34-98516
Sept. 25, 2023
SR-MIAX-2023-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due:
34-98513
Sept. 25, 2023
SR-EMERALD-2023-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due:
34-98509
Sept. 25, 2023
SR-CBOE-2023-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Related to Stock-Option Orders Comments Due: Exhibit 5
34-98502
Sept. 25, 2023
SR-CBOE-2023-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Early Termination of Complex Order Auctions Comments Due: Exhibit 5
34-98508
Sept. 25, 2023
SR-NSCC-2023-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by National Securities Clearing Corporation to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rule View Received Comments
34-98505
Sept. 25, 2023
SR-OCC-2023-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities C
34-98497
Sept. 25, 2023
SR-CboeBZX-2023-062
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders,
34-98495
Sept. 25, 2023
SR-NYSENAT-2023-20
Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates Comments Due: Exhibit 5
34-98490
Sept. 22, 2023
SR-DTC-2023-009
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Comments Due: Exhibit 5
34-98489
Sept. 22, 2023
SR-NASDAQ-2023-036
Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753 Comments Due: View Received Comments Exhibit 5
34-98484
Sept. 22, 2023
SR-NYSEAMER-2023-45
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: Exhibit 5
34-98483
Sept. 22, 2023
SR-NYSEAMER-2023-44
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: Exhibit 5
34-98475
Sept. 21, 2023
SR-NASDAQ-2023-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 Comments Due: Exhibit 5
34-98474
Sept. 21, 2023
SR-CBOE-2023-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21 Comments Due: Exhibit 5
34-98472
Sept. 21, 2023
SR-PEARL-2023-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt the NBBO Setter Plus Program and Eliminate Certain Other Rebates Comments Due: Exhibit 5
34-98467
Sept. 21, 2023
SR-CboeBZX-2023-070
Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98458
Sept. 20, 2023
SR-NYSE-2023-29
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
34-98457
Sept. 20, 2023
SR-CboeBZX-2023-069
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments
34-98448
Sept. 20, 2023
SR-NYSENAT-2023-18
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
34-98446
Sept. 20, 2023
SR-BOX-2023-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend the Language and Process Related to the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5
34-98445
Sept. 20, 2023
SR-MRX-2023-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Related to PIM Comments Due: Exhibit 5
34-98443
Sept. 20, 2023
SR-ISE-2023-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Related to PIM Comments Due: Exhibit 5
34-98444
Sept. 20, 2023
SR-GEMX-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Related to PIM Comments Due: Exhibit 5
34-98449
Sept. 20, 2023
SR-CboeEDGX-2023-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-98422
Sept. 18, 2023
SR-NYSEARCA-2023-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-98420
Sept. 18, 2023
SR-CboeBZX-2023-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee Comments Due: Exhibit 5
34-98410
Sept. 15, 2023
SR-MIAX-2023-22
Notice of Withdrawal of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program View Received Comments
34-98406
Sept. 15, 2023
SR-CBOE-2023-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-98407
Sept. 15, 2023
SR-ICEEU-2023-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amendments the Futures and Options Risk Procedures Comments Due: Exhibit 5
34-98400
Sept. 14, 2023
SR-CBOE-2023-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: View Received Comments Exhibit 5
34-98397
Sept. 14, 2023
SR-C2-2023-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98396
Sept. 14, 2023
SR-CboeEDGX-2023-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98395
Sept. 14, 2023
SR-CboeBZX-2023-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98394
Sept. 14, 2023
SR-CboeEDGA-2023-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98393
Sept. 14, 2023
SR-CboeBYX-2023-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98390
Sept. 14, 2023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Exhibit 5
34-98390
Sept. 14, 2023
SR-CboeEDGX-2023-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98389
Sept. 14, 2023
SR-CboeBZX-2023-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-98388
Sept. 14, 2023
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add MEMX LLC as a Plan Sponsor Comments Due: View Received Comments
34-98386
Sept. 14, 2023
SR-NASDAQ-2023-025
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits View Received Comments
34-98385
Sept. 14, 2023
SR-BOX-2023-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Qualification Thresholds of Section IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: Exhibit 5
34-98380
Sept. 13, 2023
SR-BOX-2023-20
Notice of Filing of Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor View Received Comments Exhibit 5
34-98378
Sept. 13, 2023
SR-BX-2023-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4702 and 4703 Comments Due: Exhibit 5
34-98377
Sept. 13, 2023
SR-Phlx-2023-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B Comments Due: Exhibit 5
34-98376
Sept. 13, 2023
SR-CboeBZX-2023-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-98375
Sept. 13, 2023
SR-BX-2023-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e) Comments Due: Exhibit 5
34-98365
Sept. 12, 2023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-98363
Sept. 12, 2023
SR-PEARL-2023-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: Exhibit 5
34-98366
Sept. 12, 2023
SR-NASDAQ-2023-022
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments
34-98355
Sept. 12, 2023
SR-NYSEARCA-2023-61
34-98355 Comments Due: Exhibit 5
34-98362
Sept. 12, 2023
SR-EMERALD-2023-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-98361
