Statistics & Data Visualizations

Data Visualization Gallery

Aug. 10, 2025

Capital Formation
Market Participants
Market Activity
Investors

Click on the link below each image to access interactive features of the graph. Click on the link of each heading to access more information on the statistics table, statistics guide and download, and related materials.

Capital Formation

Initial Public Offerings (IPOs)

Thumbnail 01 01 — **Initial Public Offerings**
**Number and Proceeds**
**(2000 - 2025 and 2000:Q1 - 2026:Q1)**

Thumbnail 01 02 — **Initial Public Offerings**
**Number and Proceeds by Major Industry Group**
**(2025 and 2026:Q1)**

Thumbnail 01 03 — **Initial Public Offerings**
**Number of Offerings by Issuer Location**
**(2025)**

Follow-on Registered Offerings (FROs)

Thumbnail 02 01 — **Follow-on Registered Offerings**
**Number and Proceeds**
**(2000 - 2025 and 2000:Q1 - 2026:Q1)**

Thumbnail 02 02 — **Follow-on Registered Offerings**
**Number and Proceeds by Major Industry Group**
**(2025 and 2026:Q1)**

Thumbnail 02 03 — **Follow-on Registered Offerings**
**Number of Offerings by Issuer Location**
**(2025)**

Corporate Bond Offerings

Thumbnail 03 01 — **Corporate Bond Offerings**
**Number and Proceeds**
**(2018 - 2025 and 2018:Q1 - 2026:Q1)**

Thumbnail 03 02 — **Corporate Bond Offerings**
**Number and Proceeds by Major Industry Group**
**(2025 and 2026:Q1)**

Thumbnail 03 03 — **Corporate Bond Offerings**
**Number of Offerings by Issuer Location**
**(2025)**

Asset-Backed Securities (ABS) Issuances

Thumbnail 04 01 — **ABS Issuances**
**Number and Volume of ABS Issuances**
**(2000 - 2025 and 2000:Q1 - 2026:Q1)**

Thumbnail 04 02 — **ABS Issuances**
**ABS Deal Volume by Offering Type**
**(2000 - 2025 and 2000:Q1 - 2026:Q1)**

Thumbnail 04 03 — **ABS Issuances**
**ABS Median Deal Size by Deal Type**
**(2000 - 2025)**

thumbnail 04 04 ABS — **ABS Issuances**
**Number and Volume of Non-Agency RMBS Deals Registered and 144A (2000 - 2025)**

thumbnail 04 05 ABS — **ABS Issuances**
**ABS Number and Deal Volume by Offering Type and Asset Class** **(2026:Q1)**

thumbnail 04 06 ABS — **ABS Issuances**
**ABS Deal Volume by Offering Type and Asset Class**
**(2000:Q1 - 2026:Q1)**

Commercial Mortgage-Backed Securities (CMBS) Issuances

Thumbnail 05 01 — **CMBS Issuances**
**Number and Volume by Offering Type**
**(2000 - 2025 and 2000:Q1 - 2026:Q1)**

Thumbnail 05 02 — **CMBS Issuances**
**Number and Volume by Offering Type**
**(2025 and 2026:Q1)**

Thumbnail 05 03 — **CMBS Issuances**
**CMBS Deal Structure**
**(2000 - 2025)**

Regulation A Offerings

Thumbnail 06 01 — **Regulation A Offerings**
**Trends in Financing under Regulation A Over Time**
**Jun. 19, 2015 - Dec. 31, 2025**

Thumbnail 06 02 — **Regulation A Offerings**
**Number of Qualified Offerings by Industry**
**Jun. 19, 2015 - Dec. 31, 2025**

Thumbnail 06 03 — **Regulation A Offerings**
**Number of Qualified Offerings by Issuer Location**
**Jun. 19, 2015 - Dec. 31, 2025**

Regulation Crowdfunding Offerings

Thumbnail 07 01 — **Regulation CF Offerings**
**Number and Reported Proceeds**
**May 16, 2016-Dec. 31, 2025**

Thumbnail 07 02 — **Regulation CF Offerings**
**Distribution of Security Types**
**May 16, 2016-Dec. 31, 2025**

Thumbnail 07 03 — **Regulation CF Offerings**
**Number of Offerings by Issuer Location**
**May 16, 2016-Dec. 31, 2025**

Regulation D Offerings

Thumbnail 08 01 — **Regulation D Offerings**
**Number of Offerings and Capital Raised**
**(2009 - 2025 and 2009:Q1 - 2026:Q1)**

Thumbnail 08 02 — **Regulation D Offerings**
**Total Amount Raised by Issuer Type**
**(2025 and 2026:Q1)**

Thumbnail 08 03 — **Regulation D Offerings**
**Number of Offerings by Issuer Location**
**(2025)**

Market Participants

Reporting Issuers

Thumbnail 09 01 — **Number of Reporting Issuers**
**by Calendar Year**
**(2004 - 2025)**

Thumbnail 09 02 — **Number of Reporting Issuers**
**Shell vs. Non-shell**
**(2025 and 2025:Q2-2026:Q1)**

Thumbnail 09 03 — **Number of Reporting Issuers**
**by Filer Status and Reporting Status**
**(2025 and 2025:Q2-2026Q1)**

Municipal Advisors

Thumbnail 10 01 — **Municipal Advisors**
**Total Number of Registered MAs**
**(as of Oct. 1, 2015 - as of Apr. 1, 2026)**

