Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

(Release No. 34- 52009; File No. SR-NASD-2005-032)

• Franklin L. Widmann, NASAA President and Chief, New Jersey Bureau of Securities, Washington, District of Columbia, September 13, 2005 (File name: flwidmann5172.pdf)
   
• William F. Galvin, Secretary of the Commonwealth, Massachusetts Securities Division, August 25, 2005 (File name: wfgalvin082505.pdf)
   
• Richard P. Ryder, President, Securities Arbitration Commentator, Inc., August 10, 2005 (File name: rpryder081005.htm)
   
• Ronald C. Long, Senior Vice President, Regulatory Policy and Administration, Wachovia Securities, LLC, August 5, 2005 (File name: rclong080505.pdf)
   
• Rebecca C. Davis, Esq., Member, Tate, Lazarini & Beall, PLC, August 5, 2005 (File name: rcdavis3581.pdf)
   
• Gregory M. Scanlon, Vice President & Associate General Counsel, Charles Schwab & Co., Inc., August 5, 2005 (File name: gscanlon080505.pdf)
   
• Jack M. Marden, Esq., August 5, 2005 (File name: jmmarden080505.htm)
   
• Kevin T. Hoffman, Esq., Lawyer, Greenwich, Connecticut, August 5, 2005 (File name: kthoffman5221.htm)
   
• Richard K. Skora, Hoboken, New Jersey, August 5, 2005 (File name: rskora4644.pdf)
   
• Vernon W. Johnson, III, Jackson & Campbell, P.C., Washington, District of Columbia, August 5, 2005 (File name: srnasd2005032-13.pdf)
   
• Rodney J. Heggy, Esq., Oklahoma City, Oklahoma, August 4, 2005 (File name: rjheggy080405.htm)
   
• Barbara Black, Director, Pace Investor Rights Project, Pace University School of Law, White Plains, New York, August 4, 2005 (File name: bblack6853.pdf)
   
• Raymond W. Henney and Michael P. Hindelang, Honigman Miller Schwartz and Cohn LLP, August 4, 2005 (File name: srnasd2005032-13.pdf)
   
• Richard K. Skora, Hoboken, New Jersey, August 3, 2005 (File name: rkskora080305.pdf)
   
• Barry S. Augenbraun, Senior VP, Raymond James Financial, St. Petersburg, Florida, August 2, 2005 (File name: bsaugenbraun4841.htm)
   
• Edward G. Turan, Securities Industry Association Litigation and Arbitration Committee, August 2, 2005 (File name: egturan7870.pdf)
   
• Les Greenberg, Esquire, Culver City, California, July 31, 2005 (File name: lgreenberg073105.pdf)
   
• Frank M.Campis, July 28, 2005 (File name: srnasd2005032-190.pdf)
   
• Harold L. Kramer, July 28, 2005 (File name: srnasd2005032-114.pdf)
   
• Richard Fairfield, July 28, 2005 (File name: srnasd2005032-133.pdf)
   
• K. Michael Weaver, July 28, 2005 (File name: srnasd2005032-134.pdf)
   
• Jerry Anderson, July 28, 2005 (File name: srnasd2005032-137.pdf)
   
• Vincent J. Cole, July 28, 2005 (File name: srnasd2005032-153.pdf)
   
• P. Darrell McKown, Jr., July 28, 2005 (File name: srnasd2005032-164.pdf)
   
• Stephen G. Sneeringer, Senior Vice President & Counsel, A.G. Edwards & Sons, Inc., July 28, 2005 (File name: sgsneeringer072805.pdf)
   
• Alan S. Carmel, Esquire, President, M & A International, Inc., Stevenson, Maryland, July 25, 2005 (File name: ascarmel8745.pdf)
   
• William M. Rishoi, Esquire, Snyderburn, Rishoi & Swann, July 20, 2005 (File name: wmrishoi072005.pdf)
   
• David Plimpton, Plimpton & Esposito, Cape Elizabeth, Maine, July 19, 2005 (File name: dplimpton071905.pdf)
   
• Rosemary J. Shockman, President, PIABA, July 14, 2005 (File name: rjshockma071405.pdf)
   
• Avery B. Goodman, Attorney at Law, Fort Collins, Colorado, July 14, 2005 (File name: abgoodman1679.htm)
   
