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(Click here for meetings with SEC officials)
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| Sep. 15, 2024 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Aug. 21, 2024 | Melissa P. Hoots, CEO/COO, Falcon Square Capital, LLC |
| Aug. 21, 2024 | Michael Decker, Senior Vice President, Research and Public Policy, Bond Dealers of America |
| Aug. 21, 2024 | Christopher A. Iacovella, President & Chief Executive Officer, American Securities Association |
| Aug. 21, 2024 | Kenneth Bentsen Jr., President and CEO, SIFMA |
| Aug. 13, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Jul. 30, 2024 | Danta Goines |
| Jul. 27, 2024 | Demetri Goines |
| Jul. 18, 2024 | Racquel Russell, Senior Vice President, Director of Capital Markets Policy, FINRA |
| May 17, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| May 17, 2024 | Richard G. Wallace, Senior Vice President and Associate General Counsel, LPL Financial LLC |
| May 17, 2024 | Christopher A. Iacovella, President and Chief Executive Officer, American Securities Association |
| May 17, 2024 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| May 17, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| May 17, 2024 | Mark D. Griffin, SVP & Risk Control Manager, FHN Financial |
| May 17, 2024 | Frank Fairman, Managing Director, Piper Sandler & Co. |
| May 15, 2024 | Dylan Parker, CEO, Moment Markets LLC |
| May 14, 2024 | Ursula Baerlein, Truck Driver |
| Feb. 26, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 16, 2024 | Christopher A. Iacovella, President & Chief Executive Officer, American Securities Association |
| Feb. 15, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Feb. 15, 2024 | Melissa P. Hoots, CEO/CCO, Falcon Square Capital, LLC |
| Feb. 15, 2024 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Feb. 15, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Feb. 15, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 15, 2024 | Kenneth E. Bentsen, Jr., President and CEO, Securities Industry and Financial Markets Association |
| Feb. 15, 2024 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute and Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Feb. 15, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| Feb. 15, 2024 | Gerard O’Reilly, Co-Chief Executive Officer and Co-Chief Investment Officer, Dimensional Fund Advisors LP and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors L.P.
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 25, 2024 | Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of Citadel Securities |
| Jul. 25, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel |
| Jul. 25, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 25, 2024 meeting with representatives of Citadel Securities |
| Jul. 25, 2024 | Memorandum from the Office of the Chair regarding a July 25, 2024 meeting with representatives of Citadel Securities |
| Jun. 14, 2024 | Memorandum from the Office of Public Engagement regarding a June 4, 2024, meeting with SIFMA Municipal Securities Committee |
| Jun. 3, 2024 | Memorandum from the Division of Trading and Markets regarding a June 3, 2024 meeting with representatives of the Securities Industry and Financial Markets Association |
| Jun. 3, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 3, 2024, meeting with representatives of the Securities Industry and Financial Markets Association |
| Mar. 21, 2024 | Memorandum from the Division of Trading and Markets regarding a March 21, 2024, meeting with representatives of the Bond Dealers of America |
