Administrative Proceeding File No. 3-20795

Respondents

Allen, Laurence G.
Release Date Release Number Other Release Numbers Name of Document
34-94909
  • IA-6022
 Order Scheduling Briefs
34-94411
  • IA-5977
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to Order Instituting Proceedings
Respondent's Motion for Summary Disposition
Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Opposition to Respondent's Motion for Summary Disposition
Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition with Exhibits A through S
Division of Enforcement's Notice of New Authority ISO the Division's Reply to Respondent's Opposition to the Division's Motion for Summary Disposition
Respondent's Response to Division's Notice of New Authority
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Scheduling Briefs

Documents