Administrative Proceedings

The list below provides links to opinions and orders concerning both litigated and settled administrative proceedings instituted by the Commission.

The links below direct you to the docket pages for adjudicatory proceedings – meaning administrative proceedings adjudicated by the Commission including by its consideration of initial decisions of ALJ and appeals from SRO or PCAOB action – as well as to docket pages for respondents’ requests to vacate bars under Koch v. SEC or Bartko v. SEC. The docket pages contain the Commission opinions and orders as well as significant pleadings for such matters.

Date	Respondents
Date: Feb. 14, 2022	Respondents: BlockFi Lending LLC Release No. 33-11029, IC-34503 File Number: 3-20758
Date: Feb. 14, 2022	Respondents: Sonant Systems, Inc. Release No. 34-94239 File Number: 3-20759
Date: Feb. 14, 2022	Respondents: Symphony Acquisition Corp. Release No. 34-94240 File Number: 3-20760
Date: Feb. 14, 2022	Respondents: CMS Asset Holdings, Inc. Release No. 34-94243 File Number: 3-20761
Date: Feb. 14, 2022	Respondents: CurAegis Technologies, Inc. Release No. 34-94244 File Number: 3-20762
Date: Feb. 11, 2022	Respondents: Talware Networx Inc. Release No. 34-94227 File Number: 3-20752
Date: Feb. 11, 2022	Respondents: Validian Corp. Release No. 34-94228 File Number: 3-20753
Date: Feb. 11, 2022	Respondents: Artemis Acquisition Corp. Release No. 34-94229 File Number: 3-20754
Date: Feb. 11, 2022	Respondents: Bioscience Neutraceuticals, Inc. Release No. 34-94230 File Number: 3-20755
Date: Feb. 11, 2022	Respondents: Capital Access Point III, Inc. Release No. 34-94235 File Number: 3-20756
Date: Feb. 11, 2022	Respondents: CareClix Holdings Inc. (f/k/a Solei Systems Inc.) Release No. 34-94236 File Number: 3-20757
Date: Feb. 10, 2022	Respondents: DBUB Group, Inc. Release No. 34-94213 File Number: 3-20745
Date: Feb. 10, 2022	Respondents: Double Down Holdings, Inc. Release No. 34-94214 File Number: 3-20746
Date: Feb. 10, 2022	Respondents: Omphalos, Corp. Release No. 34-94215 File Number: 3-20747
Date: Feb. 10, 2022	Respondents: ParagonCoin, Limited Release No. 34-94216 File Number: 3-20748
Date: Feb. 10, 2022	Respondents: Parallax Health Sciences, Inc. Release No. 34-94220 File Number: 3-20749
Date: Feb. 10, 2022	Respondents: BlueCrest Capital Management Limited Release No. 34-94221 File Number: 3-20162
Date: Feb. 10, 2022	Respondents: Wahed Invest LLC Release No. IA-5959 File Number: 3-20750
Date: Feb. 10, 2022	Respondents: ZYQC Group Holding Limited Release No. 34-94225 File Number: 3-20751
Date: Feb. 9, 2022	Respondents: Price Net U.S.A., Inc. Release No. 34-94198 File Number: 3-20741
Date: Feb. 9, 2022	Respondents: Michael M. Krill, Esq. Release No. 34-94199 File Number: 3-20740
Date: Feb. 9, 2022	Respondents: Qwick Media Inc. Release No. 34-94200 File Number: 3-20742
Date: Feb. 9, 2022	Respondents: Zenosense, Inc. Release No. 34-94209 File Number: 3-20743
Date: Feb. 9, 2022	Respondents: ZhongTai Biotechnology Pharmaceutical Group Co., Ltd. Release No. 34-94210 File Number: 3-20744
Date: Feb. 8, 2022	Respondents: EnXnet, Inc. Release No. 34-94182 File Number: 3-20733
