Review
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Name of Document:Letter of 3/9/16 to OS from counsel for Resp Ruggieri correcting a factual error in his Brief in Support of his Cross-Petition & in Opposition to the Division's Brief in Support of its Petition for Review dated 2/11/18
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Name of Document:Division's Opposition and Reply Brief on Review of Initial Decision
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Name of Document:Respondent Ruggeri's Reply Brief in Further Support of his Cross Petition on Review of Initial Decision
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Name of Document:Motion To Vacate the May 28, 2015 Order Due to the Commission's Subsequent
Contradictory Finding That Respondent Bolan Did not Provide a Tip that Led to InsiderTrading By Ruggieri
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Name of Document:The Division of Enforcement's Opposition to Respondent Bolan's Motion to Vacate the Commission's Settlement Order, with Exhibits 1 and 2
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Name of Document:Initial Decision
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Name of Document:Order Instituting Administrative and Cease-Anddesist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
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Name of Document:Order Granting Extension
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Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 as to Gregory T. Bolan, Jr.
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Name of Document:Order Scheduling Hearing and Designating Presiding Judge
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Name of Document:Order Postponing Hearing, Directing an Initial Prehearing Conference, and Extending Time to Answer
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Name of Document:Order Setting Procedural Schedule
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Name of Document:Order
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Name of Document:Notice of Hearing Location
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Name of Document:Order
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Name of Document:Order
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Name of Document:Order On Motions for Summary Disposition
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Name of Document:Notice of Hearing Location and Order On Procedural Matters
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Name of Document:Order
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Name of Document:Order On Motions in Limine and Scheduling
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Name of Document:Stay Order as to Respondent Bolan
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Name of Document:Post-Hearing Order
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Name of Document:Order
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Name of Document:Order On Transcript Corrections
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Name of Document:Order on Trader A Stipulations
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Name of Document:Notice to the Parties
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Name of Document:Motion to the Commission for Extension
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Name of Document:Order On Hearing Exhibits
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Name of Document:Order Dismissing Proceedings
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Name of Document:Order Denying Motion to Vacate Settled Order
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Name of Document:Order Denying Motion for Summary Affirmance, Granting Petitions for Review, and Scheduling Briefs
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