Administrative Proceeding File No. 3-21516

Respondents

Mantei, Ricky Alan
Release Date Release Number Other Release Numbers Name of Document
34-101385 Order Granting Motion to Submit Supplemental Briefing
34-99214 Order Granting Extension of Briefing Due Date and Word Limit
34-99032 Order Granting Extension of Briefing Word Limit
34-98134 Order Granting Extension of Time
34-98026 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Ricky Alan Mantei’s Application for Review
Order Scheduling Briefs
Applicant Mantei's Unopposed Motion Re Briefing Schedule
Applicant Mantei's Brief ISO Petition for Review
Applicant Mantei's Motion for Oral Argument
FINRA's Motion for Leave to File Brief in Excess of Length Limitation
FINRA’s Opposition to Application for Review
Applicant Mantei's Reply
FINRA's Opposition to Request for Supplemental Briefing
Letter Dated 8-13-2024 from Applicant Mantei to OS Secretary Re Briefing to Introduce New Authorities ISO His Appeal
Applicant's Letter Dated 8-27-2024 to Secretary Re FINRA's Opposition to Applicant Mantei's Supplemental Brief
Order Granting Motion to Submit Supplemental Briefing
FINRA's Response to Applicant's Mantei Supplemental Brief

Documents