Date: Feb. 8, 2022	Respondents: Global Seed Corp. Release No. 34-94183 File Number: 3-20734
Date: Feb. 8, 2022	Respondents: George S. Blankenbaker Release No. IA-5954 File Number: 3-20735
Date: Feb. 8, 2022	Respondents: Michael Oswald Williams Release No. 34-94191 File Number: 3-20736
Date: Feb. 8, 2022	Respondents: Liberated Syndication Inc. Release No. 34-94193 File Number: 3-20737
Date: Feb. 8, 2022	Respondents: Nearctic Nickel Mines, Inc. Release No. 34-94194 File Number: 3-20738
Date: Feb. 8, 2022	Respondents: Kristian Sierp Release No. 34-94195 File Number: 3-20739
Date: Feb. 7, 2022	Respondents: Spar Street Release No. 34-94169 File Number: 3-20615
Date: Feb. 7, 2022	Respondents: Super Micro Computer, Inc. Release No. 34-94170 See Also: Amended Distribution Plan File Number: 3-19927
Date: Feb. 7, 2022	Respondents: Gordon Biersch Brewery Restaurant Group, Inc. Release No. 34-94171 File Number: 3-20730
Date: Feb. 7, 2022	Respondents: Seyed Taher Kameli, Esq. Release No. 34-94172 File Number: 3-20732
Date: Feb. 7, 2022	Respondents: Inventergy Global, Inc. Release No. 34-94173 File Number: 3-20731
Date: Feb. 3, 2022	Respondents: Giggles N' Hugs, Inc. Release No. 34-94146 File Number: 3-20479
Date: Jan. 31, 2022	Respondents: Van Zandt, Robert H. Release No. 34-94102, IA-5951 File Number: 3-20726
Date: Jan. 31, 2022	Respondents: Robinhood Financial, LLC Release No. 34-94106 File Number: 3-20171
Date: Jan. 31, 2022	Respondents: GTV Media Group, Inc., Saraca Media Group, Inc. and Voice of Guo Media, Inc. Release No. 34-94107 See Also: Proposed Distribution Plan Comments Due: 30 days from date of this Notice Comments received are available: https://www.sec.gov/comments/3-20537/3-20537.htm Submit Comments on: 3-20537 File Number: 3-20537
Date: Jan. 31, 2022	Respondents: Nathaniel Brown Release No. 34-94108, AAER-4280 File Number: 3-20727
Date: Jan. 31, 2022	Respondents: Blue State Corp. Release No. 34-94112 File Number: 3-20728
Date: Jan. 31, 2022	Respondents: BlueNRGY Group Ltd. Release No. 34-94113 File Number: 3-20729
Date: Jan. 28, 2022	Respondents: Petrolia Energy Corporation Release No. 34-94098 File Number: 3-20724
Date: Jan. 28, 2022	Respondents: Wolf, Jennifer F., CPA Release No. 34-94099, AAER-4279 File Number: 3-18769
Date: Jan. 28, 2022	Respondents: Sector 5, Inc. Release No. 34-94100 File Number: 3-20725
Date: Jan. 27, 2022	Respondents: IOTA Communications, Inc. Release No. 34-94077 File Number: 3-20718
Date: Jan. 27, 2022	Respondents: Oranco, Inc. Release No. 34-94078 File Number: 3-20719
Date: Jan. 27, 2022	Respondents: Star Buffet Inc. Release No. 34-94081 File Number: 3-20720
Date: Jan. 27, 2022	Respondents: XT Energy Group, Inc. Release No. 34-94084 File Number: 3-20721
Date: Jan. 27, 2022	Respondents: Two Rivers Water & Farming Company Release No. 34-94085 File Number: 3-20722
Date: Jan. 27, 2022	Respondents: West Coast Ventures Group Corp. Release No. 34-94090 File Number: 3-20723
Date: Jan. 26, 2022	Respondents: KinerjaPay Corp. Release No. 34-94063 File Number: 3-20717
Date: Jan. 25, 2022	Respondents: Emmanuel Kouyoumdjian a/k/a "Manny K" Release No. 34-94049 File Number: 3-20055
