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  4. 3-22478

Administrative Proceeding File No. 3-22478

Respondents

Mangan, Jr., John F.
Release Date Release Number Other Release Numbers Name of Document
May 23, 2025 Application for Review
June 20, 2025 FINRA's Reply ISO its Motion to Dismiss Applicant Mangan Application for Review and Stay Briefing
June 25, 2025 Applicant Mangan's Motion to File a Sur-Reply to FINRA Reply ISO it's Motion to Dismiss and to Stay Briefing
June 27, 2025 FINRA's Opposition to Applicant Mangan's Motion to File a Sur-Reply
June 9, 2025 FINRA's Motion to Dismiss the Application for Review and Stay Briefing
June 17, 2025 Applicant Mangan's Opposition to FINRA's Motion to Dismiss and to Stay Briefing

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