Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Requirements Relating to The Waiver of The Code of Conduct in Listing Rule 5610 and IM-5610
[Release No. 34-98285; File No. SR-NASDAQ-2023-031]
Submitted Comments(Click here for meetings with SEC officials) |
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| Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Sep. 8, 2023 | Memorandum from the Office of the Investor Advocate regarding a September 7, 2023 virtual meeting with representative of the Council of Institutional Investors | |||