34-98213
Aug. 24, 2023
SR-NSCC-2023-007
Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
Comments Due: September 20, 2023
See Also -
Exhibit 3a , Exhibit 5a
34-98214
Aug. 24, 2023
SR-OCC-2023-801
Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation
View Received Comments
See Also -
Exhibit 3 , Exhibit 5
34-98170
Aug. 24, 2023
SR-PEARL-2023-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: September 14, 2023
View Received Comments
See Also -
Exhibit 5
34-98207
Aug. 23, 2023
SR-ICEEU-2023-022
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures
Comments Due: September 19, 2023
See Also -
Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b
34-98200
Aug. 22, 2023
SR-ICC-2023-013
Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Comments Due: September 18, 2023
See Also -
Exhibit 5
34-98197
Aug. 22, 2023
SR-NYSEAMER-2023-41
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 928NYP
Comments Due: September 18, 2023
See Also -
Exhibit 5
34-98187
Aug. 21, 2023
SR-CBOE-2023-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98185
Aug. 21, 2023
SR-Phlx-2023-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98183
Aug. 21, 2023
SR-CboeBZX-2023-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Eliminate Reference to the ETF Implied Liquidity Feed and Corresponding Fees
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98182
Aug. 21, 2023
SR-ISE-2023-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98181
Aug. 21, 2023
SR-CboeBZX-2023-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.22 ("Data Products") to Eliminate the ETF Implied Liquidity Feed
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98180
Aug. 21, 2023
SR-PEARL-2023-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also -
Exhibit 5
34-98179
Aug. 21, 2023
SR-BX-2023-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98176
Aug. 21, 2023
SR-EMERALD-2023-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also -
Exhibit 5
34-98184
Aug. 21, 2023
SR-MRX-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98173
Aug. 21, 2023
SR-MIAX-2023-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also -
Exhibit 5
34-98172
Aug. 21, 2023
SR-NASDAQ-2023-017
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
34-98171
Aug. 21, 2023
Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 15, 2023
See Also -
Exhibit 5
34-98169
Aug. 18, 2023
SR-NYSENAT-2023-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44
Comments Due: September 13, 2023
See Also -
Exhibit 5
34-98163
Aug. 18, 2023
SR-FICC-2023-012
Notice of Filing of Proposed Rule Change Relating to the Margin Liquidity Adjustment Charge
Comments Due: September 14, 2023
View Received Comments
See Also -
Exhibit 3 , Exhibit 5
34-98168
Aug. 18, 2023
SR-NYSEARCA-2023-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44-E
Comments Due: September 14, 2023
See Also -
Exhibit 5
34-98165
Aug. 18, 2023
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-98160
Aug. 17, 2023
SR-FICC-2023-011
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit
Comments Due: September 13, 2023
See Also -
Exhibit 5 , Exhibit 3
34-98159
Aug. 17, 2023
SR-NYSEAMER-2023-40
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments Due: September 13, 2023
See Also -
Exhibit 5
34-98158
Aug. 17, 2023
SR-BX-2023-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview
Comments Due: September 13, 2023
See Also -
Exhibit 5
34-98156
Aug. 17, 2023
SR-CboeBZX-2023-058
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-98151
Aug. 16, 2023
Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98150
Aug. 16, 2023
Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98149
Aug. 16, 2023
Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98148
Aug. 16, 2023
SR-NYSE-2023-29
Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98147
Aug. 16, 2023
SR-ICC-2023-009
Notice of Filing of Amendment No. 1 and Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to the ICC Default Auction Procedures-Initial Default Auc
Comments Due: September 12, 2023
See Also -
Exhibit 5 , Exhibit 4
34-98146
Aug. 16, 2023
SR-C2-2023-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98142
Aug. 16, 2023
SR-Phlx-2023-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's All-or-None Order
Comments Due: September 12, 2023
See Also -
Exhibit 5
34-98137
Aug. 15, 2023
SR-CboeEDGX-2023-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 11, 2023
See Also -
Exhibit 5
34-98140
Aug. 15, 2023
SR-ICC-2023-012
Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework
Comments Due: September 11, 2023
See Also -
Exhibit 3 , Exhibit 5
34-98139
Aug. 15, 2023
SR-BOX-2023-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update and Amend IM-7240-1 Regarding Complex Order and Multi-Leg Price Protections
Comments Due: September 11, 2023
See Also -
Exhibit 5
34-98136
Aug. 15, 2023
SR-NYSEARCA-2023-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: September 11, 2023
See Also -
Exhibit 5
34-98138
Aug. 15, 2023
SR-ICEEU-2023-019
Notice of Filing of Proposed Rule Change Relating to Amendments to the Model Risk Policy.
