Administrative Proceeding File No. 3-22626

Respondents

Kolta, Mark Sam


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 5, 2026	34-106592		Order Denying Finra’s Motion to Dismiss Proceeding; Accepting Applicant’s Brief in Support of Application for Review; And Extending Briefing Schedule
May 15, 2026	34-105498		Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
April 13, 2026			Application for Review
May 15, 2026			Order Scheduling Briefs
July 9, 2026			FINRA's Motion to Dismiss this Proceeding as Abandoned and Stay the Briefing Schedule.
July 9, 2026			FINRA’s Amended Motion to Dismiss this Proceeding as Abandoned and Stay the Briefing Schedule
July 9, 2026			Applicant Mark Kolta's Appeal to the Commission
July 16, 2026			Applicant Mark Kolta’s Opposition to FINRA’s Motion to Dismiss this Proceeding as Abandoned and Stay the Briefing Schedule
July 16, 2026			Applicant Mark Kolta’s Appeal to the Commission
July 21, 2026			FINRA’s Reply to Applicant Mark Kolta’s Opposition to FINRA’s Motion to Dismiss this Proceeding as Abandoned and Stay the Briefing Schedule