34-99710
March 11, 2024
SR-FICC-2024-003
Notice of Filing of Proposed Rule Change to Adopt a Minimum Margin Amount at GSD Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-99712
March 11, 2024
Notice of Filing and Extension of Review Period of Advance Notice to Adopt a Minimum Margin Amount at GSD View Received Comments Exhibit 3 , Exhibit 5
34-99712
March 11, 2024
SR-FICC-2024-801
Notice of Filing and Extension of Review Period of Advance Notice to Adopt a Minimum Margin Amount at GSD Exhibit 3 , Exhibit 5
34-99704
March 11, 2024
SR-NYSEARCA-2024-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E Comments Due: Exhibit 5
34-99709
March 11, 2024
SR-NYSEAMER-2024-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-99708
March 11, 2024
SR-NYSEARCA-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-99698
March 8, 2024
SR-CboeBZX-2024-006
Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00
34-99697
March 8, 2024
SR-CboeBYX-2024-003
Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 Comments Due:
34-99700
March 8, 2024
SR-MEMX-2024-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17(e) Comments Due: Exhibit 5
34-99699
March 8, 2024
SR-MEMX-2024-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: Exhibit 5
34-99695
March 8, 2024
SR-PEARL-2024-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Regarding the NBBO Setter Plus Program Comments Due: Exhibit 5
34-99692
March 7, 2024
SR-CboeBZX-2024-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees as Provided Under Exchange Rule 14.13 Comments Due: Exhibit 5
34-99690
March 7, 2024
SR-NYSEAMER-2024-14
Notice of Filing and Immediate Effectiveness of Proposed Change to Establish the NYSE American Aggregated Lite Market Data Feed Comments Due:
34-99687
March 7, 2024
SR-PHLX-2023-40
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New “Contra Midpoint Only” and “Contra Midpoint Only with Post-Only” Order Types and to Make Other Corresponding View Received Comments
34-99691
March 7, 2024
SR-NYSECHX-2024-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Chicago Aggregated Lite Market Data Feed Comments Due:
34-99689
March 7, 2024
SR-NYSE-2024-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Aggregated Lite Market Data Feed Comments Due:
34-99686
March 7, 2024
SR-CboeBZX-2024-018
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-99681
March 6, 2024
SR-ISE-2024-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on iShares Bitcoin Trust Comments Due: View Received Comments
34-99680
March 6, 2024
SR-CBOE-2024-005
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit Cboe to List and Trade Options on ETPs that Hold Bitcoin
34-99682
March 6, 2024
SR-PEARL-2024-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Exchange-Traded Fund Shares that Represent Interests in a Trust that Hold View Received Comments
34-99684
March 6, 2024
SR-MIAX-2024-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Exchange-Traded Fund Shares that Represent Interests in a Trust that Hold View Received Comments
34-99685
March 6, 2024
SR-NYSENAT-2024-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: Exhibit 5
34-99683
March 6, 2024
SR-NYSEARCA-2024-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 5.3-O to Permit the Listing and Trading of Options on Commodity-Based Trust Shares View Received Comments
34-99677
March 5, 2024
SR-NYSE-2024-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-99668
March 4, 2024
SR-NYSEARCA-2024-05
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-99664
March 4, 2024
SR-NYSECHX-2024-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: Exhibit 5
34-99663
March 4, 2024
SR-NYSE-2024-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: Exhibit 5
34-99658
March 1, 2024
SR-NYSEAMER-2024-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-99654
March 1, 2024
SR-NYSEARCA-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19-E Comments Due: Exhibit 5
34-99653
March 1, 2024
SR-MEMX-2023-39
Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options
34-99652
March 1, 2024
SR-ICC-2024-002)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s Fee Schedules Comments Due: Exhibit 3 , Exhibit 5a , Exhibit 5b
34-99644
Feb. 29, 2024
SR-PHLX-2024-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99643
Feb. 29, 2024
SR-BX-2024-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99642
Feb. 29, 2024
SR-NYSENAT-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: Exhibit 5
34-99641
Feb. 29, 2024
SR-OCC-2024-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Option Clearing Corporation’s Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-99639
Feb. 29, 2024
SR-NYSEAMER-2024-12
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.19E Comments Due: Exhibit 5
34-99635
Feb. 29, 2024
SR-MEMX-2024-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options Comments Due: Exhibit 5
34-99634
Feb. 29, 2024
SR-NYSENAT-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-99640
Feb. 29, 2024
SR-FINRA-2024-004
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Reduce the 15-Minute TRACE Reporting Timeframe to One Minute View Received Comments
34-99633
Feb. 29, 2024
SR-NASDAQ-2024-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99646
Feb. 29, 2024
SR-GEMX-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99647
Feb. 29, 2024
SR-ISE-2024-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99645
Feb. 29, 2024
SR-MRX-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: View Received Comments
34-99624
Feb. 28, 2024
SR-NYSECHX-2024-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-99623
Feb. 28, 2024
SR-CboeBZX-2023-107
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
34-99621
Feb. 28, 2024
SR-CboeEDGX-2023-083
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
34-99622
Feb. 28, 2024
SR-NYSEARCA-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E(a)(2)(B) Comments Due: Exhibit 5
34-99620
Feb. 28, 2024
Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems ("OEMS") View Received Comments Exhibit 5
34-99620
Feb. 28, 2024
SR-CBOE-2024-008
Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems ("OEMS") View Received Comments Exhibit 5
34-99610
Feb. 27, 2024
SR-CboeBYX-2023-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 View Received Comments
34-99609
Feb. 26, 2024
SR-NYSECHX-2024-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: Exhibit 5
34-99606
Feb. 26, 2024
SR-NYSEARCA-2024-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 1.1 Comments Due: Exhibit 5
34-99604
Feb. 26, 2024
SR-ISE-2024-06
Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-99598
Feb. 26, 2024
SR-BX-2024-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol Comments Due: Exhibit 5
34-99603
Feb. 26, 2024
SR-NYSE-2024-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: Exhibit 5
34-99599
Feb. 26, 2024
SR-MEMX-2024-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: Exhibit 5
34-99597
Feb. 23, 2024
SR-NYSEARCA-2024-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.91P-O Comments Due: Exhibit 5
34-99592
Feb. 23, 2024
SR-NYSE-2024-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-99591
Feb. 23, 2024
SR-NYSE-2024-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Content of the NYSE Best Quote & Trades Data Feed Comments Due:
34-99594
Feb. 23, 2024
SR-OCC-2024-001
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the M View Received Comments
34-99593
Feb. 23, 2024
SR-NYSEAMER-2024-10
Notice of Filing of Proposed Change, as Modified by Amendment No. 2 to Amend Rule 915 to Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin View Received Comments Exhibit 5
34-99588
Feb. 22, 2024
SR-FINRA-2023-016
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 2210 (Communications with the Public) to Permit Projections of Comments Due: View Received Comments Exhibit 4 , Exhibit 5
34-99581
Feb. 21, 2024
SR-MEMX-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Comments Due: Exhibit 5
34-99580
Feb. 21, 2024
SR-NASDAQ-2024-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 2028 Comments Due: Exhibit 5
34-99577
Feb. 21, 2024
SR-MSRB-2023-06
Notice of Withdrawal of Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
34-99572
Feb. 21, 2024
SR-CboeEDGX-2024-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99571
Feb. 21, 2024
SR-C2-2024-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99570
Feb. 21, 2024
SR-CboeBZX-2024-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99569
Feb. 21, 2024
SR-LCH SA-2023-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Liquidity Risk Modelling Framework
34-99568
Feb. 20, 2024
SR-OCC-2023-007
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Resta
34-99567
Feb. 20, 2024
SR-NSCC-2023-007
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options
34-99566
Feb. 20, 2024
SR-NYSEAMER-2024-11
Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 7.31E(a)(2)(B) regarding Limit Order Price Protection Comments Due: Exhibit 5
34-99557
Feb. 16, 2024
SR-NASDAQ-2023-022
Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity Comments Due: View Received Comments Exhibit 5 - Amendment 2
34-99550
Feb. 16, 2024
SR-CboeBYX-2024-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99556
Feb. 16, 2024
SR-MIAX-2024-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: Exhibit 5
34-99555
Feb. 16, 2024
SR-EMERALD-2024-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: Exhibit 5
34-99551
Feb. 16, 2024
SR-CboeBZX-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99554
Feb. 16, 2024
SR-PEARL-2024-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: Exhibit 5
34-99553
Feb. 16, 2024
SR-CboeEDGA-2024-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99552
Feb. 16, 2024
SR-CboeEDGX-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-99548
Feb. 15, 2024
SR-MIAX-2024-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Exchange Rule 1308 to Extend the Temporary Remote Inspection Relief for Members Through June 30, 2024 Comments Due:
34-99540
Feb. 14, 2024
SR-CboeEDGA-2024-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99535
Feb. 14, 2024
SR-NASDAQ-2024-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: View Received Comments Exhibit 5
34-99538
Feb. 14, 2024
SR-NYSEARCA-2024-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-99534
Feb. 14, 2024
SR-BX-2024-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: View Received Comments Exhibit 5
34-99533
Feb. 14, 2024
SR-NYSE-2024-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rule 7.39 Comments Due: Exhibit 5
34-99537
Feb. 14, 2024
SR-Phlx-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3(a) Comments Due: View Received Comments Exhibit 5
34-99531
Feb. 13, 2024
SR-CboeEDGX-2024-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-99530
Feb. 13, 2024
SR-CboeBZX- 2023-062
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Re
34-99529
Feb. 13, 2024
SR-EMERALD-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-99528
Feb. 13, 2024
SR-MIAX-2024-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading Comments Due: Exhibit 5
34-99527
Feb. 13, 2024
SR-PEARL-2024-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-99532
Feb. 13, 2024
SR-NYSEARCA-2024-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-99526
Feb. 13, 2024
SR-MIAX-2024-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: View Received Comments Exhibit 5
34-99524
Feb. 13, 2024
SR-CboeBZX-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 1 Comments Due: Exhibit 5
34-99523
Feb. 12, 2024
SR-NYSEARCA-2024-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99519
Feb. 12, 2024
SR-NYSENAT-2024-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99522
Feb. 12, 2024
SR-NYSECHX-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99521
Feb. 12, 2024
SR-NYSEAMER-2024-07
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-99520
Feb. 12, 2024
SR-NYSE-2024-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