• James T. Pearce, Arbitrator NASD - NYSE, Jacksonville, Florida, July 14, 2005 (File name: jtpearce7365.htm)
   
• Les Greenberg, Esquire, Culver City, California, July 14, 2005 (File name: greenberg071405.pdf)
   
• Seth E. Lipner, Deutsch & Lipner, Garden City, New York, July 13, 2005 (File name: selipner071305.htm)
   
• Ronaldo Sevilla, May 26, 2005 (File name: srnasd2005032-71.pdf)
   
• John F. Colgan, Jr., May 22, 2005 (File name: srnasd2005032-49.pdf)
   
• Bertil D. Nordin, May 4, 2005 (File name: srnasd2005032-63.pdf)
   
• Dean Howe, April 30, 2005 (File name: srnasd2005032-64.pdf)
   
• John L. Sheehy, April 26, 2005 (File name: srnasd2005032-62.pdf)
   
• Michael B. Burke, April 18, 2005 (File name: srnasd2005032-18.pdf)
   
• Daniel Richardson, April 16, 2005 (File name: srnasd2005032-16.pdf)
   
• Irene Mack, April 13, 2005 (File name: srnasd2005032-61.pdf)
   
• John E. Shumaker, April 13, 2005 (File name: srnasd2005032-67.pdf)
   
• Timothy & Mary Jo Riordan, April 12, 2005 (File name: srnasd2005032-66.pdf)
   
• Allen D. Schwartz, April 10, 2005 (File name: adschwartz041005.pdf)
   
• Aaron Rubin, April 9, 2005 (File name: srnasd2005032-53.pdf)
   
• James R. Mellberg, April 8, 2005 (File name: srnasd2005032-68.pdf)
   
• Arthur F. Dewsberry, April 6, 2005 (File name: afdewsberry040605.pdf)
   
• Philip J. Farina, April 4, 2005 (File name: srnasd2005032-58.pdf)
   
• Elliot F. Zolin, April 4, 2005 (File name: srnasd2005032-60.pdf)
   
• John E. Fowler, April 3, 2005 (File name: srnasd2005032-59.pdf)
   
• Anna MacDougall, April 1, 2005 (File name: srnasd2005032-55.pdf)
   
• J. Peter Garlock, April 1, 2005 (File name: srnasd2005032-57.pdf)
   
• Daniel O'Connor and Gayle I. O'Connor, March 31, 2005 (File name: srnasd2005032-69.pdf)
   
• Manijeh Mazinani, March 31, 2005 (File name: srnasd2005032-124.pdf)
   
• Lloyd True, March 31, 2005 (File name: srnasd2005032-17.pdf)
   
• G. Nelson Lowe, March 31, 2005 (File name: srnasd2005032-28.pdf)
   
• Michael R. Mithen, March 30, 2005 (File name: srnasd2005032-127.pdf)
   
• Joseph Cerchia, March 30, 2005 (File name: srnasd2005032-128.pdf)
   
• Milton Lopatin, March 30, 2005 (File name: srnasd2005032-130.pdf)
   
• Charles R. Strong, March 29, 2005 (File name: srnasd2005032-32.pdf)
   
• Robert R. Stoolhoff, March 28, 2005 (File name: srnasd2005032-29.pdf)
   
• Donald A. Purcell, March 28, 2005 (File name: srnasd2005032-131.pdf)
   
• Lynn W. Lisella, March 27, 2005 (File name: srnasd2005032-132.pdf)
   
• William D. Adams, March 26, 2005 (File name: srnasd2005032-120.pdf)
   
• David W. Levinson, March 25, 2005 (File name: srnasd2005032-25.pdf)
   
• William Nolele, March 25, 2005 (File name: srnasd2005032-31.pdf)
   
• William R. Penland, March 24, 2005 (File name: srnasd2005032-54.pdf)
   
• Robert L. Mott, March 24, 2005 (File name: srnasd2005032-122.pdf)
   
• Lawrence W. Blickhan, March 24, 2005 (File name: srnasd2005032-125.pdf)
   
• Norman Blonder, March 24, 2005 (File name: srnasd2005032-111.pdf)
   
• Anthony T. Zaffiro, March 23, 2005 (File name: srnasd2005032-82.pdf)
   
