Administrative Proceeding File No. 3-21280

Respondents

Davis, DaRayl D.
Release Date Release Number Other Release Numbers Name of Document
34-100049
  • IA-6598
 Order Extending Time to File Reply Brief
34-99791
  • IA-6577
 Order Extending Time to File Opposition and Reply Briefs
34-99245
  • IA-6516
 Order Scheduling Briefs
34-98998 Order Granting an Extension of Time
34-98883
  • IA-6479
 Order Discharging Order to Show Cause and Directing Prehearing Conference
34-98720
  • IA-6459
 Order to Show Cause
34-96712
  • IA-6220
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Respondent Davis Response to Show Cause Order
Division of Enforcement’s Motion for Extension
Joint Statement Re Prehearing Conference
Order Scheduling Briefs
Division of Enforcement’s Motion for Summary Disposition
Division of Enforcement's Status Report
Respondent Davis Motion for Extension of Time
Respondent Davis Motion for Extension of Time
Order Extending Time to File Reply Brief
Respondent Davis Brief in Opposition to Division of Enforcement Motion for Summary Disposition
Division of Enforcement's Reply Mem. of Law ISO Motion for Summary Disposition

Documents