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  4. 3-21948

Administrative Proceeding File No. 3-21948

Respondents

Plummer, Mark Allen
Release Date Release Number Other Release Numbers Name of Document
Sept. 5, 2025 34-103882 Order Directing Additional Submissions
Oct. 11, 2024 34-101311 Order to Show Cause
Aug. 16, 2024 34-100741 Order Regarding Service
May 22, 2024 34-100207 Order Instituting Administrative Proceeding Pursuant to Section 15(b) of the Securities and Exchange Act of 1934, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
May 22, 2024 Order Instituting Administrative Proceeding Pursuant to Section 15(b) of the Securities and Exchange Act of 1934, and Notice of Hearing
Aug. 16, 2024 Order Regarding Service
Oct. 11, 2024 Order to Show Cause
Nov. 21, 2024 Division of Enforcement's Motion for Entry of Default and Remedial Sanctions
Sept. 5, 2025 Order Directing Additional Submissions
Oct. 1, 2025 Division of Enforcement’s Motion to Stay
Nov. 14, 2025 Division of Enforcement's Supp Materials ISO Default Judgment

Documents

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