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  4. 3-21239

Administrative Proceeding File No. 3-21239

Respondents

Chen, Andy Chin Fong, CPA
Release Date Release Number Other Release Numbers Name of Document
March 7, 2023 33-11164
  • 34-97061
  • AAER-4387
Order Scheduling Briefs and Amending Caption
Jan. 19, 2023 33-11148
  • 34-96710
  • AAER-4371
Order Denying Petition to Lift Temporary Suspension and Directing Hearing
Nov. 10, 2022 33-11133
  • 34-96299
  • AAER-4364
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Dec. 20, 2022 Respondent's Petition to Lift Temporary Suspension
Nov. 10, 2022 Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
March 7, 2023 Order Scheduling Briefs and Amending Caption
Jan. 19, 2023 Order Denying Petition to Lift Temporary Suspension and Directing Hearing
May 1, 2023 Division of Enforcement’s Response to Motion for Dismissal
May 9, 2023 Respondent Andy Chin Fong Chen’s Brief Re Steadman Factors and Remedy
April 3, 2023 Division of Enforcement’s Motion for Summary Disposition
March 29, 2023 Respondent Andy Chin Fong Chen’s Motion for Dismissal

Documents

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