Administrative Proceeding File No. 3-21966

Respondents

Fierro, John D.


Release Date	Release Number	Other Release Numbers	Name of Document
June 14, 2024	34-100339		Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 25, 2024			Joint Notice of Prehearing Conference
Dec. 19, 2024			Division of Enforcement's Motion for Summary Disposition
Dec. 23, 2024			Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition
Dec. 23, 2024			Respondent's Amended Opposition to Division of Enforcement's Motion for Summary Disposition
Jan. 6, 2025			Division of Enforcement's Reply to Respondent's Opposition to the Division of Enforcement's Motion for Summary Disposition