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Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

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Date Sort descending	Letter Type	Commenter Name
March 18, 2024	Public Comment	Katie Hopkins, Associate General Counsel, Nasdaq, Inc.
Jan. 22, 2024	Public Comment	Katie Hopkins, Associate General Counsel, Nasdaq, Inc.
Oct. 4, 2023	Public Comment	Katie Hopkins, Associate General Counsel, Nasdaq, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASDAQ-2023-022

Release Number

34-97985

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Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

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Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

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