• Marie W. Hayes, March 23, 2005 (File name: srnasd2005032-50.pdf)
   
• Hugh Tuck Schulhof, March 22, 2005 (File name: srnasd2005032-46.pdf)
   
• Mark T. Szlaga, March 22, 2005 (File name: srnasd2005032-70.pdf)
   
• Marie W. Hayes, March 22, 2005 (File name: srnasd2005032-65.pdf)
   
• W.R. Bohon, March 22, 2005 (File name: srnasd2005032-76.pdf)
   
• James A. Holcomb, Lucas, Holcomb & Medrea LLP, March 22, 2005 (File name: srnasd2005032-80.pdf)
   
• Lloyd Newton, March 22, 2005 (File name: srnasd2005032-81.pdf)
   
• Jimmie Jackson, March 22, 2005 (File name: srnasd2005032-83.pdf)
   
• James J. Zehendner, March 22, 2005 (File name: srnasd2005032-84.pdf)
   
• Marian L. Day, March 22, 2005 (File name: srnasd2005032-85.pdf)
   
• Clifford E. Purvis, March 22, 2005 (File name: srnasd2005032-90.pdf)
   
• Thomas A. Vivenzio, March 22, 2005 (File name: srnasd2005032-192.pdf)
   
• Nicholas Wassil, March 22, 2005 (File name: srnasd2005032-195.pdf)
   
• Robert E. LaBelle, March 22, 2005 (File name: srnasd2005032-117.pdf)
   
• Sandra Wertheim Sterling, March 22, 2005 (File name: srnasd2005032-121.pdf)
   
• Raymond Tarwid, March 22, 2005 (File name: srnasd2005032-109.pdf)
   
• Marlene Warner, March 22, 2005 (File name: srnasd2005032-110.pdf)
   
• Robert W. Goduti, March 22, 2005 (File name: srnasd2005032-154.pdf)
   
• Aaron Rosenstadt, March 22, 2005 (File name: srnasd2005032-23.pdf)
   
• Natale Falanga, March 22, 2005 (File name: srnasd2005032-26.pdf)
   
• Jules Traighten, March 22, 2005 (File name: srnasd2005032-27.pdf)
   
• Glenn J. Church, Glenn J. Church, Ltd., March 21, 2005 (File name: srnasd2005032-20.pdf)
   
• Terry and Celeste Brown, March 21, 2005 (File name: srnasd2005032-30.pdf)
   
• Emily McCormick, March 21, 2005 (File name: srnasd2005032-73.pdf)
   
• Terry Brown, March 21, 2005 (File name: srnasd2005032-30.pdf)
   
• Hilda Kesten, March 21, 2005 (File name: srnasd2005032-75.pdf)
   
• Nancy E. Dufty, March 21, 2005 (File name: srnasd2005032-89.pdf)
   
• Anthony E. Valkosak, March 21, 2005 (File name: srnasd2005032-107.pdf)
   
• Edwin J. Scharff, March 20, 2005 (File name: srnasd2005032-72.pdf)
   
• Costas Treantas, March 20, 2005 (File name: srnasd2005032-88.pdf)
   
• Perry A. Newcomb, March 19, 2005 (File name: srnasd2005032-79.pdf)
   
• William Shelley, March 19, 2005 (File name: srnasd2005032-112.pdf)
   
• Sidney Fisken, March 18, 2005 (File name: srnasd2005032-41.pdf)
   
• Bronia Bronkesh, March 18, 2005 (File name: srnasd2005032-74.pdf)
   
• Donald Wills, March 18, 2005 (File name: srnasd2005032-78.pdf)
   
• Joanne Clark, March 18, 2005 (File name: srnasd2005032-87.pdf)
   
• Hugh C. Osborn, March 18, 2005 (File name: srnasd2005032-162.pdf)
   
• Charles Ashcraft, March 18, 2005 (File name: srnasd2005032-163.pdf)
   
• Randy S. Poness, March 18, 2005 (File name: srnasd2005032-106.pdf)
   
• Joseph D. Burruano, March 18, 2005 (File name: srnasd2005032-176.pdf)
   
• Cecilia Kreplok, March 18, 2005 (File name: srnasd2005032-22.pdf)
   
• N.A. Hood, March 17, 2005 (File name: srnasd2005032-24.pdf)
   
