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Name of Document:Application for an Order Setting Aside Rule Changes of NYSE Arca, Inc.
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Release Date:
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Release Number:
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Name of Document:NYSE Arca, Inc.'s Response to the Commission's Order Regarding Preliminary Matters
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Release Date:
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Release Number:
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Name of Document:SIFMA's Brief in Response to Order Regarding Procedures to Be Adopted in Proceedings
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Release Date:
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Release Number:
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Name of Document:SIFMA's Reply Brief Regarding Procedures to Be Adopted in Proceedings
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Release Date:
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Release Number:
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Name of Document:NYSE Arca, Inc.'s Reply Brief to SIFMA's Response to Order Regarding Procedures to Be Adopted in Proceedings
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Release Date:
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Release Number:
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Name of Document:SIFMA's Brief in Support Regarding Satisfaction of Jurisdictional Requirements
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Release Date:
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Release Number:
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Name of Document:NYSE Arca, Inc.'s Opposition to SIFMA's Brief Regarding Satisfaction of Jurisdictional Requirement
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Release Date:
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Release Number:
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Name of Document:The Nasdaq Stock Market LLC's Brief in Response to SIFMA's Opening Brief Regarding Satisfaction of Jurisdictional Requirements
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Release Date:
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Name of Document:NASDAQ Stock Market LLC's Brief in Opposition to SIFMA's Motion to Consolidate Related Challenges Into Proceeding Before CALJ Murray
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Release Date:
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Release Number:
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Name of Document:SIFMA's Reply Brief in Support of Its Motion to Consolidate Related Challenges Into Proceeding Before CALJ Murray
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Name of Document:Joint Motion to Extend Hearing and Prehearing Schedules
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Release Date:
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Name of Document:Applicant's Request for Issuance of Subpoenas
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Release Date:
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Name of Document:Amended Applicant (SIFMA's) Request for Issuance of Subpoenas
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Release Date:
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Name of Document:SIFMA's Notice of Request for Modification of 12/19/14 Order to Conform with Prehearing Conference Record
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Release Date:
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Name of Document:NASDAQ Stock Market LLC's Brief in Opposition to SIFMA's Amended Request for Issuance of Subpoenas Pursuant to Rule 232 of the Commission's Rules of Practice
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Name of Document:Letter of 12/24/14 to CALJ Murray from NASDAQ Stock Market LLC and NYSE Arca, Inc. Regarding the CALJ's Order Issued 12/19/14 Stating the Order Does Not Fully Capture Oral Rulings from the 12/18/14 Prehearing Conference
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Name of Document:SIFMA's Notice of Supplemental Authority
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Release Date:
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Name of Document:SIFMA's Opposition to NASDAQ Stock Market LLC and NYSE Arca, Inc.'s Request for Modification of 12/19/14 Discovery Order
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Release Date:
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Name of Document:NYSE Arca Inc.'s Opposition to the Amended Request for Issuance of Subpoenas Filed by SIFMA
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Release Date:
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Name of Document:Consent Motion to Extend Prehearing Schedule
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Release Date:
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Release Number:
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Name of Document:SIFMA's Application to Quash or, in the Alternative, to Modify Subpoena Duces Tecum
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Release Date:
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Release Number:
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Name of Document:NASDAQ Stock Market LLC and Nyse Arca, Inc.'s Brief in Opposition to SIFMA's Application to Quash or, in the Alternative, to Modify Subpoena Duces Tecum
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Name of Document:Consent Motion to Extend Prehearing Schedule
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Release Date:
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Name of Document:NYSE Arca, Inc. and NASDAQ Stock Market LLC Request for Issuance of Subpoena
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Release Date:
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Name of Document:NYSE Arca, Inc. and NASDAQ Stock Market LLC's Motion for Order Finding That SIFMA Waived Privilege and Compelling Production of Documents Withheld as Privileged
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Release Date:
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Name of Document:SIFMA's Opposition to the Exchanges' Motion for an Order Finding Waiver of Privilege and Compelling Production of Privileged Documents
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Release Date:
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Release Number:
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Name of Document:SIFMA's Opposition to the Exchanges' Motion for an Order Finding Waiver of Privilege and Compelling Production of Privileged Documents
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Release Date:
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Release Number:
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Name of Document:NASDAQ Stock Market LLC's Prehearing Brief
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Release Date:
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Release Number:
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Name of Document:SIFMA's Prehearing Brief
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Release Date:
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Name of Document:NYSE Arca, Inc.'s Prehearing Brief
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Release Date:
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Release Number:
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Name of Document:NYSE Arca, Inc. and the NASDAQ Stock Market LLC's Response to SIFMA's Privilege Log
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Release Date:
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Release Number:
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Name of Document:SIFMA's Reply to the Exchanges' Response to Privilege Log
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Release Date:
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Release Number:
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Name of Document:SIFMA's Opposition to NYSE Arca's Motion for Adverse Inference
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Release Date:
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Release Number:
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Name of Document:SIFMA's Motion for Leave to File a Surreply to NYSE Arca, Inc.'s Motion for Adverse Inference
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Release Date:
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Name of Document:Post-Hearing Brief of the NASDAQ Stock Market LLC
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Release Date:
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Name of Document:Reply of NYSE Arca, Inc. in Support of Motion for Sanctions for Discovery Misconduct
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Release Date:
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Name of Document:Post-Hearing Brief of NYSE Arca, Inc.
