Comments on OCC Rulemaking

Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 6, 2024 meeting with representatives of the Bank of America Securities
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding a December 5, 2023 response to the Commissions' request for additional Information
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding a November 14, 2023, Commission's Request for Additional Information
Public Comment John P. Davidson, Principal, Pirnie Advisory

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2023-801
Release Number
34-98214
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