• Gail A. Funderburk, March 17, 2005 (File name: srnasd2005032-175.pdf)
   
• Patricia C. Vacca, March 17, 2005 (File name: srnasd2005032-171.pdf)
   
• Aland Bayly, March 17, 2005 (File name: srnasd2005032-172.pdf)
   
• Greg McMurray, March 17, 2005 (File name: srnasd2005032-194.pdf)
   
• Edward M. Harvey, March 17, 2005 (File name: srnasd2005032-173.pdf)
   
• Bryce E. Tharp, March 17, 2005 (File name: srnasd2005032-169.pdf)
   
• Lelon E. Lewis, March 17, 2005 (File name: srnasd2005032-174.pdf)
   
• Edward J. Biegler, March 17, 2005 (File name: srnasd2005032-108.pdf)
   
• Ambrosio Quirolgico, March 17, 2005 (File name: srnasd2005032-143.pdf)
   
• Peter S. Gold, March 17, 2005 (File name: srnasd2005032-77.pdf)
   
• Peter Schmidt, March 17, 2005 (File name: srnasd2005032-40.pdf)
   
• Joseph N. Uses, March 17, 2005 (File name: srnasd2005032-43.pdf)
   
• Jack Ellison, March 16, 2005 (File name: srnasd2005032-39.pdf)
   
• James E. Clark, March 16, 2005 (File name: srnasd2005032-86.pdf)
   
• Marcella S. Meek, March 16, 2005 (File name: srnasd2005032-165.pdf)
   
• George C. and Ruth L. Rowe, March 16, 2005 (File name: srnasd2005032-56.pdf)
   
• Joseph D. Boesl, March 16, 2005 (File name: srnasd2005032-179.pdf)
   
• Leon Harris, March 16, 2005 (File name: srnasd2005032-168.pdf)
   
• Dorothy M. Hampson, March 16, 2005 (File name: srnasd2005032-170.pdf)
   
• Sue Balch, March 16, 2005 (File name: srnasd2005032-167.pdf)
   
• Brigid Buchanan, March 16, 2005 (File name: srnasd2005032-135.pdf)
   
• Thelma Rher, March 16, 2005 (File name: srnasd2005032-147.pdf)
   
• Marianna H. Riebeesh, March 16, 2005 (File name: srnasd2005032-47.pdf)
   
• Alyse Gutter, March 16, 2005 (File name: srnasd2005032-148.pdf)
   
• Richard C. Kirby, March 16, 2005 (File name: srnasd2005032-149.pdf)
   
• Mary Lewis Branson, March 16, 2005 (File name: srnasd2005032-151.pdf)
   
• Joseph J. Tkach, March 16, 2005 (File name: srnasd2005032-157.pdf)
   
• Joan D. Teller, March 16, 2005 (File name: srnasd2005032-158.pdf)
   
• William T. Vickers, March 16, 2005 (File name: srnasd2005032-161.pdf)
   
• James A. McKellar Jr., March 15, 2005 (File name: srnasd2005032-10.pdf)
   
• Richard Leonetti, March 15, 2005 (File name: srnasd2005032-11.pdf)
   
• Jeff Stuart, March 15, 2005 (File name: srnasd2005032-160.pdf)
   
• Charles H. Cheever, March 15, 2005 (File name: srnasd2005032-152.pdf)
   
• Harold Weiss, March 15, 2005 (File name: srnasd2005032-105.pdf)
   
• Kenneth E. Vitek, March 15, 2005 (File name: srnasd2005032-138.pdf)
   
• Lester M. Smith, March 15, 2005 (File name: srnasd2005032-139.pdf)
   
• Martin Cohen, March 15, 2005 (File name: srnasd2005032-140.pdf)
   
• Joseph E. Booth, March 15, 2005 (File name: srnasd2005032-141.pdf)
   
• Janet O. Nelson, March 15, 2005 (File name: srnasd2005032-144.pdf)
   
• Robert E. Branch, March 15, 2005 (File name: srnasd2005032-150.pdf)
   
• Richard G. Spaunburgh, March 15, 2005 (File name: srnasd2005032-183.pdf)
   
• Shirley T. Campbell, March 15, 2005 (File name: srnasd2005032-184.pdf)
   
• John R.Powers, March 15, 2005 (File name: srnasd2005032-186.pdf)
   
