Notice

Release Number SEC Issue Date File Number Details
34-98213 SR-NSCC-2023-007 Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
Comments Due: September 20, 2023
See Also - Exhibit 3a, Exhibit 5a
34-98214 SR-OCC-2023-801 Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation
View Received Comments
See Also - Exhibit 3, Exhibit 5
34-98170 SR-PEARL-2023-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: September 14, 2023
View Received Comments
See Also - Exhibit 5
34-98207 SR-ICEEU-2023-022 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures
Comments Due: September 19, 2023
See Also - Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-98200 SR-ICC-2023-013 Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Comments Due: September 18, 2023
See Also - Exhibit 5
34-98197 SR-NYSEAMER-2023-41 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 928NYP
Comments Due: September 18, 2023
See Also - Exhibit 5
34-98187 SR-CBOE-2023-040 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98185 SR-Phlx-2023-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98183 SR-CboeBZX-2023-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Eliminate Reference to the ETF Implied Liquidity Feed and Corresponding Fees
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98182 SR-ISE-2023-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98181 SR-CboeBZX-2023-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.22 ("Data Products") to Eliminate the ETF Implied Liquidity Feed
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98180 SR-PEARL-2023-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also - Exhibit 5
34-98179 SR-BX-2023-019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98176 SR-EMERALD-2023-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also - Exhibit 5
34-98184 SR-MRX-2023-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98173 SR-MIAX-2023-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees
View Received Comments
See Also - Exhibit 5
34-98172 SR-NASDAQ-2023-017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
34-98171 Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98169 SR-NYSENAT-2023-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44
Comments Due: September 13, 2023
See Also - Exhibit 5
34-98163 SR-FICC-2023-012 Notice of Filing of Proposed Rule Change Relating to the Margin Liquidity Adjustment Charge
Comments Due: September 14, 2023
View Received Comments
See Also - Exhibit 3, Exhibit 5
34-98168 SR-NYSEARCA-2023-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44-E
Comments Due: September 14, 2023
See Also - Exhibit 5
34-98165 4-698 Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-98160 SR-FICC-2023-011 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit
Comments Due: September 13, 2023
See Also - Exhibit 5, Exhibit 3
34-98159 SR-NYSEAMER-2023-40 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments Due: September 13, 2023
See Also - Exhibit 5
34-98158 SR-BX-2023-020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview
Comments Due: September 13, 2023
See Also - Exhibit 5
34-98156 SR-CboeBZX-2023-058 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-98151 Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98150 Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98149 Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98148 SR-NYSE-2023-29 Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98147 SR-ICC-2023-009 Notice of Filing of Amendment No. 1 and Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to the ICC Default Auction Procedures-Initial Default Auc
Comments Due: September 12, 2023
See Also - Exhibit 5, Exhibit 4
34-98146 SR-C2-2023-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98142 SR-Phlx-2023-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's All-or-None Order
Comments Due: September 12, 2023
See Also - Exhibit 5
34-98137 SR-CboeEDGX-2023-051 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 11, 2023
See Also - Exhibit 5
34-98140 SR-ICC-2023-012 Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework
Comments Due: September 11, 2023
See Also - Exhibit 3, Exhibit 5
34-98139 SR-BOX-2023-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update and Amend IM-7240-1 Regarding Complex Order and Multi-Leg Price Protections
Comments Due: September 11, 2023
See Also - Exhibit 5
34-98136 SR-NYSEARCA-2023-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: September 11, 2023
See Also - Exhibit 5
34-98138 SR-ICEEU-2023-019 Notice of Filing of Proposed Rule Change Relating to Amendments to the Model Risk Policy.
