Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 8, 2017, conference call with representatives of Fixed Income Clearing Corporation (FICC)
Public Comment Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 28, 2017, conference call with representatives of ED&F Man Capital Markets Inc., Rosenthal Collins Group, LLC, and South Street Securities, LLC
Public Comment Alan B. Levy, Managing Director, Industrial and Commercial Bank of China Financial Services LLC
Public Comment Robert E. Pooler, CFO, Ronin Capital LLC
File Number
SR-FICC-2017-001
Release Number
34-79958
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