Comments Due: September 11, 2023
See Also -
Exhibit 5
34-98130
Aug. 14, 2023
SR-Phlx-2023-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates
Comments Due: September 8, 2023
See Also -
Exhibit 5
34-98129
Aug. 14, 2023
SR-MRX-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 3
Comments Due: September 8, 2023
See Also -
Exhibit 5
34-98126
Aug. 14, 2023
SR-CboeBZX-2023-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 8, 2023
See Also -
Exhibit 5
34-98128
Aug. 14, 2023
SR-NASDAQ-2023-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-98123
Aug. 14, 2023
SR-CboeEDGX-2023-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 8, 2023
See Also -
Exhibit 5
34-98127
Aug. 14, 2023
SR-BX-2023-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118
Comments Due: September 8, 2023
See Also -
Exhibit 5
34-98116
Aug. 11, 2023
SR-NYSENAT-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98115
Aug. 11, 2023
SR-NYSEARCA-2023-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98114
Aug. 11, 2023
SR-NYSECHX-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98113
Aug. 11, 2023
SR-NYSEARCA-2023-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.62P-O
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98111
Aug. 11, 2023
SR-NYSE-2023-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98110
Aug. 11, 2023
SR-NYSEAMER-2023-37
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98112
Aug. 11, 2023
SR-CboeBZX-2023-028
Notice of Filing of Amendment No. 3 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-98109
Aug. 10, 2023
SR-CboeBZX-2023-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98108
Aug. 10, 2023
SR-CboeEDGX-2023-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98107
Aug. 10, 2023
SR-OCC-2023-005
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan
Comments Due: September 6, 2023
34-98106
Aug. 10, 2023
SR-CBOE-2023-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also -
Exhibit 5
34-98093
Aug. 9, 2023
SR-OCC-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation’s Capital Management Policy and Cash and Investment Management Policy
Comments Due: September 5, 2023
See Also -
Exhibit-5
34-98094
Aug. 9, 2023
SR-BSECC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders’ Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98096
Aug. 9, 2023
SR-ISE-2023-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Accelerate the Listing of Options on Certain IPOs
Comments Due: September 5, 2023
See Also -
Exhibit 5
34-98095
Aug. 9, 2023
SR-SCCP-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 4, 2023
34-98092
Aug. 8, 2023
SR-MRX-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98091
Aug. 8, 2023
SR-ISE-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98090
Aug. 8, 2023
SR-GEMX-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98089
Aug. 8, 2023
SR-PEARL-2023-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook
Comments Due: September 5, 2023
See Also -
Exhibit 5
34-98088
Aug. 8, 2023
SR-EMERALD-2023-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the MIAX Emerald Options Exchange Fee Schedule to Modify the Excessive Quoting Fee
Comments Due: September 5, 2023
See Also -
Exhibit 5
34-98084
Aug. 8, 2023
SR-PHLX-2023-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98087
Aug. 8, 2023
SR-BX-2023-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98085
Aug. 8, 2023
SR-NASDAQ-2023-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98073
Aug. 7, 2023
SR-BOX-2023-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
Comments Due: September 1, 2023
See Also -
Exhibit 5
34-98072
Aug. 7, 2023
SR-ICEEU-2023-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part O of its Delivery Procedures.
