Administrative Proceeding File No. 3-22605

Respondents

Kaplan, Adam Scott and Daniel Evan Kaplan
Release Date Release Number Other Release Numbers Name of Document
34-105496 Order Granting Motion to Supplement the Record and Extending Briefing Schedule
34-105279 Corrected Order Scheduling Briefs
34-105051 Order Denying Request for a Stay
34-104972 Order Requesting Briefing and Granting Extension of Time
Release Date Release Number Other Release Numbers Name of Document
Application for Review
Notice of Appearance, Arthur D. Felsenfeld, on behalf of Applicant
FINRA’s Unopposed Motion to Extend Time to File the Certified Record
Order Requesting Briefing and Granting Extension of Time
FINRA's Response to Applicants Adam Scott Kaplan's and Daniel Evan Kaplan's Request for a Stay
Applicants Adam Scott Kaplan and Daniel Evan Kaplan's Motion to Supplement the Record Filed by FINRA
Applicants Adam Scott Kaplan and Daniel Evan Kaplan Brief in Support of Motion to Supplement the Record
Corrected Order Scheduling Briefs
FINRA’s Partial Opposition to Applicants Adam Scott Kaplan and Daniel Evan Kaplan's Motion to Supplement the Record
Applicants Adam Scott Kaplan and Daniel Evan Kaplan's Reply ISO Motion to Supplement the Record
Applicants Adam Scott Kaplan and Daniel Evan Kaplan's Unopposed Motion to Extend the Briefing Schedule
Letter to the Commission with Applicants Adam Scott Kaplan and Daniel Evan Kaplan Unopposed Motion to Extend the Briefing Schedule

Documents