Comments Due: September 11, 2023
See Also - Exhibit 5
34-98130 SR-Phlx-2023-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates
Comments Due: September 8, 2023
See Also - Exhibit 5
34-98129 SR-MRX-2023-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 3
Comments Due: September 8, 2023
See Also - Exhibit 5
34-98126 SR-CboeBZX-2023-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 8, 2023
See Also - Exhibit 5
34-98128 SR-NASDAQ-2023-028 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-98123 SR-CboeEDGX-2023-052 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 8, 2023
See Also - Exhibit 5
34-98127 SR-BX-2023-018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118
Comments Due: September 8, 2023
See Also - Exhibit 5
34-98116 SR-NYSENAT-2023-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98115 SR-NYSEARCA-2023-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98114 SR-NYSECHX-2023-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98113 SR-NYSEARCA-2023-54 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.62P-O
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98111 SR-NYSE-2023-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98110 SR-NYSEAMER-2023-37 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98112 SR-CboeBZX-2023-028 Notice of Filing of Amendment No. 3 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-98109 SR-CboeBZX-2023-061 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98108 SR-CboeEDGX-2023-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98107 SR-OCC-2023-005 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan
Comments Due: September 6, 2023
34-98106 SR-CBOE-2023-038 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee
Comments Due: September 6, 2023
See Also - Exhibit 5
34-98093 SR-OCC-2023-006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation’s Capital Management Policy and Cash and Investment Management Policy
Comments Due: September 5, 2023
See Also - Exhibit-5
34-98094 SR-BSECC-2023-001 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders’ Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98096 SR-ISE-2023-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Accelerate the Listing of Options on Certain IPOs
Comments Due: September 5, 2023
See Also - Exhibit 5
34-98095 SR-SCCP-2023-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 4, 2023
34-98092 SR-MRX-2023-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98091 SR-ISE-2023-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98090 SR-GEMX-2023-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98089 SR-PEARL-2023-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook
Comments Due: September 5, 2023
See Also - Exhibit 5
34-98088 SR-EMERALD-2023-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the MIAX Emerald Options Exchange Fee Schedule to Modify the Excessive Quoting Fee
Comments Due: September 5, 2023
See Also - Exhibit 5
34-98084 SR-PHLX-2023-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98087 SR-BX-2023-017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98085 SR-NASDAQ-2023-027 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
Comments Due: September 5, 2023
34-98073 SR-BOX-2023-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs
Comments Due: September 1, 2023
See Also - Exhibit 5
34-98072 SR-ICEEU-2023-017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part O of its Delivery Procedures.
Comments Due: September 1, 2023
See Also - Exhibit 5
34-98070 SR-MEMX-2023-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule
Comments Due: September 1, 2023
See Also - Exhibit 5
34-98066 SR-ISE-2023-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration
Comments Due: September 1, 2023
See Also - Exhibit 5
34-98064 SR-NSCC-2022-802 Notice of No Objection to Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge
View Received Comments
34-98063 SR-IEX-2023-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98061 SR-CboeEDGX-2023-048 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98060 SR-C2-2023-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98059 SR-CboeBZX-2023-053 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98058 SR-MIAX-2023-22 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program
View Received Comments
34-98056 SR-GEMX-2023-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98057 SR-ISE-2023-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ISE’s Options Regulatory Fee
Comments Due: August 31, 2023
See Also - Exhibit 5
34-98051 SR-EMERALD-2023-13 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: by August 30, 2023.
Rebuttal comments should be submitted by September 13, 2023
34-98051 SR-EMERALD-2023-13 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: 21 days after publication in the Federal Register.
34-98050 SR-MIAX-2023-23 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: August 30, 2023. Rebuttal comments should be submitted by September 13, 2023.
34-98048 SR-NYSE-2023-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0
Comments Due: August 30, 2023
See Also - Exhibit 5
34-98046 SR-FINRA-2023-007 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .18 (Remote Inspections Pilot Program) under FINRA
View Received Comments
34-98044 SR-CBOE-2023-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow Certain Flexible Exchange Equity Options To Be Cash Settled
Comments Due: August 29, 2023
See Also - Exhibit 5
34-98043 SR-NYSEArca-2023-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: August 29, 2023
See Also - Exhibit 5
34-98040 SR-ISE-2023-11 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
View Received Comments
34-98038 SR-NYSEArca-2023-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.40P-O
Comments Due: August 28, 2023
See Also - Exhibit 5
34-98035 SR-IEX-2023-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Fixed Midpoint Peg Order Type
Comments Due: August 28, 2023
See Also - Exhibit 5
34-98033 SR-NYSEARCA-2023-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Regarding the VanEck Merk Gold Trust
Comments Due: August 28, 2023
34-98028 SR-MEMX-2023-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Manner in which the Exchange will Designate Certain Options Members to Participate in its Mandatory Disaster Recovery Testing for Calendar Year 2023
Comments Due: August 25, 2023
See Also - Exhibit 5
34-98025 SR-CBOE-2023-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: August 25, 2023
View Received Comments
See Also - Exhibit 5
34-98022 SR-CboeBZX-2023-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also - Exhibit 5
34-98021 SR-CboeEDGX-2023-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.10(d) to Allow EdgeRisk Self Trade Protection Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also - Exhibit 5
34-98020 SR-CboeEDGA-2023-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.10(d) to Allow EdgeRisk Self Trade Protection Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also - Exhibit 5
34-98019 SR-CboeBYX-2023-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access
Comments Due: August 24, 2023
See Also - Exhibit 5
34-98018 SR-EMERALD-2023-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98017 SR-MIAX-2023-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98016 SR-PEARL-2023-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
34-98015 SR-CboeBZX-2023-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees
Comments Due: August 24, 2023
See Also - Exhibit 5