Date: Jan. 25, 2022	Respondents: Avteam, Inc. Release No. 34-94051 File Number: 3-20711
Date: Jan. 25, 2022	Respondents: Celexus Inc. Fka Telupay International, Inc. Release No. 34-94056 File Number: 3-20712
Date: Jan. 25, 2022	Respondents: Heidi Mao Release No. 34-94057 File Number: 3-20713
Date: Jan. 25, 2022	Respondents: Apawthecary Pets USA Release No. 34-94058 File Number: 3-20715
Date: Jan. 25, 2022	Respondents: Bare Metal Standard, Inc. (a/k/a AS Capital, Inc.) Release No. 34-94060 File Number: 3-20716
Date: Jan. 24, 2022	Respondents: Fortem Resources Inc. Release No. 34-94033 File Number: 3-20710
Date: Jan. 24, 2022	Respondents: MVP Manager LLC Release No. 34-94035 See Also: Proposed Distribution Plan File Number: 3-19334
Date: Jan. 24, 2022	Respondents: Anthony M. Cottone Release No. 34-94045, IA-5949 File Number: 3-20709
Date: Jan. 21, 2022	Respondents: Benjamin D. Williams Release No. 33-11024, 34-94027, IA-5948, IC-34478 See Also: Administrative Summary File Number: 3-20707
Date: Jan. 21, 2022	Respondents: Cody C. Biggs Release No. 33-11025, 34-94028, IC-34479 See Also: Administrative Summary File Number: 3-20708
Date: Jan. 19, 2022	Respondents: Acevedo, Ivan Release No. 34-94002 File Number: 3-20596
Date: Jan. 18, 2022	Respondents: Daniel J. Swinyar Release No. 33-11023, 34-93993, IA-5947, IC-34471 File Number: 3-20706
Date: Jan. 13, 2022	Respondents: CMG Capital Management Group, Inc. Release No. IA-5945 See Also: Administrative Summary File Number: 3-20702
Date: Jan. 13, 2022	Respondents: Howard Richards Release No. 34-93980 See Also: Distribution Plan File Number: 3-16877
Date: Jan. 13, 2022	Respondents: Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC Release No. 34-93981 See Also: Distribution Plan File Number: 3-20163
Date: Jan. 11, 2022	Respondents: Comprehensive Capital Management, Inc. Release No. IA-5943 See Also: Administrative Summary File Number: 3-20700
Date: Jan. 11, 2022	Respondents: O.N. Investment Management Company Release No. IA-5944 See Also: Administrative Summary File Number: 3-20701
Date: Jan. 10, 2022	Respondents: tZERO ATS, LLC Release No. 34-93938 See Also: Administrative Summary File Number: 3-20699
Date: Jan. 7, 2022	Respondents: Moleski, Stephen Scott Release No. 34-93923, IA-5940 File Number: 3-20695
Date: Jan. 7, 2022	Respondents: Michael F. Shillin Release No. 34-93926, IA-5939 File Number: 3-20694
Date: Jan. 7, 2022	Respondents: Leaf Group Ltd. Release No. 34-93929 See Also: Administrative Summary File Number: 3-20696
Date: Jan. 7, 2022	Respondents: Glenn Arcaro Release No. 34-93930 File Number: 3-20697
Date: Jan. 7, 2022	Respondents: Future Money Ltd. Release No. 34-93931 File Number: 3-20698
Date: Jan. 7, 2022	Respondents: Avnon, Yaniv Armon, Ran G Six Trading Y.R Ltd. Release No. 34-93932 File Number: 3-19719
Date: Jan. 3, 2022	Respondents: W O Group, Inc. Release No. 34-93890 File Number: 3-20311
Date: Jan. 3, 2022	Respondents: Securities America Advisors, Inc. Release No. 34-93892 See Also: Proposed Distribution Plan Comments Due: 30 days from date of this Notice Submit Comments on: 3-20150 File Number: 3-20150