Sept. 12, 2023
SR-MIAX-2023-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-98360
Sept. 12, 2023
SR-MEMX-2023-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: Exhibit 5
34-98358
Sept. 12, 2023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due:
34-98357
Sept. 12, 2023
SR-CboeEDGX-2023-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due:
34-98349
Sept. 11, 2023
SR-FINRA-2023-011
Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: View Received Comments
34-98347
Sept. 11, 2023
SR-NYSEARCA-2023-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-98339
Sept. 8, 2023
SR-MEMX-2023-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.5 Comments Due: Exhibit 5
34-98338
Sept. 8, 2023
SR-MEMX-2023-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 and a Related Definition in Rule 16.1 Comments Due: Exhibit 5
34-98335
Sept. 8, 2023
SR-FICC-2023-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: View Received Comments Exhibit 5
34-98330
Sept. 8, 2023
SR-DTC-2023-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: Exhibit 5
34-98332
Sept. 8, 2023
SR-NYSEAMER-2023-43
NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-98328
Sept. 8, 2023
SR-NSCC-2023-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: Exhibit 5
34-98321
Sept. 7, 2023
SR-NASDAQ-2022-079
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 4 , Exhibit 5
34-98320
Sept. 7, 2023
SR-PHLX-2023-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PIXL Comments Due: Exhibit 5
34-98318
Sept. 7, 2023
SR-BX-2023-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM Comments Due: Exhibit 5
34-98304
Sept. 6, 2023
SR-CBOE-2023-044
Notice of Filing of a Proposed Rule Change to Adopt a Quote Protection Timer Comments Due: Exhibit 5
34-98303
Sept. 6, 2023
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add MEMX, LLC, as a Participant Comments Due:
34-98288
Sept. 5, 2023
SR-CBOE-2023-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01. Comments Due:
34-98285
Sept. 5, 2023
SR-NASDAQ-2023-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Requirements Relating to The Waiver of The Code of Conduct in Listing Rule 5610 and IM-5610 Comments Due: View Received Comments
34-98284
Sept. 5, 2023
SR-LCH SA-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Triparty Collateral mechanism fee changes Comments Due: Exhibit 5
34-98280
Sept. 1, 2023
SR-PHLX-2023-40
Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook View Received Comments Exhibit 5
34-98279
Sept. 1, 2023
SR-NYSEARCA-2023-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.62P-O(g)(1) Comments Due: Exhibit 5
34-98278
Sept. 1, 2023
SR-NYSEARCA-2023-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.91P-O(g)(1) Comments Due: Exhibit 5
34-98277
Sept. 1, 2023
SR-CBOE-2023-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due:
34-98268
Aug. 31, 2023
SR-NYSEARCA-2023-44
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-98267
Aug. 31, 2023
SR-NASDAQ-2023-016
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments
34-98265
Aug. 31, 2023
SR-CboeBZX-2023-040
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98263
Aug. 31, 2023
SR-CboeBZX-2023-044
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98262
Aug. 31, 2023
SR-NASDAQ-2023-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares
34-98266
Aug. 31, 2023
SR-CboeBZX-2023-038
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98264
Aug. 31, 2023
SR-CboeBZX-2023-042
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98261
Aug. 31, 2023
SR-PEARL-2023-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: Exhibit 5
34-98260
Aug. 31, 2023
SR-PEARL-2023-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested Exhibit 5
34-98259
Aug. 31, 2023
SR-EMERALD-2023-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested Comments Due: Exhibit 5
34-98258
Aug. 31, 2023
SR-MIAX-2023-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested Comments Due: Exhibit 5
34-98253
Aug. 30, 2023
SR-MEMX-2023-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: Exhibit 5
34-98252
Aug. 30, 2023
SR-PEARL-2023-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook Comments Due: Exhibit 5
34-98249
Aug. 30, 2023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: Exhibit 5
34-98247
Aug. 30, 2023
SR-NYSEAMER-2023-42
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: Exhibit 5
34-98237
Aug. 29, 2023
SR-ICEEU-2023-021
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy Comments Due: Exhibit 4 , Exhibit 5
34-98233
Aug. 28, 2023
SR-ISE-2023-08
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
34-98232
Aug. 28, 2023
SR-Phlx-2023-07
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
34-98228
Aug. 28, 2023
SR-Phlx-2023-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 8 Rules Comments Due: days after publication in the Federal Register. Comments Due: Exhibit 5
34-98231
Aug. 28, 2023
SR-CboeBZX-2023-062
Notice of Filing of a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as it Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) Comments Due: Exhibit 5
34-98227
Aug. 25, 2023
SR-DTC-2023-801
Notice of Filing of Advance Notice to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments Exhibit 3
34-98225
Aug. 25, 2023
SR-NASDAQ-2023-030
Notice of Filing and Immediate Effectiveness of Proposed Rule to Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and to Make Further Amendments to Rules 4702 and 4703 Comments Due: Exhibit 5
34-98215
Aug. 24, 2023
SR-OCC-2023-007
Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation Comments Due: Exhibit 3a , Exhibit 5a
34-98217
Aug. 24, 2023
SR-ICEEU-2023-011
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan Comments Due: Exhibit 3 , Exhibit 4 , Exhibit 5
34-98216
Aug. 24, 2023
SR-CBOE-2023-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order that may be Entered on a Single Order Ticket at the Time of Systemization Comments Due: Exhibit 5
