Comments on OCC Rulemaking

Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation

Submitted Comments (Click here for meetings with SEC officials)
Oct. 4, 2023	John P. Davidson, Principal, Pirnie Advisory
Meetings with SEC Officials (Click here for submitted comments from the public)
Feb. 7, 2024	Memorandum from the Division of Trading and Markets regarding a February 6, 2024 meeting with representatives of the Bank of America Securities
Dec. 5, 2023	Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding a December 5, 2023 response to the Commissions' request for additional Information
Nov. 14, 2023	Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding a November 14, 2023, Commission's Request for Additional Information