Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

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Date Received
Date Letter Type Commenter Name
Public Comment Nathan Sharpe
Public Comment Anonymous
Public Comment Jean Garcia-Gomez, Individual Investor
Public Comment Angel Gonzalez
Public Comment Cathy Gasper
Public Comment Alan Quintero Mendez
Public Comment Andy Shevlin
Public Comment Jens Brage
Public Comment Stacie Wilson
Public Comment Adam, Retail
Public Comment Alberto Jesus Vidaud
Public Comment Alpha Medsource
Public Comment Amy
Public Comment Angel Gonzalez
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Brad Allen
Public Comment Callum Donaldson
Public Comment Connor G.
Public Comment Damon Smith
Public Comment Dr. Paul Pritchard, Investor
Public Comment Edward Joseph, Investor
Public Comment Emily
Public Comment Hunter Johnson
Public Comment James Madden
Public Comment Jason Lynn
Public Comment Jay Elliott
Public Comment Jeff Weldon

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2023-011
SR-FINRA-2023-011
Release Number
34-98349
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