Comments Due: September 1, 2023
See Also -
Exhibit 5
34-98070
Aug. 7, 2023
SR-MEMX-2023-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule
Comments Due: September 1, 2023
See Also -
Exhibit 5
34-98066
Aug. 7, 2023
SR-ISE-2023-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration
Comments Due: September 1, 2023
See Also -
Exhibit 5
34-98064
Aug. 4, 2023
SR-NSCC-2022-802
Notice of No Objection to Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge
View Received Comments
34-98063
Aug. 4, 2023
SR-IEX-2023-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98061
Aug. 4, 2023
SR-CboeEDGX-2023-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98060
Aug. 4, 2023
SR-C2-2023-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98059
Aug. 4, 2023
SR-CboeBZX-2023-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98058
Aug. 4, 2023
SR-MIAX-2023-22
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program
View Received Comments
34-98056
Aug. 4, 2023
SR-GEMX-2023-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98057
Aug. 4, 2023
SR-ISE-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ISE’s Options Regulatory Fee
Comments Due: August 31, 2023
See Also -
Exhibit 5
34-98051
Aug. 3, 2023
SR-EMERALD-2023-13
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: by August 30, 2023.
Rebuttal comments should be submitted by September 13, 2023
34-98051
Aug. 3, 2023
SR-EMERALD-2023-13
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: 21 days after publication in the Federal Register.
34-98050
Aug. 3, 2023
SR-MIAX-2023-23
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: August 30, 2023.
Rebuttal comments should be submitted by September 13, 2023.
34-98048
Aug. 3, 2023
SR-NYSE-2023-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0
Comments Due: August 30, 2023
See Also -
Exhibit 5
34-98046
Aug. 2, 2023
SR-FINRA-2023-007
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .18 (Remote Inspections Pilot Program) under FINRA
View Received Comments
34-98044
Aug. 2, 2023
SR-CBOE-2023-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow Certain Flexible Exchange Equity Options To Be Cash Settled
Comments Due: August 29, 2023
See Also -
Exhibit 5
34-98043
Aug. 2, 2023
SR-NYSEArca-2023-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: August 29, 2023
See Also -
Exhibit 5
34-98040
Aug. 2, 2023
SR-ISE-2023-11
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
View Received Comments
34-98038
Aug. 1, 2023
SR-NYSEArca-2023-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.40P-O
Comments Due: August 28, 2023
See Also -
Exhibit 5
34-98035
Aug. 1, 2023
SR-IEX-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Fixed Midpoint Peg Order Type
Comments Due: August 28, 2023
See Also -
Exhibit 5
34-98033
Aug. 1, 2023
SR-NYSEARCA-2023-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Regarding the VanEck Merk Gold Trust
Comments Due: August 28, 2023
34-98028
July 31, 2023
SR-MEMX-2023-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Manner in which the Exchange will Designate Certain Options Members to Participate in its Mandatory Disaster Recovery Testing for Calendar Year 2023
Comments Due: August 25, 2023
See Also -
Exhibit 5
34-98025
July 31, 2023
SR-CBOE-2023-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: August 25, 2023
View Received Comments
See Also -
Exhibit 5
34-98022
July 28, 2023
SR-CboeBZX-2023-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also -
Exhibit 5
34-98021
July 28, 2023
SR-CboeEDGX-2023-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.10(d) to Allow EdgeRisk Self Trade Protection Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also -
Exhibit 5
34-98020
July 28, 2023
SR-CboeEDGA-2023-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.10(d) to Allow EdgeRisk Self Trade Protection Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also -
Exhibit 5
34-98019
July 28, 2023
SR-CboeBYX-2023-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also -
Exhibit 5
34-98018
July 28, 2023
SR-EMERALD-2023-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98017
July 28, 2023
SR-MIAX-2023-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98016
July 28, 2023
SR-PEARL-2023-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98015
July 28, 2023
SR-CboeBZX-2023-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees
Comments Due: August 24, 2023
See Also -
Exhibit 5