Administrative Proceeding File No. 3-22478

Respondents

Mangan, Jr., John F.
Release Date Release Number Other Release Numbers Name of Document
34-105541 Order Extending Briefing Schedule
34-105460 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Application for Review
FINRA's Reply ISO its Motion to Dismiss Applicant Mangan Application for Review and Stay Briefing
Applicant Mangan's Motion to File a Sur-Reply to FINRA Reply ISO it's Motion to Dismiss and to Stay Briefing
FINRA's Opposition to Applicant Mangan's Motion to File a Sur-Reply
FINRA's Motion to Dismiss the Application for Review and Stay Briefing
Applicant Mangan's Opposition to FINRA's Motion to Dismiss and to Stay Briefing
Applicant Mangan’s Request for a Status Update
Applicant Mangan’s Letter to the Commission
Order Scheduling Briefs
Applicant Mangan and FINRA's Joint Motion for Extension of Briefing Schedule
Order Extending Briefing Schedule
Applicant Mangan’s Brief in Support of his Application for Review of Action Taken by FINRA
FINRA’s Brief in Opposition to Applicant Mangan’s Application for Review
Applicant Mangan’s Reply Brief in Further Support of his Application for Review of Action Taken by FINRA
FINRA's Motion to Strike Counsel's email and Applicant's Letter to the Commission
Applicant Mangan’s Opposition to FINRA’s Motion to Strike A. Kristina Littman’s August 20, 2026, email and Mangan’s August 20, 2026, Letter
FINRA’s Reply in Support of Its Motion to Strike A. Kristina Littman’s August 20, 2026, Email and Mangan’s August 20, 2026, Letter
Applican Manga's Opposition to FINRA's Motion to Strike A. Kristina Littman August 20, email and Applicant Mangan’s August 20, 2026, Letter to the Commission Hard Copy

Documents