Administrative Proceeding File No. 3-15815

Respondents

L&L Energy, Inc. and Dickson Lee, CPA
Release Date Release Number Other Release Numbers Name of Document
33-11432
  • 34-105966
  • AAER-4597
 Order Granting Extension of Time
33-10065
  • 34-77614
 Finality Order
ID-962 Initial Decision On Default
AP-3354 Order Directing Supplemental Briefing
33-9799
  • 34-75088
  • AAER-3659
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice
AP-2636 Order Following Prehearing Conference
AP-2599 Order Lifting Stay
AP-2360 Order Continuing Stay
AP-2064 Order Continuing Stay
AP-1699 Order Continuing Stay
AP-1360 Order Staying Proceeding
AP-1349 Order Scheduling Hearing and Designating Presiding Judge
33-9565
  • 34-71823
  • AAER-3545
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Letter of 2/26/15 to ALJ from Katheryn K. Fierson, Asst Us Atty Re Status Report and Requests That a Stay Remain in Effect
Division of Enforcement's Brief ISO Motion for Default and Sanctions Against L&L Energy, Inc.
Division of Enforcement's Supplemental Brief in Support of Motion for Default and Sanctions Against L&L Energy, Inc.
Initial Decision On Default
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice
Order Scheduling Hearing and Designating Presiding Judge
Order Staying Proceeding
Order Continuing Stay
Order Continuing Stay
Order Continuing Stay
Order Lifting Stay
Order Following Prehearing Conference
Order Directing Supplemental Briefing
Motion for Extension of Time to Respond to Applicant's Application to Vacate Officer and Director Bar
Application of Theodore V. Lee
U.S. Attorney's Memorandum of Law ISO Motion To Stay
U.S. Attorney's Application to Intervene and Motion to Stay
Letter of 11-25-14 to CLJ Murray from Annette L. Hayes and Katheryn Frierson Requesting Continuation of Stay of Proceeding
Letter dated 8-8-14 to CALJ Murray from Katheryn Frierson, USDOJ, re Status Report Pursuant to Order Staying Proceedings
Division's Motion to Toll the Time to Produce Its Investigative File During the Pendency of the Motion to Stay APs
Letter of 4-27-15 to ALJ from U.S.DOJ re a Status Report of Case
Declaration of Brad Mroski
Transcript of 5-5-15 Telephonic Prehearing Conference; pp. 1-11
Division of Enforcement's Motion for Default and Sanctions Against L&L Energy, Inc
Declaration of Cheryl L. Crumpton to Assist Secretary With Record of Service on L&L, Inc
Declaration of Ricky Sachar

Documents