• Selwyn Kent, March 15, 2005 (File name: srnasd2005032-198.pdf)
   
• William F. Lentz, March 15, 2005 (File name: srnasd2005032-202.pdf)
   
• John Sacksteder, March 15, 2005 (File name: srnasd2005032-34.pdf)
   
• Geoffrey R. Sackett, March 15, 2005 (File name: srnasd2005032-36.pdf)
   
• Helen Garritson, March 15, 2005 (File name: srnasd2005032-42.pdf)
   
• Beatrice Morris, March 15, 2005 (File name: srnasd2005032-44.pdf)
   
• Donald F. Woods, March 15, 2005 (File name: srnasd2005032-45.pdf)
   
• Roy Lawrence, March 15, 2005 (File name: srnasd2005032-21.pdf)
   
• James R. Ross, Diplomate of the American Board of Periodontology, March 14, 2005 (File name: srnasd2005032-19.pdf)
   
• J. Gross, March 14, 2005 (File name: srnasd2005032-33.pdf)
   
• S. Pollack, March 14, 2005 (File name: srnasd2005032-35.pdf)
   
• Linton Erdmann, March 14, 2005 (File name: srnasd2005032-37.pdf)
   
• George E. Beck, March 14, 2005 (File name: srnasd2005032-177.pdf)
   
• Daniel Kensler, March 14, 2005 (File name: srnasd2005032-178.pdf)
   
• Donald Stoltz, March 14, 2005 (File name: srnasd2005032-159.pdf)
   
• Thomas Cerchia, March 14, 2005 (File name: srnasd2005032-136.pdf)
   
• Samuel Ognibene, March 14, 2005 (File name: srnasd2005032-166.pdf)
   
• Axel G. Lohrisch, The Partnering Group, March 14, 2005 (File name: srnasd2005032-145.pdf)
   
• Charles McMillen, March 14, 2005 (File name: srnasd2005032-129.pdf)
   
• William Platt, March 14, 2005 (File name: srnasd2005032-180.pdf)
   
• Richard M. Gulbrandsen, March 14, 2005 (File name: srnasd2005032-181.pdf)
   
• Boris Tarpell, March 14, 2005 (File name: srnasd2005032-185.pdf)
   
• Corinne Galloway, March 14, 2005 (File name: srnasd2005032-188.pdf)
   
• Jack D. Dowdall, March 14, 2005 (File name: srnasd2005032-191.pdf)
   
• Barbara C. Strickland, March 14, 2005 (File name: srnasd2005032-193.pdf)
   
• James F. Froning, March 14, 2005 (File name: srnasd2005032-196.pdf)
   
• Francis Grillot,March 14, 2005 (File name: srnasd2005032-197.pdf)
   
• John G. Black, March 14, 2005 (File name: srnasd2005032-201.pdf)
   
• Lynne T. McCants, March 14, 2005 (File name: srnasd2005032-203.pdf)
   
• Henry S. Tarlian, March 13, 2005 (File name: srnasd2005032-187.pdf)
   
• Richard M. Holt, March 12, 2005 (File name: srnasd2005032-182.pdf)
   
• Jobino Fernandez, March 12, 2005 (File name: srnasd2005032-189.pdf)
   
• George F. Boettcher, Jr.March 12, 2005 (File name: srnasd2005032-199.pdf)
   
• Robert C. Bates, March 12, 2005 (File name: srnasd2005032-200.pdf)
   
• David R. Smith, March 12, 2005 (File name: srnasd2005032-142.pdf)
   
• Phyllis Port, March 12, 2005 (File name: srnasd2005032-155.pdf)
   
• Jack Robins, March 12, 2005 (File name: srnasd2005032-156.pdf)
   
• John A. Lawrence, March 12, 2005 (File name: srnasd2005032-48.pdf)
   
• W.H. Lewis, March 12, 2005 (File name: srnasd2005032-38.pdf)
   
• Barry M. Kaplan, March 12, 2005 (File name: srnasd2005032-119.pdf)
   
• Allan Goodrich, March 11, 2005 (File name: srnasd2005032-118.pdf)
   
• Phyllis P. and Morton Deitz, March 11, 2005 (File name: srnasd2005032-52.pdf)
   

http://www.sec.gov/rules/sro/nasd/nasd2005032.shtml