Administrative Proceeding File No. 3-21933

Respondents

NYPPEX, LLC, Laurence Allen, and Michael Schunk
Release Date Release Number Other Release Numbers Name of Document
34-103071 Order Extending Time to Issue Decision
34-100441 Order Granting Extension of Time
34-100230 Order Scheduling Briefs
34-100177 Order Denying Request for a Stay
Release Date Release Number Other Release Numbers Name of Document
Application for Review
Order Scheduling Briefs
Applicant NYPPEX, LLC's and Allen's Motion for Extension of Briefing Schedule
Applicants NYPPEX, LLC's and Allen's Amended Application for Review and Appeal of FINRA Rulings and Findings
FINRA's Opposition to Motion for Oral Argument
Respondents NYPPEX, LLC's and Allen's Motion for Oral Argument
Respondents NYPPEX, LLC's and Allen's Motion to Supplement Record
Respondent's NYPPEX, LLC and Laurence Allen Opening Brief
FINRA's Opposition to Motion to Supplement the Record
Respondents NYPPEX, LLC's and Allen's Combined Reply Brief ISO Motion to Supplement the Record and Motion for Oral Argument
FINRA's Brief in Opposition to the Application for Review
Applicant's NYPPEX, LLC and Laurence Allen Reply Brief
Order Extending Time to Issue Decision

Documents