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Release Date:
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Release Number:
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Name of Document:SIFMA's Post Hearing Brief
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Release Date:
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Release Number:
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Name of Document:NYSE ARCA, Inc.'s Post-Hearing Reply Brief
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Release Date:
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Name of Document:NASDAQ Stock Market LLC's Post Hearing Reply Brief
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Release Date:
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Release Number:
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Name of Document:SIFMA's Notice of Supplemental Authority
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Release Date:
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Release Number:
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Name of Document:Response of NYSE Arca, Inc. and the NASDAQ Stock Market LLC To
SIMFA Notice of Supplemental Authority
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Release Date:
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Release Number:
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Name of Document:SIFMA's Brief in Support of Petition for Review
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Release Date:
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Name of Document:The Nasdaq Stock Market LLC's Response Brief
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Release Date:
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Name of Document:The Nasdaq Stock Market LLC and NYSE Arca, lnc.'s Memorandum of Points and Authorities in Support of Motion for Oral Argument
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Release Date:
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Name of Document:The Nasdaq Stock Market LLC and NYSE Arca, lnc.'s Motion for Oral Argument
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Name of Document:SIFMA's Reply Brief
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Release Date:
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Name of Document:Joint Submission by SIFMA, NYSE Arca, Inc. and the Nasdaq Stock Market LLC
Regarding Pending Administrative Proceedings, 33-10440
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Release Date:
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Name of Document:Joint Submission by SIFM Association, NYSE Arca, Inc., and the NASDAQ Stock
Market LLC regarding "Order regarding the SEC's Order on Pending Administrative
Proceedings"
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Name of Document:SIFMA's Petition for Review of the Initial Decision
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Release Date:
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Name of Document:Joint Submission by SIFMA, NYSE Arca, Inc., and the NASDAQ Stock Market LLC
Regarding "Supplemental Briefing Order", (Release No. 82696 February 12, 2018)
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Name of Document:SIFMA's Submission in Response to Commission Briefing Order
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Release Date:
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Name of Document:Joint Submission by NYSE ARCA, Inc. and the NASDAQ Stock Market LLC
Regarding the U.S. SEC's July 19, 2018 Order (Release No. 83671, July 19, 2018)
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Release Date:
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Name of Document:Renewed Motion for Oral Argument of the NASDAQ Stock Market LLC and NYSE
Arca, lnc.
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Release Date:
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Release Number:
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Name of Document:Motion for Expedited Reconsideration by new York Stock Exchange LLC, NYSE
ARCA, Inc., NYSE American LLC, and NYSE National, Inc. and Brief in Support
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Release Date:
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Name of Document:NYSE Exchanges' Motion for Stay, Brief in Support, and Declaration of Clare
Saperstain in Support
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Release Date:
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Name of Document:Initial Decision (Public)
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Release Date:
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Name of Document:Application for an Order Setting Aside Rule Changes of Nyse Area, Inc.
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Release Date:
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Name of Document:Opinion of the Commission
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Release Date:
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Name of Document:Order Designating Presiding Judge and Scheduling Prehearing Conference
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Release Date:
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Name of Document:Order Following Prehearing Conference
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Release Date:
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Name of Document:Order Granting Motion for Protective Order
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Release Date:
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Name of Document:Order On the Issues of Jurisdiction and Scheduling
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Release Date:
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Name of Document:Order On Joint Motion to Extend Hearing and Prehearing Schedules
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Release Date:
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Name of Document:Order for Prehearing Conference On Subpoenas
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Release Date:
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Release Number:
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Name of Document:Order Following Prehearing Conference and Order for Another Prehearing Conference On Subpoenas
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Release Date:
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Name of Document:Order Following Third Prehearing Conference
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Release Date:
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Name of Document:Notice On Issuance of Modified Subpoenas
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Release Date:
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Name of Document:Order On Consent Motion to Extend Prehearing Schedule
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Release Date:
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Name of Document:Order On Motion to Quash
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Release Date:
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Name of Document:Order On Protective Order
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Release Date:
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Release Number:
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Name of Document:Order On Consent Motion to Extend Prehearing Schedule
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Release Date:
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Name of Document:Order On Prehearing Conference Request
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Release Date:
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Name of Document:Order On Timeliness of Filing
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Name of Document:Order After Prehearing Conference
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Release Date:
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Name of Document:Order On Privilege Log
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Release Date:
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Name of Document:Order On Consent Motion Regarding Exhibits Deemed in Evidence
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Name of Document:Order On Sealed Initial Decision
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Name of Document:Order On Motions for Redactions and Manifest Errors of Fact
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Name of Document:Order Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings
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Release Date:
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Name of Document:Order Ratifying Prior Actions
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Name of Document:Order Establishing Procedures and Referring Applications for Review to Administrative Law Judge for Additional Proceedings
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Name of Document:Order Denying Consolidation Motions
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Release Date:
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Name of Document:Order Granting Petition for Review and Scheduling Briefs
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Release Date:
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Name of Document:Order Granting Extension of Time and to Exceed Length Limitation for Reply Brief
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Name of Document:Supplemental Briefing Order
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Release Date:
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Name of Document:Order
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Name of Document:Order Dismissing Proceedings
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