Closed Litigated Administrative Proceedings
View the Open Litigated Administrative Proceedings page
| File Number | Respondents |
|---|---|
| 3-06673-rtv | Levine, Dennis B. |
| 3-12116 | Millennium Partners, L.P. Millennium Management, L.L.C. Millennium International Management, L.L.C. Englander, Israel Feeney, Terence Stone, Fred Pillai, Kovan |
| 3-12400 | Prudential Equity Group, LLC f/k/a Prudential Securities Inc. |
| 3-12893-rtv | Srebnik, Andrew A. |
| 3-13099 | Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz |
| 3-13109 | Lexington Resources, Inc. Atkins, Grant Pierce, Gordon Brent |
| 3-13344-rtv | Gray, Gregory W. |
| 3-13678 | Saad, John M.E. |
| 3-13927 | Pierce, Gordon Brent Newport Capital Corp. Jenirob Company Ltd. |
| 3-13974-rtv | Blount, William B. |
| 3-14069 | Gautney, Timothy M. Bellia, Robert A., Jr. Blum, Erik S. |
| 3-14081 | Flannery, John P. Hopkins, James D. |
| 3-14104 | Sharemaster |
| 3-14175 | Houston, Kent M. |
| 3-14194 | Pelosi, Michael R. |
| 3-14205 | Clean Energy and Power, Inc. |
| 3-14207 | Tamman, David M., Esq. |
| 3-14304-rtv | Lyniuk, Roman |
| 3-14355 | Koch, Donald L. Koch Asset Management LLC |
| 3-14392 | Saf T Lok, Inc. Salesrepcentral.com, Inc. Sames Corp. Scientific Radio Systems, Inc. Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.) SDC International, Inc. Seneca Acquisition Corp. |
| 3-14404-rtv | Belsen Getty, LLC; Deru, Terry M.; and Limpert, Andrew W. |
| 3-14407-rtv | Feinblum, Larry |
| 3-14434 | Ramsey, Alvin C. |
| 3-14458 | Jenkins, Leila C. |
| 3-14484-rtv | Yokuty, Jeffrey |
| 3-14489 | Derand Real Estate Investment Trust DeRose Industries, Inc. Direct Connect International, Inc. Directcom, Inc. (n/k/a Directcom Marketing, Inc.) Diversified Historic Investors II Diversified Historic Investors III Domestic Fundings, Inc. |
| 3-14536 | Montford and Company, Inc. d/b/a Montford Associates Montford, Ernest V., Sr. |
| 3-14587 | Ablest Inc. Absolute Potential, Inc. (f/k/a Absolute Waste Services Inc.) Alpha Petroleum Exploration Corp. AMCV Capital Trust I American Health Inc. Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.) The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.) |
| 3-14597-rtv | Goldfarb, Jason C. |
| 3-14629 | Free, Paul, CPA |
| 3-14630 | Gallagher, Daniel J. |
| 3-14676-rtv | Wanger, Eric David |
| 3-14680 | Calhoun Asset Management, LLC and Ward, Krista Lynn, a/k/a Krista Lynn Karnezis |
| 3-14684 | Fields, Anthony, CPA d/b/a Anthony Fields & Associates and d/b/a Platinum Securities Brokers |
| 3-14700 | Bartko, Gregory, Esq. |
| 3-14807-rtv | Kimelman, Michael A. |
| 3-14810 | Plunkett, John J. |
| 3-14848 | optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. |
| 3-14862 | Ferrer, Miguel A. Ortiz, Carlos J. |
| 3-14872 | BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited |
| 3-14880 | Jantzen, John |
| 3-14944 | Campbell, Brian M. |
| 3-14971 | Falcon Oil & Gas Co., Inc. First Dearborn Income Properties, LP Franklin American Corp. Future Healthcare, Inc. Gandalf Technologies, Inc. GEO International Corp. GEOAlert, Inc. GiraSolar, Inc. |
| 3-14981 | Mandell, Ross |
| 3-14999 | Aguilera, Angelica |
| 3-15002 | Comeaux, Jay T. |
| 3-15003 | Bogar, Daniel Young, Bernerd E. Green, Jason T. |
| 3-15005 | China Sky One Medical, Inc. |
| 3-15006 | Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. |
| 3-15012 | Hatfield, S.W., CPA Hatfield, Scott W., CPA |