Administrative Proceeding File No. 3-22613

Respondents

Sterz, Brian Michael
Release Date Release Number Other Release Numbers Name of Document
34-106019 Order Scheduling Briefs
34-105787 Order Denying Motion to Dismiss and Setting Deadline for Filing Certified Record
34-105148 Order Extending Filing of Certified Record
Release Date Release Number Other Release Numbers Name of Document
Application for Review
FINRA’s Motion to Dismiss the Application for Review and to Stay the Requirement to File the Certified Record and Issuance of a Briefing Schedule
Applicant Brian Michael Sterz's Opposition to FINRA’s Motion to Dismiss Application for Review and to Stay the Certified Record
Applicant Brian Michael Sterz's Motion for Extension of Time to File Opposition to FINRA’s Motion to Dismiss
Order Extending Filing of Certified Record
FINRA’s Response to Applicant Brian Michael Sterz Notice
Notice of FINRA’s Denial of Applicant Brian Michael Sterz Request for Reconsideration
Applicant Brian Michael Sterz' Response to FINRA’s Notice of Denial of Applicant’s Request for Reconsideration
Order Scheduling Briefs
Applicant Brian Michael Sterz' Notice of FINRA’s Consent Request Proposed Stipulated Stay of Proceedings and Transmittal of Correspondence
Applicant Brian Sterz's Motion to Accept Brief in Support out of Time
Applicant Brian Sterz' Brief in Support of Application for Review

Documents