Administrative Proceeding File No. 3-22285

Respondents

Spartan Capital Securities, LLC, John D. Lowry, Kim M. Monchik
Release Date Release Number Other Release Numbers Name of Document
34-103725 Order Granting Extension of Time
34-101917 Extension Order
34-101840 Order Scheduling Briefs
34-101661 Extension Order
Release Date Release Number Other Release Numbers Name of Document
Application for Review
FINRA's Motion for an Extension of Time to File the Certified Record
Extension Order
Order Scheduling Briefs
Respondents' Unopposed Motion for Two Week Extension of Time
Extension Order
Respondents' Opening Brief ISO Application for Review
FINRA's Brief in Opposition to Application for Review
Respondents' Reply Brief ISO Application for Review
Respondents Spartan's and Lowry's and Monchik's Motion for Leave to Adduce Additional Evidence
FINRA’s Motion for an Extension of Time to File Its Opposition to Applicant’s Motion
FINRA’s Opposition to Respondents Spartan and Lowry and Monchik Motion for Leave to Adduce Additional Evidence
Respondents Spartan Capital Securities, LLC, John D. Lowry and Kim M. Monchik Reply to FINRA’s Opposition to Motion for Leave to Adduce Additional Evidence

Documents