Thumbnail 10 02 — **Municipal Advisors**
**Number of Registered MAs by Size**
**(as of Apr. 1, 2026)**

thumbnail 10 03 MA — **Municipal Advisors**
**Number of Registered MAs by Registration Status and Solicitation Activity (as of Apr. 1, 2026)**

Thumbnail 10 04 MA — **Municipal Advisors**
**Number of Registered MAs by Location**
**(as of Apr. 1, 2026)**

Transfer Agents

Thumbnail 11 01 — **Transfer Agents**
**Number of SEC-Registered and Bank-Registered TAs**
**(2012 - 2025)**

Thumbnail 11 02 — **Transfer Agents**
**Number of Registered TAs by**
**Regulatory Agency and Size (as of Mar. 31, 2026)**

Thumbnail 11 03 — **Transfer Agents**
**Number of Registered TAs by Location**
**(as of Mar. 31, 2026)**

Security-Based Swap Dealers (SBSDs)

Thumbnail 12 01 — **SBSDs**
**Time Trends in SBSD Registrations**
**Oct. 2021 - Mar. 2026**

Thumbnail 12 02 — **SBSDs**
**Types of SBSDs**
**as of Mar. 31, 2026**

Thumbnail 12 03 — **SBSDs**
**Geographical Distribution of SBSDs**
**as of Mar. 31, 2026**

Nationally Recognized Statistical Rating Organizations (NRSROs)

Thumbnail 13 01 — **NRSROs**
**Number of Outstanding Credit Ratings**
**by Rating Category (2014 - 2025)**

Thumbnail 13 02 — **NRSROs**
**Number of Outstanding Credit Ratings**
**by Rating Category and by NRSRO (2025)**

Thumbnail 13 03 — **NRSROs**
**Outstanding Credit Ratings on Government and Non-Government Securities by NRSRO (2014 - 2025)**

Registered Investment Companies, Money Market Funds, and Investment Advisers

thumbnail IM 01 — **Registered Investment Companies**

thumbnail IM 02 — **Money Market Funds**

thumbnail IM 03 — **Investment Advisers**

Registered Funds and Private Funds

Market Activity

Market Activity Overview, Metrics by Exchange, and Corporate Stocks

thumbnail TM 01 — **Market Activity Overview**

thumbnail TM 02 — **Metrics by Exchange**

Exchange Traded Products, Quote Life Data Series - Conditional Frequency, and Quote Life Data Series - Hazard and Survivor

thumbnail TM 04 — **Exchange Traded Products**

thumbnail TM 05 — **Quote Life Data Series - Conditional Frequency**

thumbnail TM 06 — **Quote Life Data Series - Hazard and Survivor**

Investors

Qualifying Households under Accredited Investor Financial Criteria

Thumbnail 14 01 — **Qualifying Households under Financial Criteria**
**Overall Qualifying Households**
**(1989 - 2022)**

Thumbnail 14 02 — **Qualifying Households under Financial Criteria**
**Qualifying Households by Financial Criteria**
**(1989 - 2022)**

Thumbnail 14 03 — **Qualifying Households under Financial Criteria**
**Qualifying Households Excluding Retirement Assets**
**(1989 - 2022)**

U.S. Households’ Participation in Capital Markets

Thumbnail 15 01 — **U.S. Households' Participation in Capital Markets**
**Number and Percentage**
**(1989 - 2022)**

Thumbnail 15 02 — **U.S. Households' Participation in Capital Markets**
**Median and Mean**
**(1989 - 2022)**

Thumbnail 15 03 — **U.S. Households' Participation in Capital Markets**
**Types of Holdings**
**(1989 - 2022)**

The statistics are produced by the staff of the U.S. Securities and Exchange Commission and the Commission expresses no view regarding the statistics. The statistics are produced from filings on EDGAR, Inline XBRL, or commercial data sets provided by third parties. Staff cannot guarantee the accuracy of information provided in EDGAR filings or Inline XBRL, or the accuracy of third-party data. The statistics may change based on updated or revised data and methodology. The statistics are intended to assist the public in analyzing data contained in EDGAR filings; however, they are not a substitute for such filings. Investors should review the relevant filings before making any investment decision.

Citation

URL: https://www.sec.gov/data-research/statistics-data-visualizations

Author: U.S. Securities and Exchange Commission Staff

Name: SEC Statistics & Data Visualizations

Publication Date: Jun. 30, 2026

Last Reviewed or Updated: June 30, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Data Visualization Gallery

Capital Formation

Initial Public Offerings (IPOs)

Follow-on Registered Offerings (FROs)

Corporate Bond Offerings

Asset-Backed Securities (ABS) Issuances

Commercial Mortgage-Backed Securities (CMBS) Issuances

Regulation A Offerings

Regulation Crowdfunding Offerings

Regulation D Offerings

Market Participants

Reporting Issuers

Municipal Advisors

Transfer Agents

Security-Based Swap Dealers (SBSDs)

Nationally Recognized Statistical Rating Organizations (NRSROs)

Registered Investment Companies, Money Market Funds, and Investment Advisers

Registered Funds and Private Funds

Market Activity

Market Activity Overview, Metrics by Exchange, and Corporate Stocks

Exchange Traded Products, Quote Life Data Series - Conditional Frequency, and Quote Life Data Series - Hazard and Survivor

Investors

Qualifying Households under Accredited Investor Financial Criteria

U.S. Households’ Participation in Capital Markets

Citation

More in this Section

Data Visualization Gallery

Capital Formation

Market Participants

Registered Investment Companies, Money Market Funds, and Investment Advisers

Registered Funds and Private Funds

Market Activity

Investors

Citation